13F-HR filed by MARINER INVESTMENT GROUP LLC
MARINER INVESTMENT GROUP LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-12, with 235 holding rows worth $588,173,000.
- Accession
- 0001085146-15-000425
- Filer
- CIK 1096978
- Filed
- 2015-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 235 entries on the cover page, a total value of $588,173,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $588,173,000 with VALUE read as thousands by filing date, 13F file number 028-11231. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHAVENS ADVISORS LLC028-10727
- reports for this filerDOLPHIN FINANCIAL PARTNERS, L.L.C 028-11307
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 969,117 | $58,447,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 275,110 | $56,546,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 525,000 | $19,052,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 71,000 | $13,672,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 1,103,205 | $13,073,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 754,108 | $12,428,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 1,369,151 | $12,007,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 2,376,705 | $10,838,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 355,000 | $7,331,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 81,059 | $7,263,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 534,039 | $7,151,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 456,689 | $7,092,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 20,539 | $6,972,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 395,217 | $6,854,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 587,976 | $6,462,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 324,000 | $6,448,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 370,874 | $6,398,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 367,481 | $6,119,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 421,609 | $5,970,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 423,047 | $5,876,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 366,760 | $5,802,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 633,327 | $5,732,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C200 | COM NEW | 374,999 | $5,704,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 663,100 | $5,510,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 420,842 | $5,475,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 821,163 | $5,124,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 90,000 | $4,934,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 62,111 | $4,917,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 23,000 | $4,888,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 623,219 | $4,655,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 28,100 | $4,601,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 44,700 | $4,453,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 273,417 | $4,410,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 669,940 | $4,388,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 300,000 | $4,383,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 45,900 | $4,327,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 19,800 | $4,209,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 364,049 | $4,143,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 35,500 | $4,080,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 24,300 | $4,062,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 350,000 | $4,060,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 290,806 | $4,007,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 270,190 | $3,964,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 21,100 | $3,904,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 241,026 | $3,856,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 36,277 | $3,593,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 313,299 | $3,540,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 280,100 | $3,515,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 46,000 | $3,318,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 8,048 | $3,302,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 189,563 | $3,234,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 193,015 | $3,210,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 12,000 | $3,089,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 219,465 | $3,079,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 190,600 | $3,050,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 276,369 | $3,048,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 567,486 | $3,013,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 227,172 | $2,915,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 212,742 | $2,912,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 136,728 | $2,847,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 216,565 | $2,783,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 166,541 | $2,765,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 37,700 | $2,756,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 135,000 | $2,695,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 186,264 | $2,664,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 44,900 | $2,514,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 177,941 | $2,486,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 217,135 | $2,438,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 163,213 | $2,407,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 101,223 | $2,343,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 75,200 | $2,342,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 167,494 | $2,283,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 38,200 | $2,237,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 111,900 | $2,189,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 41,847 | $2,166,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 60,200 | $2,153,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 124,230 | $2,083,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 250,000 | $2,080,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 232,000 | $2,067,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 290,300 | $1,994,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 174,821 | $1,970,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 534,133 | $1,928,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 26,400 | $1,858,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 111,332 | $1,824,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 103,472 | $1,820,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 163,000 | $1,796,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 16,000 | $1,790,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 32,700 | $1,708,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 116,148 | $1,623,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 258,000 | $1,574,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 15,000 | $1,549,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 35,900 | $1,539,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 213,578 | $1,495,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 26,000 | $1,466,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 88,991 | $1,463,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 91,723 | $1,454,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 87,564 | $1,398,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 50,000 | $1,317,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 46,990 | $1,286,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 11,000 | $1,263,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 73,100 | $1,235,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 10,000 | $1,223,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 88,362 | $1,194,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 77,200 | $1,180,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 12,856 | $1,162,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 20,007 | $1,154,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 55,824 | $1,127,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 21,000 | $1,064,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 191,547 | $1,063,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 45,000 | $1,009,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 100,000 | $1,002,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 59,350 | $994,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 45,257 | $969,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 35,000 | $955,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 338,155 | $947,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 20,700 | $925,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 16,200 | $924,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 125,038 | $907,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 43,600 | $905,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 103,352 | $903,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 56,507 | $896,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 28,900 | $894,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 56,179 | $886,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 55,950 | $880,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 7,000 | $877,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 54,191 | $877,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 24,452 | $856,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 31,100 | $856,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 132,000 | $855,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 59,263 | $853,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 24,000 | $838,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 102,000 | $835,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 63,822 | $823,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 58,418 | $822,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 13,500 | $819,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 91,000 | $809,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 75,000 | $800,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 32,900 | $769,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 28,300 | $764,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 120,962 | $762,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 100,700 | $760,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 19,900 | $747,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 48,600 | $745,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 12,300 | $736,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 281,477 | $723,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 21,400 | $722,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 75,900 | $713,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 20,400 | $703,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 22,800 | $683,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 33,200 | $609,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 42,000 | $608,000 | thousands by filing date | put |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 44,106 | $606,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 49,805 | $603,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,900 | $590,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 70,400 | $572,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 34,200 | $567,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 3,800 | $565,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 71,015 | $565,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 41,183 | $563,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 117,100 | $560,000 | thousands by filing date | |
| SEARS HLDGS CORP | 812350155 | *W EXP 12/15/201 | 26,399 | $552,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 23,728 | $550,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 36,599 | $539,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 34,391 | $527,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 14,200 | $521,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 26,000 | $510,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 34,300 | $469,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 69,700 | $469,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 48,851 | $437,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 12,600 | $426,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 15,286 | $424,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 29,223 | $412,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 9,000 | $401,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 27,247 | $395,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 28,346 | $388,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 75,298 | $385,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 17,719 | $382,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 30,244 | $380,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 32,779 | $377,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 16,600 | $376,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 20,232 | $368,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 51,000 | $358,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 25,000 | $349,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 19,566 | $347,000 | thousands by filing date | |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 19,110 | $344,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 39,800 | $338,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 200,200 | $334,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 9,723 | $327,000 | thousands by filing date | |
| THAI FUND INC | 882904105 | CMN | 26,503 | $312,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 21,750 | $288,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 25,000 | $285,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 31,596 | $275,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 27,400 | $274,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 45,900 | $272,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 18,946 | $271,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 42,000 | $269,000 | thousands by filing date | put |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 27,590 | $268,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 60,000 | $262,000 | thousands by filing date | put |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 22,156 | $257,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 17,077 | $247,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 271,656 | $247,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 17,998 | $243,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 18,904 | $243,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 10,847 | $238,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 70,000 | $230,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 3,000 | $229,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 17,779 | $222,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 16,476 | $219,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 13,120 | $188,000 | thousands by filing date | |
| NUVEEN NY DIV ADVANTG MUN FD | 67070A101 | COM | 13,900 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 13,945 | $159,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 11,020 | $159,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 13,000 | $149,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 28,773 | $135,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 74,700 | $125,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 30,000 | $123,000 | thousands by filing date | |
| EATON VANCE NY MUNI II | 27828T109 | CMN | 10,162 | $122,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 35,000 | $117,000 | thousands by filing date | put |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 15,551 | $114,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 10,800 | $93,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 17,150 | $92,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 72,000 | $78,000 | thousands by filing date | put |
| TRANSENTERIX INC | 89366M201 | COM NEW | 12,500 | $36,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 10,000 | $27,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 240,000 | $17,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 40,000 | $9,000 | thousands by filing date | put |
| AMTRUST FINL SVCS INC | 032359309 | COM | 20,000 | $9,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 20,000 | $8,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 10,000 | $5,000 | thousands by filing date | put |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 22,000 | $5,000 | thousands by filing date | call |
| Walter Energy Inc | 93317Q105 | COM | 100,000 | $5,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 10,000 | $3,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 20,000 | $3,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 103,300 | $1,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 20,000 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-15-000425 | this filing | 2015-02-12 | acceptance time not in the bulk data set |