13F-HR filed by SANDERS MORRIS HARRIS LLC
SANDERS MORRIS HARRIS LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-27, with 330 holding rows worth $581,019,000.
- Accession
- 0001085146-16-003539
- Filer
- CIK 1053994
- Filed
- 2016-04-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 619 entries on the cover page, a total value of $581,019,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $581,019,000 with VALUE read as thousands by filing date, 13F file number 028-12760. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerGFS Advisors, LLC028-13054
- reports for this filerLeonetti & Associates, LLC028-13075
- included managerSANDERS MORRIS HARRIS INC.028-12760
- included managerSMH CAPITAL ADVISORS INC028-10258
- included managerRikoon Group, LLC028-15479
- included managerMILLER GREEN FINANCIAL SERVICES INC /ADV028-16804
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MAIN STR CAP CORP | 56035L104 | COM | 2,394,762 | $75,077,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 665,145 | $55,591,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 583,843 | $14,373,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 177,326 | $12,020,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 221,368 | $11,747,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 98,794 | $10,737,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 119,786 | $9,473,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 319,500 | $9,269,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 1,696,207 | $8,312,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 91,091 | $7,859,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 70,038 | $7,728,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 351,145 | $7,588,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 76,445 | $7,580,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 168,800 | $7,488,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 106,389 | $7,264,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 62,995 | $6,880,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 80,292 | $6,728,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 81,566 | $6,578,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 3,008,033 | $6,407,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 1,928,828 | $6,037,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 166,845 | $5,244,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 42,711 | $4,620,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 78,800 | $4,615,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 20,569 | $4,272,000 | thousands by filing date | |
| ECLIPSE RES CORP | 27890G100 | COM | 2,894,777 | $4,168,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 122,674 | $4,081,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 105,100 | $4,074,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 295,595 | $3,996,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 39,505 | $3,760,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 103,800 | $3,719,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 57,637 | $3,635,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 24,063 | $3,634,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 122,149 | $3,540,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 26,413 | $3,524,000 | thousands by filing date | |
| IJH | 464287507 | COM | 23,507 | $3,389,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 83,027 | $3,345,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 37,151 | $3,058,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 45,768 | $3,012,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 65,375 | $2,977,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 32,572 | $2,821,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 73,833 | $2,769,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 66,983 | $2,702,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 171,030 | $2,661,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 38,251 | $2,632,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 22,254 | $2,625,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 13,763 | $2,618,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 35,221 | $2,608,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 1,047,595 | $2,588,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 138,284 | $2,470,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 17,387 | $2,467,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 23,483 | $2,406,000 | thousands by filing date | |
| CAMDEN PPTY TR SH BEN INT | 133131102 | REIT | 28,522 | $2,398,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 19,499 | $2,320,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 89,805 | $2,270,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 38,063 | $2,256,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 35,598 | $2,230,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 57,777 | $2,230,000 | thousands by filing date | |
| YUMA ENERGY INC | 98872E108 | COM | 10,777,472 | $2,221,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,599 | $2,178,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 54,929 | $2,152,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 31,883 | $2,118,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 38,128 | $2,106,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 16,546 | $2,102,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 20,768 | $2,063,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 45,294 | $2,057,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 41,922 | $2,054,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 170,495 | $2,025,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 37,475 | $1,926,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 177,790 | $1,862,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 48,011 | $1,850,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 186,314 | $1,832,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 17,735 | $1,817,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 44,905 | $1,803,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 35,026 | $1,798,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 22,017 | $1,752,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 52,228 | $1,661,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 7,991 | $1,651,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 55,210 | $1,646,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 51,071 | $1,624,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 6,893 | $1,611,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 17,904 | $1,548,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 14,742 | $1,510,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 37,139 | $1,499,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 43,900 | $1,488,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 53,586 | $1,485,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 11,087 | $1,471,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 134,448 | $1,469,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 15,462 | $1,461,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 48,377 | $1,438,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 261,000 | $1,433,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 42,963 | $1,432,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 30,920 | $1,411,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 25,344 | $1,406,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 13,406 | $1,390,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 64,288 | $1,372,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 22,326 | $1,363,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 12,288 | $1,360,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 25,726 | $1,352,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 47,870 | $1,348,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 21,980 | $1,327,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 29,539 | $1,309,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 11,084 | $1,304,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 71,226 | $1,244,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 47,000 | $1,199,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 26,375 | $1,166,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 22,400 | $1,158,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 15,123 | $1,111,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 27,056 | $1,097,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 8,084 | $1,087,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,397 | $1,066,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 10,460 | $1,057,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 1,416 | $1,054,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 12,530 | $1,046,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 34,641 | $1,026,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 17,223 | $1,016,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 16,279,000 | $1,013,000 | thousands by filing date | principal |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 32,753 | $1,008,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 10,041 | $1,005,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 17,566 | $1,004,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 12,840 | $1,002,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 23,996 | $985,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 62,426 | $979,000 | thousands by filing date | |
| CARE COM INC | 141633107 | COM | 156,744 | $964,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 34,090 | $945,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 20,098 | $932,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 16,239 | $928,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 13,503 | $917,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 141,733 | $907,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 79,070 | $890,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 23,710 | $890,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 12,240 | $887,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 63,125 | $886,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 21,502 | $880,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 10,205 | $873,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 17,845 | $872,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,640 | $856,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 37,593 | $848,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 21,205 | $847,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 10,230 | $842,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 9,130 | $829,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 15,992 | $813,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 13,030 | $805,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 2,985 | $800,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 14,435 | $796,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 9,835 | $791,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 75,925 | $788,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 103,170 | $774,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 12,068 | $771,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 43,320 | $758,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 375,686 | $743,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 10,277 | $740,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 23,400 | $735,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 7,016 | $733,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 9,735 | $731,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 14,887 | $721,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 9,021 | $715,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 19,315 | $702,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 28,519 | $702,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,041 | $689,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 14,338 | $685,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 40,987 | $684,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 15,404 | $676,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 20,608 | $666,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 21,900 | $666,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 48,900 | $664,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 44,546 | $664,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 8,252 | $659,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 31,061 | $652,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 22,020 | $643,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 30,979 | $625,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 16,220 | $621,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 8,412 | $620,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 4,840 | $609,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 44,450 | $601,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 88,555 | $566,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 3,600 | $565,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 17,176 | $556,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 5,476 | $547,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 5,481 | $538,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 10,984 | $535,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 7,040 | $528,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 10,075 | $523,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 12,297 | $515,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 12,769 | $513,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 8,090 | $513,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,631 | $512,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 4,805 | $506,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 14,612 | $494,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,134 | $493,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 33,338 | $490,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 12,070 | $490,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 4,900 | $484,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 7,511 | $465,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 361 | $465,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 2,815 | $458,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 71,000 | $454,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 7,000 | $452,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 14,630 | $452,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 3,635 | $451,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,469 | $447,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 14,769 | $446,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 6,559 | $446,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 18,086 | $445,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 16,000 | $440,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 11,009 | $432,000 | thousands by filing date | |
| LANDMARK INFRASTRUCTURE PARTNERS | 51508J108 | COMMON STOCK | 28,680 | $432,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,036 | $430,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,633 | $430,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 23,297 | $430,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 14,305 | $428,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 9,570 | $424,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,520 | $419,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,651 | $415,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 6,408 | $398,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 11,001 | $392,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 4,181 | $390,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 4,941 | $389,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 5,911 | $387,000 | thousands by filing date | |
| VTI | 922908769 | COM | 3,664 | $384,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 19,734 | $378,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,393 | $365,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 612 | $363,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 8,220 | $362,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 10,471,000 | $361,000 | thousands by filing date | principal |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 6,410 | $359,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 28,945 | $358,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,600 | $357,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 3,307 | $355,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 4,975 | $355,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 4,663 | $353,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 4,195 | $349,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 5,291 | $343,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 6,432 | $341,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,775 | $339,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,001 | $335,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 11,264 | $334,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 5,185 | $329,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,447 | $326,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,510 | $326,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 23,705 | $317,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,080 | $310,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,996 | $308,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 3,206 | $304,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 6,016 | $303,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 22,323 | $302,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 303,975 | $301,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 3,606 | $292,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 23,800 | $285,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 48,500 | $285,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 5,890 | $283,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,079 | $277,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 3,897 | $276,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 26,075 | $270,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,520 | $268,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 15,770 | $265,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 3,517 | $259,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 6,325 | $259,000 | thousands by filing date | |
| FENIX PTS INC | 31446L100 | COM | 55,199 | $254,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 2,947 | $252,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 26,390 | $249,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 24,267 | $246,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 9,200 | $245,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 9,210 | $245,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,727 | $244,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2,100 | $240,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,664 | $238,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 2,756 | $235,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 4,950 | $234,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 5,000 | $233,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,747 | $232,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 2,001 | $231,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 5,933 | $227,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,783 | $225,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,596 | $220,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,000 | $219,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 7,880 | $213,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 5,922 | $212,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 6,632 | $211,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 3,697 | $210,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,202 | $210,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 15,000 | $209,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 1,435 | $204,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,500 | $203,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 93,048 | $189,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 45,210 | $186,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 15,472 | $172,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 10,000 | $170,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 13,953 | $167,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 15,000 | $166,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 131,650 | $163,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 12,000 | $156,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 49,000 | $147,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 12,100 | $147,000 | thousands by filing date | |
| GUGGENHEIM CANADIAN ENERGY I | 18383Q606 | GUGG | 17,890 | $138,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 151,867 | $134,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 29,932 | $131,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 11,334 | $128,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 8,203,000 | $115,000 | thousands by filing date | principal |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 11,000 | $110,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 10,000 | $73,000 | thousands by filing date | |
| NORTH ATLANTIC DRI ORDF | g6613p129 | COM | 25,456 | $69,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 12,400 | $62,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 23,860 | $53,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 21,300 | $49,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 40,668 | $47,000 | thousands by filing date | |
| PEDEVCO CORP | 70532Y204 | COM | 245,500 | $46,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 23,050 | $40,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 22,080 | $39,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 2,732,000 | $39,000 | thousands by filing date | principal |
| KKR & CO LP | 48248M102 | COMMON STOCK | 53,983 | $26,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 23,520 | $22,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 29,600 | $18,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 21,105 | $11,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 10,000 | $11,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 16,699 | $5,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 2,287,000 | $2,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,523,000 | $2,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 2,228,000 | $2,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 2,526,000 | $2,000 | thousands by filing date | principal |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 33,946 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| SLR INVESTMENT CORP | 83413U100 | COM | 56,223 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| APOLLO INVT CORP | 03761U106 | COM | 127,260 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Apollo Global Management | 037612306 | COM | 76,228 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 79,174 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 111,258 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 91,033 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 10,063 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 10,037 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,235 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 188,893 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003539 | this filing | 2016-04-27 | acceptance time not in the bulk data set |