13F-HR filed by Cetera Advisor Networks LLC
Cetera Advisor Networks LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 778 holding rows worth $1,372,511,000.
- Accession
- 0001085146-16-003229
- Filer
- CIK 1534468
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 778 entries on the cover page, a total value of $1,372,511,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,372,511,000 with VALUE read as thousands by filing date, 13F file number 028-14619. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 8,677 | $380,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 15,646 | $380,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 9,583 | $379,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 3,791 | $378,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 4,384 | $378,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 7,131 | $378,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 17,154 | $377,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 2,683 | $370,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 11,958 | $369,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 4,131 | $364,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,960 | $363,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 7,450 | $362,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 4,003 | $361,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 4,535 | $361,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 2,172 | $355,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X443 | ETF | 8,950 | $355,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 25,657 | $354,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 4,863 | $349,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR | 41013P749 | TAX ADV GLB SH | 31,001 | $349,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,063 | $348,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 6,539 | $347,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 3,220 | $347,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 34,623 | $347,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 2,753 | $346,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 6,662 | $344,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,747 | $344,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 8,206 | $343,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 2,370 | $342,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 7,113 | $341,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 6,448 | $340,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 2,875 | $339,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 6,781 | $339,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 5,847 | $338,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 3,348 | $338,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 2,968 | $337,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 12,949 | $337,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,175 | $335,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 13,925 | $335,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 6,230 | $334,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 8,265 | $334,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 5,692 | $333,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,501 | $333,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 3,085 | $332,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 15,214 | $332,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 19,686 | $330,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 36,487 | $328,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 18,457 | $326,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 804 | $325,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 13,640 | $325,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 3,155 | $325,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,413 | $325,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 6,315 | $324,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 20,525 | $324,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 50,619 | $323,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 20,850 | $322,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 8,650 | $322,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 5,331 | $321,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 8,209 | $320,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 8,790 | $318,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 7,061 | $315,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,437 | $312,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 15,797 | $311,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 5,952 | $310,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 3,566 | $310,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 2,379 | $309,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 7,161 | $308,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 7,878 | $307,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 6,642 | $306,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 4,672 | $306,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 11,008 | $306,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 5,844 | $305,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,850 | $304,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 13,738 | $304,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 14,634 | $303,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,217 | $301,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,391 | $300,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 4,274 | $298,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 10,155 | $298,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 2,905 | $298,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 5,378 | $297,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 5,806 | $297,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 721 | $295,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 12,752 | $292,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 54,426 | $292,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 27,583 | $291,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 8,220 | $289,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 10,962 | $288,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 7,321 | $287,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 7,934 | $286,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 2,166 | $286,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 13,392 | $285,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 2,529 | $284,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 8,573 | $284,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 15,045 | $284,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 6,853 | $284,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 12,082 | $283,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 6,745 | $283,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 13,888 | $282,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 7,000 | $282,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 3,983 | $281,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 5,600 | $280,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 2,975 | $279,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 5,650 | $278,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 9,827 | $277,000 | thousands by filing date | |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 2,000 | $276,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 4,472 | $275,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 18,418 | $274,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 5,810 | $273,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2,402 | $273,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 41,675 | $273,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,825 | $272,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 1,496 | $272,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 26,549 | $272,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 3,115 | $272,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 9,388 | $271,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 12,676 | $271,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 6,832 | $271,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 3,937 | $270,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 3,014 | $270,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 5,655 | $270,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 14,462 | $269,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 5,427 | $268,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 2,811 | $268,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,046 | $267,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 13,813 | $266,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 4,019 | $266,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 6,675 | $266,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 27,074 | $266,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 2,208 | $264,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 2,874 | $263,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 16,695 | $262,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 5,212 | $261,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 1,418 | $261,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 4,701 | $261,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 2,840 | $261,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 11,828 | $260,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 7,831 | $260,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 7,555 | $259,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,048 | $258,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 8,215 | $257,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 6,057 | $257,000 | thousands by filing date | |
| MGC | 921910873 | COM | 3,655 | $256,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 2,275 | $255,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 4,563 | $255,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,029 | $254,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 3,445 | $254,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 18,305 | $254,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 11,435 | $252,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 5,956 | $251,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 4,694 | $251,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 2,652 | $251,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 10,480 | $251,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 4,165 | $250,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 4,087 | $250,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 3,524 | $250,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 6,044 | $249,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 3,484 | $248,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 2,783 | $248,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 2,971 | $247,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 2,915 | $247,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 2,420 | $247,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,627 | $246,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 2,821 | $245,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 2,988 | $245,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 7,248 | $244,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,725 | $244,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 279 | $241,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 1,993 | $241,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,140 | $239,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 3,501 | $239,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 14,200 | $238,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 37,457 | $238,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 3,020 | $237,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 4,303 | $236,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 32,613 | $236,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 4,165 | $235,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 33,125 | $235,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 2,792 | $232,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 3,761 | $230,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 9,011 | $230,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 2,216 | $230,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 10,314 | $230,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 1,882 | $229,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 2,055 | $229,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 19,645 | $229,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 6,436 | $228,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 3,874 | $227,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 24,124 | $227,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 5,244 | $225,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 2,598 | $224,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 18,281 | $224,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 10,711 | $224,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,159 | $223,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 2,185 | $222,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 20,000 | $222,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 6,748 | $220,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,292 | $220,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 3,116 | $219,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 2,396 | $216,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 3,701 | $214,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 10,856 | $214,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,094 | $213,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 9,561 | $213,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 3,321 | $213,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 5,869 | $211,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 2,216 | $210,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 1,131 | $210,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 16,176 | $209,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 6,223 | $207,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 27,300 | $207,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 5,288 | $207,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 6,405 | $207,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 4,401 | $207,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 4,765 | $206,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,497 | $206,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 3,156 | $206,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 2,808 | $204,000 | thousands by filing date | |
| UBS AG JERSEY BRANCH | 902664200 | 2XMN ALR MLP INF | 3,500 | $203,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 2,519 | $202,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 330 | $202,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 14,611 | $202,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 3,409 | $201,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 4,451 | $200,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 3,770 | $200,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 2,544 | $200,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 11,100 | $199,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 10,493 | $197,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 14,600 | $194,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 23,541 | $182,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 12,294 | $182,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 12,552 | $176,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 10,228 | $174,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 14,750 | $163,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 25,586 | $160,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 10,798 | $153,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 15,982 | $152,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 48,141 | $152,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 12,684 | $150,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 18,760 | $149,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 11,825 | $144,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,014 | $136,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 14,420 | $132,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,728 | $130,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 16,629 | $129,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 11,163 | $128,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 14,765 | $128,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 13,058 | $125,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 12,527 | $123,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 13,400 | $122,000 | thousands by filing date | |
| ARROW INVTS TR | 042765792 | DWA TACTICAL MAC | 11,790 | $122,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 32,516 | $120,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 11,050 | $119,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 11,256 | $118,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 17,650 | $118,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 10,635 | $116,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 10,231 | $114,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 21,618 | $113,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 13,800 | $111,000 | thousands by filing date | |
| MONOGRAM RESIDENTIAL TR INC | 60979P105 | COM | 11,674 | $108,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 10,657 | $106,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 28,238 | $103,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 10,080 | $101,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 18,261 | $95,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 15,361 | $94,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 26,279 | $92,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 10,229 | $91,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 10,735 | $88,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 12,801 | $82,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 16,307 | $77,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 11,462 | $76,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 14,305 | $75,000 | thousands by filing date | |
| POLYMET MINING CORP | 731916102 | COM | 41,010 | $43,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 10,519 | $29,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 10,000 | $26,000 | thousands by filing date | |
| ENSERVCO CORP COM NEW | 29358Y102 | Stock | 12,860 | $21,000 | thousands by filing date | |
| GENERAL MOLY INC COM | 370373102 | Common Stock | 20,000 | $11,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 10,000 | $6,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 10,000 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003229 | this filing | 2016-02-16 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-16-003374 | base | 2016-03-23 | acceptance time not in the bulk data set |