13F-HR/A filed by PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC filed this 13F-HR/A for the quarter ended 2014-09-30, filed 2015-02-24, with 321 holding rows worth $32,231,000.
- Accession
- 0001085146-15-000804
- Filer
- CIK 1511137
- Filed
- 2015-02-24
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, amendment of type new holdings, 321 entries on the cover page, a total value of $32,231,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $32,231,000 with VALUE read as thousands by filing date, 13F file number 028-14122. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSAWGRASS ASSET MANAGEMENT LLC028-05505
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ASGN INC | 682159108 | COM | 389,259 | $10,452,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 59,500 | $6,334,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 20,575 | $2,073,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 115,000 | $1,263,000 | thousands by filing date | put |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,615 | $1,115,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 8,304 | $912,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 26,000 | $654,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,225 | $588,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 15,432 | $587,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 761,299 | $510,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,516 | $321,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,646 | $176,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,104 | $153,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,552 | $146,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,658 | $123,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 3,207 | $123,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 3,180 | $119,000 | thousands by filing date | |
| 38259p508 | COM | 172 | $101,000 | thousands by filing date | ||
| Amazon.com, Inc | 023135106 | COM | 311 | $100,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,008 | $99,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 172 | $99,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 1,768 | $92,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 980 | $90,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,238 | $88,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 750 | $84,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,362 | $82,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,223 | $79,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 1,019 | $78,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 916 | $77,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 2,026 | $76,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 2,318 | $75,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 1,378 | $74,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 384 | $73,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,000 | $70,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 846 | $67,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,000 | $66,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 806 | $65,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,726 | $61,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 822 | $61,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 277,000 | $61,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 56,465 | $60,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 640 | $57,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 395 | $56,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 4,288 | $56,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 3,314 | $56,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,776 | $55,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 1,003 | $54,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 756 | $53,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 465 | $53,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 420 | $50,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 410 | $50,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 902 | $50,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 526 | $49,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 125 | $48,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 3,141 | $48,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 781 | $46,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 917 | $46,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 317 | $45,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 204 | $44,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 694 | $41,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 319 | $41,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 480 | $40,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 913 | $39,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 360 | $39,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,778 | $38,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 4,434 | $38,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 454 | $38,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 420 | $37,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 391 | $37,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 113 | $37,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,987 | $34,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 262 | $34,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 450 | $33,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 1,000 | $33,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 375 | $32,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 562 | $32,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 522 | $32,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 300 | $32,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 317 | $31,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,000 | $31,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,200 | $30,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 322 | $30,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 157 | $29,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 976 | $29,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 375 | $29,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 299 | $29,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 492 | $29,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 832 | $29,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 477 | $28,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 440 | $28,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 172 | $28,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 332 | $28,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 815 | $28,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 480 | $28,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 775 | $27,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 240 | $27,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 140 | $27,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 280 | $27,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 265 | $27,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 198 | $26,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 1,043 | $26,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,000 | $26,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 312 | $25,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 329 | $25,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 153 | $25,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 342 | $25,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 567 | $25,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,493 | $25,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 206 | $24,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 5,000 | $24,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 120 | $24,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 373 | $24,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 50 | $23,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 51 | $23,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 70 | $23,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 240 | $23,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 183 | $23,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 259 | $22,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 220 | $22,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 3,420 | $22,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 381 | $22,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,557 | $22,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 286 | $22,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 278 | $21,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 193 | $21,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 18 | $21,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 196 | $21,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 175 | $21,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 400 | $20,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 518 | $20,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 380 | $20,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 31 | $20,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 86 | $20,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 260 | $20,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 300 | $20,000 | thousands by filing date | call |
| KLA CORP | 482480100 | COM | 246 | $19,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 560 | $19,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 100 | $19,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 450 | $19,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 152 | $19,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 1,012 | $19,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 850 | $19,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 835 | $19,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 926 | $19,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 160 | $18,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 137 | $18,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 273 | $18,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 211 | $18,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 1,923 | $18,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 511 | $18,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 572 | $18,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 100 | $18,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 400 | $17,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 150 | $17,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 388 | $17,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 240 | $17,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 158 | $17,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 357 | $17,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 451 | $17,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 208 | $17,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 508 | $17,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 168 | $16,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 97 | $16,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 236 | $16,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 248 | $16,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 450 | $16,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 278 | $16,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 395 | $16,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 507 | $16,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 528 | $16,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 120 | $15,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 185 | $15,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 740 | $15,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 114 | $15,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 310 | $15,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 148 | $15,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 226 | $15,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 288 | $15,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 226 | $14,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 110 | $14,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 265 | $14,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 150 | $14,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 605 | $14,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 191 | $14,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 471 | $14,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 519 | $14,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 140 | $13,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 537 | $13,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 87 | $13,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 69 | $13,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 65 | $13,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 161 | $13,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 740 | $13,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 1,860 | $13,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 2,220 | $13,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 250 | $12,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 205 | $12,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 190 | $12,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 499 | $12,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 125 | $11,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 160 | $11,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 113 | $11,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 502 | $11,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 100 | $11,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 301 | $11,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 282 | $11,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 170 | $11,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 208 | $11,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 387 | $11,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,000 | $11,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 400 | $11,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 1,000 | $11,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 47 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 250 | $10,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 249 | $10,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,000 | $10,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 997 | $10,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 333 | $10,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 227 | $10,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 193 | $10,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 140 | $10,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 200 | $10,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 100 | $9,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 612 | $9,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 330 | $9,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 382 | $9,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 1,250 | $9,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 306 | $9,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 145 | $9,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 135 | $8,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 142 | $8,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 117 | $8,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 50 | $8,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 97 | $8,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 510 | $8,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 200 | $8,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 101 | $8,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 40 | $8,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 60 | $8,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 89 | $8,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 850 | $8,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 225 | $8,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 706 | $8,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 243 | $8,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 104 | $7,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 222 | $7,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 128 | $7,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 160 | $7,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 500 | $7,000 | thousands by filing date | |
| Crown Castle | 228227104 | COM | 93 | $7,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 104 | $7,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 99 | $7,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 103 | $7,000 | thousands by filing date | |
| QEP MIDSTREAM PARTNERS LP | 74735R115 | COM | 276 | $7,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 186 | $6,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V101 | SP ADR NON VTG | 380 | $6,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 320 | $6,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 3,332 | $6,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 131 | $5,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 90 | $5,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 50 | $5,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 246 | $5,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 90 | $5,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 166 | $5,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 154 | $5,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 124 | $5,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 26,000 | $4,000 | thousands by filing date | put |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 90 | $4,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $4,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 83 | $4,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 719 | $4,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 80 | $4,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 40 | $4,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 71 | $4,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 100 | $4,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 200 | $4,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 28 | $4,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000 | $3,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 100 | $3,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 70 | $3,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 35 | $3,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 20 | $3,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 27 | $3,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 2,600 | $3,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 92 | $3,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 28 | $2,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 44 | $2,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 40 | $2,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 81 | $2,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 9 | $2,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 101 | $2,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 30 | $2,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 42 | $2,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 200 | $2,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 102 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 26 | $2,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 172 | $2,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 25 | $2,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 12 | $2,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 63 | $2,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 40 | $2,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 300 | $2,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 100 | $1,000 | thousands by filing date | call |
| Boston Scientific Corporation | 101137107 | COM | 125 | $1,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 25 | $1,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 14 | $1,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 38 | $1,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 17 | $1,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 27 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 100 | $1,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 20 | $1,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 2,000 | $1,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 43 | $1,000 | thousands by filing date | |
| Foundation Medicine Inc | 350465100 | COM | 78 | $1,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 76 | $1,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 20 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COPA HOLDINGS SA | P31076105 | CL A | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| YAHOO INC | 984332106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONDE RES CORP COM NPV | 835426206 | Stock | 2,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-002169 | superseded | 2014-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-15-000804 | this filing | 2015-02-24 | acceptance time not in the bulk data set |