13F-HR filed by Pinnacle Summer Investments, Inc.
Pinnacle Summer Investments, Inc. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 854 holding rows worth $678,246,000.
- Accession
- 0001085146-16-003202
- Filer
- CIK 1071341
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A combination report, 1,370 entries on the cover page, a total value of $678,246,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $678,246,000 with VALUE read as thousands by filing date, 13F file number 028-13429. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerEdelman Financial Services, LLC028-12214
- reports for this filerGFS Advisors, LLC028-13054
- reports for this filerLeonetti & Associates, LLC028-13075
- included managerSANDERS MORRIS HARRIS INC.028-12760
- included managerSMH CAPITAL ADVISORS INC028-10258
- included managerRikoon Group, LLC028-15479
- included managerMILLER GREEN FINANCIAL SERVICES INC /ADV028-16804
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 2,972 | $16,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 285 | $15,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 200 | $15,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 450 | $15,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 394 | $15,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 241 | $15,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 2,733 | $15,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,364 | $15,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,950 | $15,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 172 | $15,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 200 | $14,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 206 | $14,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 333 | $14,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 280 | $14,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 200 | $14,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 181 | $14,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 804 | $14,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 1,566 | $14,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 511 | $14,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 1,900 | $14,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 144 | $13,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 165 | $13,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 261 | $13,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 529 | $13,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,903 | $13,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 107 | $13,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 133,127 | $13,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 392 | $13,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 560 | $13,000 | thousands by filing date | |
| FERRARI NV | N3167J106 | COM | 260 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 100 | $12,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 106 | $12,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 281 | $12,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 510 | $12,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 2,000 | $12,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 250 | $12,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 400 | $12,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,000 | $12,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 300 | $12,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 175 | $11,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 232 | $11,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 248 | $11,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 330 | $11,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 86 | $11,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 300 | $11,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 1,100 | $11,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 1,000 | $11,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 3,139 | $11,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,553 | $11,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 3,950 | $11,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 800 | $11,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 814 | $11,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 63 | $10,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 114 | $10,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 300 | $10,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 175 | $10,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 162 | $10,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 332 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 76 | $10,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 198 | $10,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 394 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 234 | $10,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 438 | $10,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 474 | $10,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,153 | $10,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 108 | $9,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 86 | $9,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 100 | $9,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 142 | $9,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 249 | $9,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 155 | $9,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 2,000 | $9,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 336 | $9,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 102 | $8,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 98 | $8,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 215 | $8,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 676 | $8,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 218 | $8,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 202 | $8,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 230 | $8,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 900 | $8,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 414 | $8,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 1,094 | $8,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 7,360 | $8,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 142 | $7,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 90 | $7,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,390 | $7,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 500 | $7,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 1,188 | $7,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 135 | $7,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 119 | $7,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 485 | $7,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 140 | $7,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 450 | $7,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 200 | $7,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 250 | $7,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 56 | $6,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 166 | $6,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 100 | $6,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,135 | $6,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 300 | $6,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 200 | $6,000 | thousands by filing date | |
| HALLADOR ENERGY COMPANY | 40609P105 | COM | 1,409 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 132 | $6,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 96 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 74 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 462 | $6,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 112 | $6,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 949 | $6,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 276 | $6,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 264 | $6,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 109 | $6,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 200 | $6,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 3,120 | $6,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 266 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 322 | $6,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 1,800 | $6,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 4,000 | $6,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 133 | $5,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 44 | $5,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 730 | $5,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 300 | $5,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 223 | $5,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 355 | $5,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 670 | $5,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 325 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 82 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 172 | $5,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 36 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 48 | $5,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 186 | $5,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 489 | $5,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,000 | $5,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 194 | $5,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 75 | $4,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 51 | $4,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 220 | $4,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 48 | $4,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 285 | $4,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 106 | $4,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 54 | $4,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2,100 | $4,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 164 | $4,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 88 | $4,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 890 | $4,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 297 | $4,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,025 | $4,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 88 | $4,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 483 | $4,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 729 | $4,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 180 | $4,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 318 | $4,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 360 | $4,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 4,336 | $4,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 497 | $4,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 87 | $3,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 11 | $3,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 57 | $3,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 202 | $3,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 53 | $3,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 205 | $3,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 626 | $3,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 629 | $3,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 31 | $3,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L787 | GLB QLT R/E IDX | 60 | $3,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 200 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X541 | ST STR NAT ETF | 103 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 112 | $3,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 26 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 76 | $3,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 140 | $3,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 110 | $3,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 72 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 122 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 46 | $3,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 217 | $3,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 100 | $3,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 146 | $3,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 370 | $3,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 460 | $3,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 5,000 | $3,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 253 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 163 | $3,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 568 | $3,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 140 | $3,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,187 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 139 | $2,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 127 | $2,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 412 | $2,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 22 | $2,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 37 | $2,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 24 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 45 | $2,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 63 | $2,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 17 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 16 | $2,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 104 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 55 | $2,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 286 | $2,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 105 | $2,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 766 | $2,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 135 | $2,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 124 | $2,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 25 | $2,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 662 | $2,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 10,000 | $2,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 430 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,000 | $2,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,273,000 | $2,000 | thousands by filing date | principal |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 178 | $2,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 141 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 54 | $2,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853202 | Cmn | 1,130 | $2,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 7 | $1,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 7 | $1,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 3 | $1,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7 | $1,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 11 | $1,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 48 | $1,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 35 | $1,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 16 | $1,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 7 | $1,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 7,186 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| GENUINE PARTS CO COM | 372460105 | Stock | 6 | $1,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 9 | $1,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 5 | $1,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 5 | $1,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 7 | $1,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 40 | $1,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 27 | $1,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 6 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 58 | $1,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 33,946 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 100 | $1,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 11 | $1,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 55,449 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| UNILEVER N V | 904784709 | N Y SHS NEW | 16 | $1,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 50 | $1,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 120 | $1,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 5 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 124,933 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 257 | $1,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 74,950 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VERITIV CORP | 923454102 | COM | 18 | $1,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 150 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 125 | $1,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,287,000 | $1,000 | thousands by filing date | principal |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 77,966 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 100 | $1,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 3,000 | $1,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 100 | $1,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 80 | $1,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 78 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 353 | $1,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,492 | $1,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 59 | $1,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 108,690 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| ALON USA ENERGY INC | 020520102 | COM | 100 | $1,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 126,917 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 1,187,000 | $1,000 | thousands by filing date | principal |
| VOXELJET AG | 92912L107 | ADS | 210 | $1,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 1,334,000 | $1,000 | thousands by filing date | principal |
| AMPHENOL CORP NEW | 032095101 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Analog Devices,Inc. | 032654105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Applied Materials,Inc. | 038222105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 8,999 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALE S A | 91912E105 | SPONSORED ADS | 116 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIENA CORP COM NEW | 171779309 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OPEN TEXT CORP COM | 683715106 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 420 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 640 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 224 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 239 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 424 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 880 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE INC | 97717P104 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 8,447 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 8,781 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 8,611 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 8,271 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 319 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENOVA INTL INC | 29357K103 | COM | 401 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 214 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINNACLE WEST CAP CORP | 723484101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIAVI SOLUTIONS INC | 925550105 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLOBAL X FDS | 37954Y830 | GLOBAL X COPPER | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOGO INC | 38046C109 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 10,942 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 201 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 703 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 122 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNOW INC | 67011P100 | COMMON STOCK | 44 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 167 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KCAP FINANCIAL INC | 48668E101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYMANTEC CORP | 871503108 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HALYARD HEALTH INC | 40650V100 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC NEW DEL | 26817R108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE CORP PLC | G65431101 | SHS USD | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 546 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 495 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 280 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 185,967 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 360 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Hugoton Royalty Trust | 444717102 | COM | 96 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 1,829 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVON PRODS INC | 054303102 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,048 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENREN INC | 759892102 | SPONSORED ADR | 7,616 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERVALU INC | 868536103 | COM | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 454 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 8,582 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 8,839 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 8,507 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMCELLS INC | 85857R204 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOODRICH PETE CORP | 382410405 | COM NEW | 1,152 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOTHYREON INC | 682324108 | COM | 166 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALEN ENERGY CORP | 87422J105 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NANOVIRICIDES INC | 630087203 | COM NEW | 286 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIM COML TR CORP | 125525105 | COM | 1,189 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERSHING GOLD CORP | 715302204 | COM NEW | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HERCULES OFFSHORE INC. | 427093307 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-16-003202 | this filing | 2016-02-16 | acceptance time not in the bulk data set |