13F-HR filed by Pinnacle Summer Investments, Inc.
Pinnacle Summer Investments, Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-02, with 1,050 holding rows worth $806,552,000.
- Accession
- 0001085146-15-002129
- Filer
- CIK 1071341
- Filed
- 2015-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, 1,569 entries on the cover page, a total value of $806,552,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $806,552,000 with VALUE read as thousands by filing date, 13F file number 028-13429. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerEdelman Financial Services, LLC028-12214
- reports for this filerGFS Advisors, LLC028-13054
- reports for this filerLeonetti & Associates, LLC028-13075
- included managerSANDERS MORRIS HARRIS INC.028-12760
- included managerSMH CAPITAL ADVISORS INC028-10258
- included managerRikoon Group, LLC028-15479
- included managerMILLER GREEN FINANCIAL SERVICES INC /ADV028-16804
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 2,680 | $51,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 1,711 | $51,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,800 | $50,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 1,077 | $50,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 558 | $50,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 5,000 | $50,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 1,480 | $50,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 374 | $49,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 904 | $49,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 5,293 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,385 | $48,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 2,000 | $48,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 1,574 | $48,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 750 | $48,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 2,525 | $48,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,000 | $48,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 700 | $48,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 706 | $47,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 237 | $46,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 681 | $45,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 312 | $44,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 1,991 | $44,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 1,675 | $44,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 430 | $44,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 1,808 | $44,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 6,236 | $44,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 350 | $44,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 1,460 | $44,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 3,574 | $43,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,054 | $43,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 552 | $43,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 17,050 | $43,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 443 | $42,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 375 | $42,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 2,100 | $42,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 15,340 | $42,000 | thousands by filing date | |
| PROSHARES TR | 74347R370 | PSHS SH MSCI EAF | 1,321 | $42,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 258 | $41,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 4,105 | $41,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,318 | $41,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 353 | $41,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 500 | $41,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 931 | $40,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 23,860 | $40,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,100 | $40,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 822 | $40,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 1,200 | $40,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 2,990 | $40,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,612 | $39,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 5,496 | $39,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 610 | $39,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 368 | $38,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 888 | $38,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 800 | $38,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,614 | $38,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 3,756 | $37,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 615 | $37,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 537 | $37,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 596 | $36,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,000 | $36,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 450 | $36,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 186,337 | $36,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 569 | $35,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 691 | $35,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 933 | $34,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 789 | $34,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 405 | $34,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 3,000 | $34,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 519 | $34,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 424 | $34,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 871 | $34,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 255 | $33,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 500 | $33,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 2,000 | $33,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 750 | $33,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 738 | $33,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 203 | $32,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 775 | $31,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 500 | $31,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 615 | $31,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 637 | $31,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 770 | $31,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 2,200 | $31,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 300 | $30,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 1,770 | $30,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 755 | $30,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 1,472 | $30,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 500 | $29,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 405 | $29,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 758 | $29,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 140 | $29,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 600 | $29,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 643 | $28,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 461 | $28,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 400 | $28,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 2,000 | $28,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 13,000 | $28,000 | thousands by filing date | call |
| Vanguard Small-Cap ETF | 922908751 | SHS | 394 | $27,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 600 | $27,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 480 | $27,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 550 | $27,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 674 | $26,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 450 | $26,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 800 | $26,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 1,000 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 800 | $26,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 800 | $26,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 600 | $26,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 982 | $26,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 607 | $25,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 280 | $25,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 554 | $25,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 533 | $25,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 212 | $24,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 1,000 | $24,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 3,240 | $24,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 4,102 | $24,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,300 | $24,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 642 | $23,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 908 | $23,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 875 | $23,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,441 | $23,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 535 | $23,000 | thousands by filing date | |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 829 | $23,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 560 | $23,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 310 | $22,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 315 | $22,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 804 | $22,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 302 | $22,000 | thousands by filing date | |
| PROSHARES ULTRASHORT FTSE EUROPE | 74348A434 | ETF | 5,295 | $22,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,000 | $21,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 264 | $21,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 900 | $21,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,851 | $21,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,277 | $21,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 522 | $21,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 302 | $21,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 600 | $21,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 370 | $20,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 150 | $20,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 646 | $20,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 876 | $20,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 460 | $20,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 400 | $20,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 150 | $20,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 200 | $20,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 492 | $20,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 850 | $20,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 770 | $20,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 3,000 | $20,000 | thousands by filing date | |
| EZCORP INC | 302301AB2 | NOTE 2.125% 6/1 | 3,079,000 | $20,000 | thousands by filing date | principal |
| NORTHERN TR CORP COM | 665859104 | Stock | 700 | $19,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 2,300 | $19,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 392 | $19,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 596 | $19,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 134 | $19,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 143 | $19,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 1,200 | $19,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 741 | $19,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 1,317 | $19,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 60 | $18,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 200 | $18,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,298 | $18,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 802 | $18,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 404 | $18,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 489 | $18,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 600 | $18,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 640 | $18,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 1,624 | $18,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 240 | $18,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 903 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 150 | $18,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 597 | $17,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 1,252 | $17,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 1,017 | $17,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 490 | $17,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 3,700 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 600 | $17,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 800 | $17,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 638 | $17,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 6,100 | $17,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 692 | $16,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 386 | $16,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 350 | $16,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 394 | $16,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 180 | $16,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 1,446 | $16,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 330 | $16,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 160 | $16,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 3,700 | $16,000 | thousands by filing date | |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 1,364 | $16,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 225 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 420 | $16,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 221 | $15,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 179 | $15,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 243 | $15,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 435 | $15,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 125 | $15,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 1,000 | $15,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 203 | $15,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 511 | $15,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 841 | $15,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,553 | $15,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 600 | $14,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 200 | $14,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 1,566 | $14,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 240 | $14,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 80 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286327 | MSCI GLB SLV&MTL | 2,312 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 250 | $14,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 160 | $14,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 200 | $14,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461845 | CMN | 1,323 | $14,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 273 | $13,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 174 | $13,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 250 | $13,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 83 | $13,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 275 | $13,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 200 | $13,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 124 | $13,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 191 | $13,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,844 | $13,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 400 | $13,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 560 | $13,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 3,139 | $13,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 702 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 280 | $13,000 | thousands by filing date | |
| POWERSHARES NASDAQ INTERNE | 73935X146 | ETF | 75 | $13,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 2,420 | $13,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 465 | $13,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 119 | $13,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 314 | $13,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 144 | $12,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 95 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 100 | $12,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 42 | $12,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 241 | $12,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 389 | $12,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 4,336 | $12,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 17,600 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST HLTHCR S | 73935X351 | COM | 200 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X377 | FINL SECT PORT | 400 | $12,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 82 | $12,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 300 | $11,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 105 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 60 | $11,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 600 | $11,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 250 | $11,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 280 | $11,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 240 | $11,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 198 | $11,000 | thousands by filing date | |
| FEDERAL REALTY INVESTMENT TRUS | 313747206 | SH BEN INT NEW | 149 | $11,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 105 | $11,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 470 | $11,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 300 | $11,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 1,100 | $11,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 400 | $11,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 1,000 | $11,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 20,933 | $11,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 300 | $11,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 800 | $11,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 764 | $11,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 124 | $10,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 250 | $10,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 110 | $10,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 300 | $10,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 332 | $10,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 250 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 76 | $10,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 184 | $10,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,006 | $10,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 143 | $10,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 202 | $10,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 414 | $10,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 438 | $10,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 145 | $10,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 2,000 | $10,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,149 | $10,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,200 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 334 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X419 | CON DISCRE SEC | 200 | $10,000 | thousands by filing date | |
| SEASPAN CORP | Y75638109 | SHS | 1,000 | $10,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 814 | $10,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 100 | $9,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 44 | $9,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 123 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 259 | $9,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 142 | $9,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,075 | $9,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 111 | $9,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 205 | $9,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 210 | $8,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 930 | $8,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 420 | $8,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 77 | $8,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 217 | $8,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 900 | $8,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 218 | $8,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 300 | $8,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 394 | $8,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 284 | $8,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 135 | $8,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 57 | $8,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 230 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 480 | $8,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 85 | $8,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 155 | $8,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 196 | $8,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 185 | $8,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 1,140 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 200 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 150 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X385 | ENERGY SEC POR | 200 | $8,000 | thousands by filing date | |
| SANCHEZ MIDSTEAM PARTNERS LP | 79971C201 | COM UNITS REP B | 1,757 | $8,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 142 | $7,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 100 | $7,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 240 | $7,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 500 | $7,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 1,188 | $7,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 55 | $7,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 1,195 | $7,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 1,094 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X294 | HD REPLICATION | 175 | $7,000 | thousands by filing date | |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 2,500 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B813 | mc | 187 | $7,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 166 | $6,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 90 | $6,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 12 | $6,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 65 | $6,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 42 | $6,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 248 | $6,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 462 | $6,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 215 | $6,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 112 | $6,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 360 | $6,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 325 | $6,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 1,000 | $6,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 108 | $6,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 450 | $6,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 200 | $6,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 4,605 | $6,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 75 | $5,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 291 | $5,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 200 | $5,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 670 | $5,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 36 | $5,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 238 | $5,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 204 | $5,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 949 | $5,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 266 | $5,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 1,000 | $5,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 220 | $4,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 219 | $4,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 126 | $4,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 285 | $4,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 83 | $4,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 355 | $4,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 153 | $4,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 283 | $4,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 103 | $4,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 54 | $4,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 2,100 | $4,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 59 | $4,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 96 | $4,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 164 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 282 | $4,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 88 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 215 | $4,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 39 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 75 | $4,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 106 | $4,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 85 | $4,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 110 | $4,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 88 | $4,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 124 | $4,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 72 | $4,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 364 | $4,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 750 | $4,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 370 | $4,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 180 | $4,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 318 | $4,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 360 | $4,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 37 | $4,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 226 | $4,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 5,650 | $4,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 179 | $3,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 57 | $3,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 622 | $3,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 31 | $3,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 45 | $3,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 1,250 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 56 | $3,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 472 | $3,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 100 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 890 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 112 | $3,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 100 | $3,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,300 | $3,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 297 | $3,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 34 | $3,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 217 | $3,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 100 | $3,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,048 | $3,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 460 | $3,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 1,000 | $3,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,492 | $3,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 10,000 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 160 | $3,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 150 | $3,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 568 | $3,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 30 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 1,187 | $2,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 412 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 48 | $2,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 125 | $2,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 63 | $2,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 38 | $2,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 71 | $2,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 292 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 98 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 26 | $2,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 100 | $2,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 48 | $2,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 150 | $2,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 177 | $2,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 54 | $2,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 400 | $2,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 25 | $2,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 662 | $2,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 10,000 | $2,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 430 | $2,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 78 | $2,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 70 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 226 | $2,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 5,000 | $2,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 174 | $2,000 | thousands by filing date | |
| HOWARD BANCORP INC COM | 442496105 | COM | 141 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 60 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 120 | $2,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 100 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 54 | $2,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 445 | $2,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 11 | $1,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 48 | $1,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 6,045 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 22 | $1,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 29 | $1,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 27 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 58 | $1,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 45,300 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 100 | $1,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 55,200 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TAUBMAN CTRS INC | 876664103 | COM | 13 | $1,000 | thousands by filing date | |
| HUDSON PAC PPTYS INC | 444097109 | COM | 50 | $1,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 120 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 128,957 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| Apollo Global Management | 037612306 | COM | 74,921 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| VERITIV CORP | 923454102 | COM | 18 | $1,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 150 | $1,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 207 | $1,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 125 | $1,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 109 | $1,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 79 | $1,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,287,000 | $1,000 | thousands by filing date | principal |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 105,786 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 100 | $1,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 3,000 | $1,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 100 | $1,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 80 | $1,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 78 | $1,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 1,181,000 | $1,000 | thousands by filing date | principal |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 42 | $1,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 59 | $1,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 108,000 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 100 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 126,889 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 2,300 | $1,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 1,187,000 | $1,000 | thousands by filing date | principal |
| STANDARD BIOTOOLS INC | 34385PAA6 | NOTE 2.750% 2/0 | 1,500,000 | $1,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 1,334,000 | $1,000 | thousands by filing date | principal |
| Intuitive Surgical,Inc. | 46120E602 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 1,892 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMERICAINC | 200340107 | COM | 129 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALE S A | 91912E105 | SPONSORED ADS | 114 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIENA CORP COM NEW | 171779309 | Stock | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXELIXIS INC COM | 30161Q104 | Stock | 70 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 720 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRINKER INTL INC COM | 109641100 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 830 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 1,729 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 1,785 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,764 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1,762 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENOVA INTL INC | 29357K103 | COM | 401 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-002129 | this filing | 2015-11-02 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-15-002453 | base | 2015-11-30 | acceptance time not in the bulk data set |