13F-HR filed by MARINER INVESTMENT GROUP LLC
MARINER INVESTMENT GROUP LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-13, with 177 holding rows worth $372,488,000.
- Accession
- 0001085146-15-001150
- Filer
- CIK 1096978
- Filed
- 2015-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A combination report, 177 entries on the cover page, a total value of $372,488,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $372,488,000 with VALUE read as thousands by filing date, 13F file number 028-11231. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHAVENS ADVISORS LLC028-10727
- reports for this filerDOLPHIN FINANCIAL PARTNERS, L.L.C 028-11307
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,470,651 | $13,309,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 785,350 | $12,707,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 1,035,000 | $12,596,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,050,120 | $12,570,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,234,295 | $10,591,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 471,697 | $8,538,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 84,900 | $8,331,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 908,575 | $7,786,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 531,243 | $7,384,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 457,221 | $7,380,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 479,797 | $6,808,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 585,593 | $6,623,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 367,392 | $6,301,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C200 | COM NEW | 392,725 | $6,217,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 279,715 | $5,891,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 389,105 | $5,677,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 866,545 | $5,641,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 395,857 | $5,467,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 814,450 | $5,424,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 31,100 | $5,390,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 434,401 | $5,052,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 26,000 | $4,827,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 330,251 | $4,686,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 270,717 | $4,602,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 310,000 | $4,585,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 278,582 | $4,530,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 346,623 | $4,513,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 225,000 | $4,077,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 209,042 | $4,066,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 24,300 | $4,023,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 347,898 | $4,011,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 105,200 | $3,660,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 20,900 | $3,611,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 313,521 | $3,505,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 306,399 | $3,475,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 169,870 | $3,469,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 234,993 | $3,450,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 199,498 | $3,327,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 13,300 | $3,183,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 396,186 | $3,059,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 241,817 | $3,003,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 204,533 | $2,937,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 270,958 | $2,932,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 195,547 | $2,745,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 29,600 | $2,655,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 23,000 | $2,651,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 200,859 | $2,593,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 21,000 | $2,537,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 183,176 | $2,467,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 46,900 | $2,452,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 49,000 | $2,426,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 172,518 | $2,398,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 174,816 | $2,395,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 655,037 | $2,391,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 18,777 | $2,378,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 169,949 | $2,374,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 20,000 | $2,354,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 157,410 | $2,341,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 37,200 | $2,268,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 150,961 | $2,181,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 106,000 | $2,110,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 234,400 | $2,098,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 59,885 | $2,071,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 172,242 | $2,003,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 22,000 | $2,000,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 104,066 | $1,857,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 20,200 | $1,852,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4,048 | $1,828,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 77,987 | $1,816,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 30,000 | $1,786,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 13,700 | $1,768,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 25,900 | $1,754,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 101,421 | $1,731,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4,039 | $1,705,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 43,600 | $1,663,000 | thousands by filing date | |
| Del Taco Restaurants | 52748T104 | COM | 125,849 | $1,655,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 50,000 | $1,649,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 96,249 | $1,585,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 190,300 | $1,568,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 102,700 | $1,455,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 102,897 | $1,443,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 19,400 | $1,440,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 53,822 | $1,398,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 77,200 | $1,318,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 19,000 | $1,300,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 16,750 | $1,298,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 90,596 | $1,297,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 86,338 | $1,267,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 10,000 | $1,180,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 65,000 | $1,135,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 135,695 | $1,090,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 113,200 | $1,053,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 22,608 | $1,026,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 59,350 | $1,024,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 63,600 | $1,018,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 60,000 | $992,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 74,453 | $975,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 7,000 | $940,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 104,854 | $925,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 300,000 | $912,000 | thousands by filing date | put |
| INTERSECT ENT INC | 46071F103 | COM | 35,213 | $910,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 62,477 | $848,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 59,300 | $842,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 20,000 | $831,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 13,500 | $819,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 281,477 | $763,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 88,800 | $739,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 123,900 | $724,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 12,007 | $693,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 19,723 | $677,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 48,100 | $672,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 240,868 | $670,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 20,000 | $667,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 244,500 | $643,000 | thousands by filing date | put |
| TRI CONTL CORP | 895436103 | COM | 28,540 | $619,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 44,106 | $613,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 15,000 | $608,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 5,000 | $604,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 36,599 | $556,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 31,480 | $554,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 80,000 | $518,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 47,988 | $470,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 5,000 | $439,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 24,924 | $408,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 23,110 | $386,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 6,000 | $356,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 38,453 | $341,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 108,481 | $334,000 | thousands by filing date | |
| LUMINEX CORP | 55027E102 | COMMON STOCK | 20,700 | $331,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 62,504 | $326,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 10,000 | $312,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 20,954 | $297,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 50,000 | $288,000 | thousands by filing date | call |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 68,000 | $276,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 18,946 | $273,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 20,000 | $262,000 | thousands by filing date | put |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 22,156 | $260,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 18,650 | $258,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 271,656 | $257,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 17,077 | $252,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 10,847 | $236,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 59,700 | $230,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 19,555 | $177,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 30,000 | $171,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 11,020 | $163,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 28,773 | $152,000 | thousands by filing date | |
| NexPoint Credit Strategies Fund W/I | 65340G114 | common stock | 17,300 | $131,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 12,500 | $102,000 | thousands by filing date | put |
| TEL INSTR ELECTRS CORP | 879165207 | COM | 15,000 | $98,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 10,000 | $72,000 | thousands by filing date | put |
| Gilead Sciences,Inc. | 375558103 | COM | 75,000 | $56,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 119,100 | $52,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 29,700 | $51,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 12,500 | $37,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 40,000 | $33,000 | thousands by filing date | put |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 21,000 | $31,000 | thousands by filing date | call |
| BRUKER CORP | 116794108 | COM | 200,000 | $25,000 | thousands by filing date | call |
| ILLUMINA INC | 452327109 | COM | 10,000 | $22,000 | thousands by filing date | call |
| KEY ENERGY SVCS INC | 492914106 | COM | 11,899 | $22,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 10,000 | $21,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 30,000 | $18,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 20,000 | $14,000 | thousands by filing date | put |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 12,200 | $11,000 | thousands by filing date | put |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 35,000 | $11,000 | thousands by filing date | call |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 27,600 | $9,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 30,000 | $8,000 | thousands by filing date | call |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 30,000 | $6,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 14,000 | $6,000 | thousands by filing date | put |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 11,000 | $5,000 | thousands by filing date | put |
| Walter Energy Inc | 93317Q105 | COM | 50,000 | $5,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 12,500 | $3,000 | thousands by filing date | call |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 20,000 | $3,000 | thousands by filing date | put |
| LA QUINTA HLDGS INC | 50420D108 | COM | 20,000 | $2,000 | thousands by filing date | put |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 12,000 | $1,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 20,000 | $1,000 | thousands by filing date | call |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 10,000 | $1,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 40,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-001150 | this filing | 2015-05-13 | acceptance time not in the bulk data set |