13F-HR/A filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR/A for the quarter ended 2015-12-31, filed 2016-03-23, with 827 holding rows worth $1,566,486,000.
- Accession
- 0001085146-16-003374
- Filer
- CIK 1534468
- Filed
- 2016-03-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, amendment of type restatement, 827 entries on the cover page, a total value of $1,566,486,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,566,486,000 with VALUE read as thousands by filing date, 13F file number 028-14619. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 242,775 | $49,729,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1,010,140 | $42,252,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 451,258 | $39,185,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 367,107 | $38,683,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 405,505 | $36,438,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 303,643 | $29,724,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 128,498 | $26,186,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 222,133 | $24,850,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 478,234 | $24,697,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 248,040 | $24,677,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 377,692 | $22,186,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 273,199 | $21,320,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 370,720 | $20,569,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 525,361 | $18,052,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 103,951 | $16,650,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 215,883 | $16,567,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 523,443 | $16,253,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 117,744 | $15,549,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 150,964 | $15,517,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 191,545 | $14,907,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 287,118 | $13,263,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 551,687 | $12,957,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 218,522 | $12,920,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 126,550 | $11,636,000 | thousands by filing date | |
| IJH | 464287507 | COM | 78,405 | $10,929,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,191,774 | $10,714,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 156,476 | $10,144,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 126,923 | $10,105,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 505,156 | $9,187,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 89,405 | $9,067,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 280,850 | $9,061,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 157,759 | $8,566,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 70,811 | $7,981,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 119,068 | $7,946,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 203,603 | $7,859,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 52,117 | $7,854,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 117,555 | $7,768,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 128,577 | $7,758,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 72,406 | $7,322,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 65,718 | $7,110,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 604,445 | $7,019,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 75,366 | $7,003,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 67,590 | $6,799,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 64,129 | $6,760,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 169,049 | $6,572,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 53,910 | $6,555,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 54,378 | $6,531,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 62,279 | $6,485,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 147,818 | $6,349,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 104,551 | $6,255,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 219,240 | $6,192,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 165,945 | $6,092,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 80,022 | $6,010,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 87,079 | $5,975,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 120,755 | $5,879,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 84,531 | $5,859,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 98,177 | $5,715,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 113,317 | $5,646,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 71,184 | $5,626,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 16,418 | $5,547,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 46,083 | $5,543,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 103,646 | $5,473,000 | thousands by filing date | |
| VTI | 922908769 | COM | 50,316 | $5,247,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 52,078 | $5,192,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 188,161 | $5,112,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 35,018 | $5,052,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 37,583 | $4,976,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6,495 | $4,946,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 231,252 | $4,939,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 153,084 | $4,921,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 52,246 | $4,904,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 68,723 | $4,900,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 69,807 | $4,809,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 43,491 | $4,782,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 53,610 | $4,720,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 43,492 | $4,710,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 63,977 | $4,706,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 60,150 | $4,673,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 6,798 | $4,608,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 133,981 | $4,604,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 56,357 | $4,591,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 58,459 | $4,399,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 84,944 | $4,369,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 54,495 | $4,353,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 175,590 | $4,332,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 70,741 | $4,246,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 16,674 | $4,236,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 30,690 | $4,228,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 37,504 | $4,146,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 95,913 | $4,070,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 73,884 | $4,018,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 30,856 | $3,928,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,922 | $3,848,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 32,464 | $3,846,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 36,142 | $3,844,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 33,441 | $3,790,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 138,249 | $3,746,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 109,812 | $3,727,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 49,798 | $3,644,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 443,240 | $3,628,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 22,429 | $3,612,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 49,389 | $3,591,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 35,583 | $3,489,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 69,831 | $3,478,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 33,430 | $3,461,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 37,051 | $3,392,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 75,821 | $3,388,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 136,824 | $3,270,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 42,535 | $3,234,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 40,822 | $3,194,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 33,227 | $3,192,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 52,064 | $3,185,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 189,234 | $3,179,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 28,908 | $3,167,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 82,925 | $3,167,000 | thousands by filing date | |
| ISHARES TR | 46435G839 | MSCI EAFE SMCP | 128,275 | $3,148,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 26,084 | $3,139,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 66,681 | $3,123,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 74,558 | $3,077,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 57,832 | $3,055,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 29,738 | $3,033,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 32,225 | $3,013,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 41,321 | $3,008,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 115,456 | $2,981,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 18,231 | $2,944,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 62,085 | $2,903,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 28,961 | $2,877,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 28,120 | $2,872,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 49,583 | $2,866,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 56,485 | $2,848,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 47,941 | $2,842,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 117,462 | $2,821,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 29,229 | $2,750,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 38,222 | $2,710,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 62,900 | $2,687,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 33,256 | $2,684,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 57,193 | $2,670,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 30,238 | $2,669,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 177,638 | $2,631,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 32,675 | $2,626,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 57,141 | $2,599,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 13,861 | $2,592,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 35,223 | $2,531,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 246,346 | $2,511,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 132,245 | $2,486,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 63,988 | $2,460,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 68,743 | $2,410,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 14,805 | $2,397,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 55,056 | $2,381,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 19,036 | $2,360,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 237,192 | $2,350,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 41,332 | $2,344,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 70,586 | $2,314,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 19,903 | $2,306,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 41,533 | $2,294,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 26,808 | $2,259,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 16,152 | $2,256,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 56,737 | $2,254,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 39,192 | $2,212,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 24,087 | $2,205,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 49,973 | $2,205,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 44,005 | $2,175,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 18,982 | $2,169,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 27,167 | $2,164,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 25,525 | $2,147,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 55,267 | $2,098,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 82,182 | $2,082,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 385,876 | $2,068,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 15,849 | $2,044,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 29,987 | $2,040,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 9,071 | $1,971,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 84,577 | $1,959,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 25,339 | $1,953,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 23,099 | $1,951,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 16,880 | $1,902,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 135,262 | $1,901,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 143,583 | $1,891,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 23,613 | $1,887,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 6,044 | $1,886,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 51,687 | $1,883,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 48,419 | $1,883,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 23,487 | $1,846,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 44,316 | $1,832,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 23,479 | $1,809,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 47,596 | $1,800,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 21,500 | $1,789,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 25,959 | $1,757,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061508 | GLB MOMENT ETF | 75,956 | $1,715,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 15,637 | $1,694,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 17,432 | $1,681,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 13,920 | $1,673,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 30,901 | $1,642,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 73,413 | $1,639,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 15,044 | $1,628,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 6,549 | $1,623,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 19,786 | $1,623,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 36,141 | $1,613,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 37,110 | $1,609,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 8 | $1,583,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 126,633 | $1,572,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 17,636 | $1,562,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 70,562 | $1,559,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 55,537 | $1,557,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 24,408 | $1,532,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 9,365 | $1,509,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 17,853 | $1,499,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 23,384 | $1,496,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 11,014 | $1,464,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 14,664 | $1,454,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 17,831 | $1,451,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 119,359 | $1,440,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 27,842 | $1,429,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 45,416 | $1,424,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 156,240 | $1,417,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 34,454 | $1,412,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 18,117 | $1,411,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 47,843 | $1,395,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 11,862 | $1,391,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 109,905 | $1,383,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 20,133 | $1,372,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 39,343 | $1,353,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 11,936 | $1,351,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 12,578 | $1,343,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 16,580 | $1,331,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 12,573 | $1,326,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 7,530 | $1,306,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 10,917 | $1,290,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 95,778 | $1,287,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 35,480 | $1,276,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 15,620 | $1,254,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 211,318 | $1,253,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 29,420 | $1,251,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 18,664 | $1,234,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 32,380 | $1,226,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 152,840 | $1,208,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 11,548 | $1,200,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 33,214 | $1,198,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 13,982 | $1,190,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 17,780 | $1,184,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 16,175 | $1,176,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 29,195 | $1,157,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 13,222 | $1,156,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 22,794 | $1,154,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 15,630 | $1,149,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 62,448 | $1,149,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 27,440 | $1,147,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 43,724 | $1,139,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 60,966 | $1,136,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 49,853 | $1,136,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 29,473 | $1,133,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 16,290 | $1,131,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 43,920 | $1,128,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 46,804 | $1,116,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 22,850 | $1,112,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 38,318 | $1,112,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 29,079 | $1,108,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 27,621 | $1,107,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 26,762 | $1,058,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 22,866 | $1,057,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 199,976 | $1,055,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 15,510 | $1,054,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 143,005 | $1,044,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 51,761 | $1,036,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 15,619 | $1,032,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 31,471 | $1,013,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 47,018 | $1,012,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 11,295 | $1,011,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 10,411 | $996,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 22,193 | $989,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 17,107 | $986,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 38,293 | $986,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 19,934 | $985,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 19,685 | $981,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 33,384 | $980,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 68,650 | $971,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 48,114 | $971,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 28,386 | $969,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 14,504 | $967,000 | thousands by filing date | |
| TORTOISE ENERGY INFRA CORP | 89147L100 | COM | 34,440 | $957,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 11,996 | $951,000 | thousands by filing date | |
| NEW YORK REIT INC | 64976L109 | COM | 82,407 | $951,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 48,096 | $950,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 92,437 | $944,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 7,371 | $937,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 13,408 | $935,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 21,595 | $930,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 27,421 | $928,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 6,500 | $925,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 16,103 | $919,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 20,685 | $914,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 32,977 | $913,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,509 | $912,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 17,157 | $911,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 29,996 | $901,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 9,654 | $898,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 2,928 | $897,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 19,951 | $895,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 11,386 | $894,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 8,064 | $892,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 11,644 | $890,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 5,872 | $879,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 12,437 | $879,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 4,555 | $860,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 15,981 | $859,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 34,011 | $858,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 15,194 | $857,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 8,653 | $856,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 18,446 | $853,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 28,565 | $848,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 17,770 | $847,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 19,477 | $844,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 9,914 | $837,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 26,260 | $835,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 91,053 | $834,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 15,583 | $826,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 94,368 | $825,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 9,479 | $818,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 9,826 | $817,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 9,818 | $816,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 16,302 | $814,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 7,881 | $810,000 | thousands by filing date | |
| NEXPOINT DIVERSIFIED REAL ESTA | 65340G205 | COM NEW | 39,520 | $806,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 17,535 | $805,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 43,799 | $805,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 126,300 | $805,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 6,660 | $800,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 8,921 | $800,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 83,713 | $799,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 11,285 | $788,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,262 | $785,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 22,844 | $777,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 13,187 | $771,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 51,377 | $767,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 10,642 | $755,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 6,509 | $745,000 | thousands by filing date | |
| XTRACKERS MSCI EAFE HIGH DIVIDEND YIELD EQUITY ETF | 233051630 | ETF | 32,030 | $738,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 12,894 | $734,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 8,007 | $733,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 4,998 | $733,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 38,203 | $725,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,648 | $722,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 21,549 | $722,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 12,201 | $720,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 98,255 | $718,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 12,257 | $716,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524771 | FUNDAMENTAL US L | 24,850 | $712,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 27,426 | $706,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 47,840 | $701,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 6,094 | $696,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 11,455 | $692,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 17,067 | $682,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 13,151 | $680,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 14,518 | $680,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 48,306 | $676,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 23,406 | $675,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 15,433 | $666,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 21,935 | $665,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 27,526 | $659,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 2,842 | $659,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 8,763 | $655,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 49,122 | $650,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 3,247 | $645,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 5,949 | $637,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 89,740 | $630,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 24,984 | $628,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 11,195 | $628,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 6,701 | $618,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 7,632 | $614,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 45,553 | $608,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 30,398 | $608,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 33,600 | $606,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,512 | $603,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 11,728 | $601,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 36,773 | $600,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 14,256 | $599,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 15,242 | $599,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 29,161 | $598,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 126,640 | $597,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 11,228 | $595,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 6,527 | $595,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 34,242 | $591,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 11,061 | $589,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90273A108 | WLS FRG MLP EX | 32,000 | $588,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 41,400 | $586,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 25,250 | $584,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 14,940 | $582,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 6,794 | $581,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 6,784 | $581,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 14,754 | $580,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 74,633 | $578,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 14,918 | $576,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 24,012 | $570,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 6,455 | $569,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 13,090 | $566,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 22,334 | $566,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 13,328 | $562,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 6,063 | $561,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 14,190 | $560,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 72,691 | $558,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 24,238 | $556,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 55,800 | $553,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 5,110 | $551,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 12,587 | $547,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 20,417 | $545,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 20,227 | $544,000 | thousands by filing date | |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 6,040 | $543,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 12,485 | $541,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 54,410 | $541,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 39,592 | $540,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 5,474 | $538,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 13,357 | $535,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 8,109 | $535,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 34,123 | $532,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 13,837 | $530,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 22,869 | $530,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 6,833 | $528,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 6,215 | $526,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 52,993 | $526,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 7,440 | $522,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 29,402 | $522,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 3,775 | $519,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 9,907 | $516,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 54,655 | $514,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 4,902 | $513,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 25,575 | $513,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 21,188 | $513,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 15,234 | $512,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 24,700 | $509,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 5,163 | $507,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 5,393 | $507,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 9,487 | $507,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 395 | $503,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 46,105 | $502,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 13,675 | $499,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 35,922 | $499,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 5,363 | $497,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 12,744 | $497,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 6,185 | $495,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 4,960 | $493,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 10,261 | $493,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 3,383 | $491,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 18,649 | $484,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 24,325 | $483,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 14,101 | $482,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,527 | $478,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 7,699 | $477,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 5,118 | $476,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 6,496 | $476,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 9,520 | $474,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 6,568 | $474,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G103 | INFRAC ACT MLP | 42,509 | $474,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 35,871 | $473,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 36,220 | $473,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 5,351 | $471,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 28,018 | $470,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 3,683 | $469,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 3,930 | $468,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 3,258 | $463,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 8,505 | $462,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 7,942 | $462,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 15,378 | $462,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 10,605 | $457,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 18,732 | $457,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 4,860 | $454,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 5,266 | $454,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 3,652 | $451,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 5,614 | $449,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 5,297 | $447,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 17,588 | $447,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 9,759 | $446,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 41,218 | $445,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,891 | $442,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 6,193 | $442,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,426 | $442,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 8,772 | $440,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 6,808 | $437,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 8,486 | $437,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 6,157 | $436,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 12,593 | $430,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 69,418 | $430,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 31,419 | $427,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 8,792 | $426,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 9,978 | $426,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 3,485 | $426,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,418 | $425,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 6,292 | $423,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 2,335 | $421,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 9,284 | $421,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 3,414 | $420,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 14,317 | $418,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 10,558 | $417,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 2,709 | $415,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 12,931 | $412,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 31,190 | $412,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 5,834 | $410,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 9,495 | $407,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 29,376 | $406,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 9,195 | $405,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 3,752 | $404,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 3,678 | $404,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003229 | superseded | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-16-003374 | this filing | 2016-03-23 | acceptance time not in the bulk data set |