13F-HR filed by CQS Cayman LP
CQS Cayman LP filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-30, with 153 holding rows worth $1,200,694,000.
- Accession
- 0001085146-15-002101
- Filer
- CIK 1431256
- Filed
- 2015-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 153 entries on the cover page, a total value of $1,200,694,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,200,694,000 with VALUE read as thousands by filing date, 13F file number 028-13132. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCQS (UK) LLP028-13136
- included managerCQS (HONG KONG) LTD028-13133
- included managerCQS ASSET MANAGEMENT Ltd028-13134
- included managerCQS (US), LLC028-13237
- included managerCQS Cayman Management Ltd028-14695
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 72,180,000 | $146,581,000 | thousands by filing date | principal |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 38,000,000 | $66,543,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 30,650,000 | $60,313,000 | thousands by filing date | principal |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 662,110 | $51,757,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 768,396 | $38,161,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 34,500,000 | $34,963,000 | thousands by filing date | principal |
| Comcast Corp | 20030N101 | COM | 582,454 | $33,130,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 767,500 | $28,360,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 327,000 | $27,236,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 500,000 | $24,065,000 | thousands by filing date | put |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 13,300,000 | $20,187,000 | thousands by filing date | principal |
| UNDER ARMOUR INC | 904311107 | CL A | 200,000 | $19,356,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 400,000 | $17,948,000 | thousands by filing date | put |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 8,250,000 | $15,618,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 11,300,000 | $14,925,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 8,800,000 | $14,517,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 14,750,000 | $14,436,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 349,110 | $14,320,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 3,300,000 | $14,229,000 | thousands by filing date | principal |
| SIGMA ALDRICH CORP | 826552101 | COM | 102,050 | $14,176,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 300,000 | $14,064,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 256,000 | $13,755,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 562,752 | $13,669,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 250,000 | $13,433,000 | thousands by filing date | put |
| AIRGAS INC | 009363102 | COM | 150,000 | $13,400,000 | thousands by filing date | call |
| VULCAN MATLS CO COM | 929160109 | Stock | 150,000 | $13,380,000 | thousands by filing date | put |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 13,700,000 | $13,258,000 | thousands by filing date | principal |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 937,991 | $13,010,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 525,833 | $12,536,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 388,700 | $12,185,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 150,000 | $11,583,000 | thousands by filing date | put |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 250,000 | $11,445,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 200,000 | $11,376,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 9,600,000 | $11,308,000 | thousands by filing date | principal |
| SanDisk Corporation | 80004C101 | COM | 200,000 | $10,866,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 1,600,900 | $10,742,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 10,900,000 | $10,243,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 10,550,000 | $10,218,000 | thousands by filing date | principal |
| TIFFANY & CO NEW | 886547108 | COM | 126,016 | $9,731,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 7,500,000 | $9,476,000 | thousands by filing date | principal |
| RED HAT INC | 756577102 | COM | 131,330 | $9,441,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 79,100 | $8,727,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 200,000 | $8,480,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 130,240 | $8,429,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 400,000 | $8,288,000 | thousands by filing date | put |
| CIENA CORP COM NEW | 171779309 | Stock | 388,891 | $8,058,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 3,800,000 | $7,770,000 | thousands by filing date | principal |
| PRECISION CASTPARTS CORP | 740189105 | COM | 32,800 | $7,534,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 6,950,000 | $7,171,000 | thousands by filing date | principal |
| Dow Chemical Company | 260543103 | COM | 164,500 | $6,975,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 167,275 | $6,750,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 7,000,000 | $6,698,000 | thousands by filing date | principal |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 145,337 | $6,521,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 100,000 | $6,472,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 6,000,000 | $5,916,000 | thousands by filing date | principal |
| CYTEC INDS INC | 232820100 | COM | 75,000 | $5,539,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 87,500 | $5,527,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 45,000 | $5,519,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 71,000 | $5,500,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 70,000 | $4,852,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 91,000 | $4,680,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 26,482 | $4,656,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 92,821 | $4,468,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 214,198 | $4,444,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 110,000 | $4,429,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 45,000 | $4,334,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 46,708 | $4,166,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,473,344 | $4,007,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 428,000 | $3,599,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 173,003 | $3,162,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 36,000 | $3,135,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 150,000 | $3,113,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 29,500 | $3,107,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 10,000 | $3,033,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 23,500 | $2,777,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 1,900,000 | $2,665,000 | thousands by filing date | principal |
| MONSANTO CO NEW | 61166W101 | COM | 31,197 | $2,662,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 1,238,000 | $2,612,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 141,000 | $2,610,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 185,000 | $2,551,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 3,000,000 | $2,546,000 | thousands by filing date | principal |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,600,000 | $2,528,000 | thousands by filing date | principal |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 77,500 | $2,516,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 50,000 | $2,504,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 155,600 | $2,332,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 15,876 | $2,286,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 1,228,700 | $2,175,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 136,141 | $2,097,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 20,000 | $2,083,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 59,450 | $2,049,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 55,000 | $2,012,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 16,076 | $1,986,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 240,000 | $1,783,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 6,000 | $1,751,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 130,000 | $1,733,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 2,941,053 | $1,677,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 100,000 | $1,662,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 17,500 | $1,599,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 60,000 | $1,515,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 27,500 | $1,485,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 45,000 | $1,480,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 60,000 | $1,472,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 19,211 | $1,436,000 | thousands by filing date | |
| CYNAPSUS THERAPEUTICS INC | 23257Y859 | COM PAR NO PAR | 87,400 | $1,413,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 21,252 | $1,388,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 100,000 | $1,360,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 42,500 | $1,352,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 441,997 | $1,286,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 45,019 | $1,215,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 138,406 | $1,140,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 74,736 | $1,086,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 43,000 | $1,060,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 600,000 | $1,039,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 1,000,000 | $1,017,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 5,200 | $996,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 72,500 | $996,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 7,415 | $985,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 36,000 | $961,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 22,500 | $927,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 14,582 | $892,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 15,074 | $819,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 30,500 | $809,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 22,500 | $772,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 30,000 | $771,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 110,200 | $761,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 104,000 | $749,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 29,000 | $741,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 18,200 | $724,000 | thousands by filing date | |
| ACHAOGEN INC | 004449104 | COM | 100,850 | $581,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 15,000 | $556,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 25,000 | $549,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 100,000 | $548,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 157,944 | $548,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 316,000 | $518,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 7,800 | $516,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 11,334 | $492,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 15,000 | $489,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 3,500 | $473,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 260,000 | $465,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 50,000 | $465,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 18,145 | $463,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 30,000 | $457,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 16,600 | $432,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 80,348 | $381,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 7,000 | $380,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 7,500 | $331,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 54,600 | $319,000 | thousands by filing date | |
| FX ENERGY INC | 302695309 | 9.25% PFD SER B | 20,800 | $286,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 4,289 | $263,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 2,780 | $130,000 | thousands by filing date | |
| NEXVET BIOPHARMA PLC | G6503X109 | ORD SHS | 30,400 | $111,000 | thousands by filing date | |
| Vale Sa | 91912E204 | COM | 22,399 | $75,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 2,500,000 | $24,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-002101 | this filing | 2015-10-30 | acceptance time not in the bulk data set |