13F-HR/A filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR/A for the quarter ended 2015-12-31, filed 2016-03-23, with 827 holding rows worth $1,566,486,000.
- Accession
- 0001085146-16-003374
- Filer
- CIK 1534468
- Filed
- 2016-03-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, amendment of type restatement, 827 entries on the cover page, a total value of $1,566,486,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,566,486,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 9,449 | $403,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 25,131 | $402,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 13,907 | $402,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 6,466 | $400,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,826 | $399,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 16,568 | $399,000 | thousands by filing date | |
| ACNB CORP | 000868109 | COMMON STOCK | 18,719 | $398,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,994 | $398,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 10,832 | $397,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 29,125 | $397,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 9,684 | $395,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 10,134 | $388,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 4,781 | $388,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 13,350 | $387,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 7,836 | $387,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 5,091 | $385,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 9,957 | $381,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 2,515 | $379,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 3,569 | $378,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,612 | $378,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,000 | $378,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 18,093 | $378,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 54,918 | $376,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 8,445 | $376,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 14,522 | $376,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 3,792 | $375,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 7,312 | $373,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 4,151 | $371,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,143 | $370,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 4,322 | $368,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 12,792 | $367,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 490 | $361,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 36,485 | $360,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 12,140 | $359,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 8,119 | $359,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 13,074 | $357,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 23,438 | $357,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 7,681 | $356,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,585 | $356,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 22,435 | $355,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 10,371 | $353,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 16,000 | $353,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 7,684 | $351,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 5,886 | $349,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 46,218 | $349,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 12,277 | $349,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,805 | $348,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 8,509 | $348,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 20,000 | $348,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 2,470 | $346,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 17,172 | $346,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 18,305 | $345,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 55,102 | $345,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 9,440 | $345,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 9,984 | $343,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 24,263 | $343,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 11,755 | $341,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 16,379 | $341,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,529 | $340,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 4,252 | $340,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 3,623 | $338,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 3,497 | $338,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,794 | $338,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 7,928 | $338,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 16,384 | $337,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 26,309 | $337,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 13,062 | $336,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 12,949 | $336,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 7,144 | $335,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,886 | $334,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,747 | $334,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,653 | $332,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 3,350 | $332,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,340 | $332,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,314 | $332,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 5,497 | $331,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 6,680 | $328,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,493 | $326,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 3,254 | $323,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 8,525 | $323,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 3,754 | $322,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,514 | $321,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 13,855 | $321,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 10,755 | $321,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,419 | $317,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 7,320 | $316,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 7,584 | $315,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 13,840 | $315,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 11,238 | $314,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 12,153 | $314,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 3,223 | $313,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 16,955 | $313,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 5,876 | $313,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 16,981 | $312,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 5,162 | $311,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,931 | $308,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 2,846 | $307,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,975 | $305,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 19,609 | $305,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 5,740 | $302,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 40,973 | $302,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 3,798 | $302,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 4,713 | $302,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 11,124 | $301,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,631 | $301,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 2,517 | $300,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 9,088 | $297,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,834 | $295,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 7,525 | $295,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 8,039 | $295,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 20,306 | $295,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 4,093 | $293,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 4,916 | $293,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,844 | $293,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 4,883 | $293,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 6,027 | $293,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 20,580 | $292,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 24,004 | $292,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 17,165 | $292,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 21,351 | $291,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,463 | $291,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 5,765 | $290,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 6,830 | $290,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 35,522 | $286,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 5,845 | $285,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 5,654 | $283,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 5,860 | $279,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,695 | $278,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 11,550 | $278,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,908 | $277,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 5,301 | $276,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 12,757 | $276,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 11,973 | $275,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 9,971 | $274,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,353 | $273,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 19,862 | $272,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 3,237 | $271,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 6,069 | $270,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 5,664 | $270,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,904 | $269,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,495 | $268,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1,418 | $267,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 7,870 | $266,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 4,988 | $265,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 16,345 | $265,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 5,167 | $264,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 4,941 | $262,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 18,415 | $262,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 11,120 | $262,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 684 | $261,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 21,723 | $259,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 11,194 | $258,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 291 | $257,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 3,957 | $257,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 2,945 | $256,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 9,684 | $256,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 11,899 | $256,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,506 | $255,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,347 | $255,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 23,309 | $255,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 7,715 | $255,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 12,113 | $255,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 14,337 | $254,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 20,840 | $254,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 4,208 | $252,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 3,340 | $251,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 3,528 | $251,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 7,501 | $251,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 9,628 | $251,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 7,783 | $251,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 18,483 | $250,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 15,708 | $249,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,060 | $247,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 19,452 | $247,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 6,626 | $247,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 13,567 | $247,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 10,711 | $246,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 2,266 | $246,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 959 | $245,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,837 | $245,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 12,090 | $245,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 6,270 | $245,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6,720 | $244,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 9,860 | $243,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 10,335 | $243,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 5,500 | $242,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,751 | $241,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 5,057 | $241,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 41,675 | $240,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 440 | $238,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 4,740 | $237,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 5,100 | $236,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 18,648 | $236,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 6,236 | $236,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 15,726 | $235,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,764 | $235,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 6,003 | $234,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 4,339 | $234,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 7,904 | $233,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 5,848 | $231,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 15,766 | $231,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,231 | $231,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 22,892 | $229,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 9,660 | $229,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 12,841 | $228,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 2,547 | $227,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 668 | $226,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 15,800 | $226,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 8,206 | $225,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 16,782 | $225,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 29,369 | $224,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 1,655 | $224,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,052 | $223,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 8,933 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 1,554 | $222,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,188 | $221,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 6,635 | $221,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 34,942 | $220,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 7,150 | $220,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,065 | $219,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 5,240 | $219,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,352 | $219,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 13,500 | $219,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 9,060 | $219,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 15,506 | $218,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 6,080 | $217,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 20,487 | $216,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 4,466 | $214,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 4,988 | $214,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 6,373 | $213,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,095 | $213,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 23,669 | $213,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 4,670 | $213,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,399 | $212,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,445 | $212,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1,959 | $212,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 19,239 | $211,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 31,406 | $211,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 13,401 | $211,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 440 | $210,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,109 | $210,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 39,196 | $210,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 4,865 | $209,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,394 | $208,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 11,220 | $208,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 21,955 | $208,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 10,205 | $207,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 3,400 | $207,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 2,122 | $205,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 4,215 | $205,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,154 | $205,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,710 | $205,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,414 | $204,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 7,830 | $203,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 9,137 | $202,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 17,858 | $201,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 11,041 | $201,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,603 | $201,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 2,862 | $200,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 31,297 | $199,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 11,449 | $197,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 14,486 | $193,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 16,084 | $190,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 10,971 | $190,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 16,000 | $185,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 16,161 | $170,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 10,552 | $168,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 20,877 | $166,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 12,150 | $165,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,200 | $161,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 12,245 | $161,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 12,449 | $159,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 10,407 | $159,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,039 | $158,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 35,083 | $153,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 15,451 | $153,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 19,430 | $152,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 18,241 | $152,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 15,597 | $150,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 11,740 | $150,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,086 | $144,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 16,462 | $141,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 21,027 | $140,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 19,289 | $129,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 12,704 | $128,000 | thousands by filing date | |
| GLOBAL X | 37950E325 | GLOBL X JR MLP | 16,175 | $128,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,216 | $125,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,410 | $122,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 16,442 | $119,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,678 | $116,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 14,351 | $112,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 27,142 | $110,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 21,300 | $109,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 11,964 | $108,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 18,400 | $106,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 14,349 | $106,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 10,490 | $102,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 28,492 | $96,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 18,762 | $95,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 17,328 | $94,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 19,118 | $94,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 11,338 | $91,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 10,054 | $90,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 18,702 | $85,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 19,028 | $84,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 28,083 | $83,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 13,508 | $79,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 21,757 | $77,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 14,249 | $76,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 21,636 | $67,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 11,098 | $58,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 11,177 | $57,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,229 | $51,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,448 | $51,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 13,307 | $41,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 14,500 | $36,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 15,804 | $31,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 44,997 | $30,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 12,263 | $28,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 63,880 | $16,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 14,017 | $15,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 11,405 | $15,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 10,000 | $12,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 12,860 | $7,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 22,900 | $5,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 20,000 | $4,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 10,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003229 | superseded | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-16-003374 | this filing | 2016-03-23 | acceptance time not in the bulk data set |