13F-HR filed by PATHSTONE FAMILY OFFICE, LLC
PATHSTONE FAMILY OFFICE, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-12, with 123 holding rows worth $40,965,000.
- Accession
- 0001085146-14-002169
- Filer
- CIK 1511137
- Filed
- 2014-11-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 123 entries on the cover page, a total value of $40,965,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $40,965,000 with VALUE read as thousands by filing date, 13F file number 028-14122. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerPARAMETRIC PORTFOLIO ASSOCIATES LLC028-04558
- reports for this filerSAWGRASS ASSET MANAGEMENT LLC028-05505
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| COPA HOLDINGS SA | P31076105 | CL A | 100 | $10,729,000 | thousands by filing date | call |
| ASGN INC | 682159108 | COM | 291,874 | $7,837,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 59,500 | $6,334,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 59,400 | $6,323,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 19,588 | $1,974,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 5,617 | $1,115,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 8,256 | $907,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 26,000 | $654,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 26,000 | $654,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 9,227 | $590,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 761,299 | $510,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,268 | $289,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 20,967 | $211,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 100 | $101,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 1,008 | $99,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 2,339 | $90,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 980 | $90,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 1,238 | $88,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,000 | $81,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 1,223 | $79,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 2,026 | $76,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 2,318 | $75,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 1,378 | $74,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 1,000 | $70,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 644 | $69,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 590 | $66,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 1,000 | $66,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 806 | $65,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 822 | $61,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 795 | $61,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 277,000 | $61,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 56,465 | $60,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 4,288 | $56,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 3,314 | $56,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 2,776 | $55,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 162 | $52,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 3,141 | $48,000 | thousands by filing date | |
| 38259p508 | COM | 76 | $45,000 | thousands by filing date | ||
| GOOGLE INC | 38259P706 | CL C | 76 | $44,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 454 | $38,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 406 | $32,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,000 | $31,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 3,200 | $30,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 477 | $28,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 440 | $28,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 497 | $28,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 815 | $28,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 1,000 | $26,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,493 | $25,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 124 | $24,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 5,000 | $24,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 632 | $24,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,557 | $22,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 286 | $22,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 163 | $21,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 518 | $20,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 380 | $20,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 560 | $19,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 100 | $19,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 850 | $19,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 927 | $19,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 273 | $18,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 572 | $18,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 100 | $18,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 400 | $17,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 150 | $17,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 395 | $16,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 288 | $15,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 150 | $14,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 605 | $14,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 191 | $14,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 519 | $14,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 2,000 | $13,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 145 | $12,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 250 | $12,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 190 | $12,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 499 | $12,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 125 | $11,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 502 | $11,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 301 | $11,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 170 | $11,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,000 | $11,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 105 | $11,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 400 | $11,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 1,000 | $11,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 103 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 250 | $10,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 1,000 | $10,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 997 | $10,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 333 | $10,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 200 | $10,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 100 | $9,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 80 | $9,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 1,250 | $9,000 | thousands by filing date | |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 145 | $9,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 50 | $8,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 850 | $8,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 225 | $8,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 160 | $7,000 | thousands by filing date | |
| SEANERGY MARITIME HLDGS CORP | Y73760129 | SHS | 3,332 | $6,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 1,000 | $4,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 130 | $4,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $4,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 83 | $4,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 200 | $4,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 100 | $3,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 2,600 | $3,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 92 | $3,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 14 | $2,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 200 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 26 | $2,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 25 | $2,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 300 | $2,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 25 | $1,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 16 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 100 | $1,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 20 | $1,000 | thousands by filing date | |
| CHINA GERUI ADVANCED MATERIA | G21101103 | CMN | 2,000 | $1,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 43 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YAHOO INC | 984332106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SONDE RES CORP COM NPV | 835426206 | Stock | 2,700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-002169 | this filing | 2014-11-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-15-000804 | base | 2015-02-24 | acceptance time not in the bulk data set |