13F-HR filed by MARINER INVESTMENT GROUP LLC
MARINER INVESTMENT GROUP LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-10, with 247 holding rows worth $482,938,000.
- Accession
- 0001085146-14-002141
- Filer
- CIK 1096978
- Filed
- 2014-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A combination report, 247 entries on the cover page, a total value of $482,938,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $482,938,000 with VALUE read as thousands by filing date, 13F file number 028-11231. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHAVENS ADVISORS LLC028-10727
- reports for this filerDOLPHIN FINANCIAL PARTNERS, L.L.C 028-11307
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 967,403 | $55,210,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 275,110 | $54,202,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 525,000 | $18,281,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 802,744 | $13,470,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 71,000 | $12,977,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 854,527 | $10,553,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 965,270 | $8,620,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 366,713 | $8,079,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 468,394 | $7,958,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 458,114 | $7,806,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 950,000 | $7,125,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 423,336 | $7,070,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,384,617 | $6,577,000 | thousands by filing date | |
| DIVERSIFIED REAL ASSET INC FD COM SHS | 25533B108 | CEF | 365,460 | $6,480,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 421,609 | $5,797,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 646,114 | $5,712,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 488,863 | $5,666,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 1,187,700 | $4,881,000 | thousands by filing date | |
| NUVEEN DIVER CURRENCY OPPOR | 67090N109 | COM | 455,671 | $4,857,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 90,000 | $4,668,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 262,397 | $4,574,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 13,739 | $4,545,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 280,000 | $4,402,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 306,548 | $4,191,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 242,824 | $4,186,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 243,899 | $4,176,000 | thousands by filing date | |
| FIRSTHAND TECHNOLOGY VALUE F | 33766Y100 | COM | 170,700 | $4,099,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 700,000 | $4,081,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 363,000 | $4,076,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 25,100 | $4,030,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 226,472 | $4,018,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 270,190 | $3,850,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 180,000 | $3,825,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 41,777 | $3,766,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 631,743 | $3,475,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 289,238 | $3,338,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 20,000 | $3,316,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 175,000 | $3,294,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 217,457 | $3,184,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 166,085 | $2,908,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 19,000 | $2,854,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 120,000 | $2,696,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 411,328 | $2,678,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 155,000 | $2,646,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 52,000 | $2,551,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 149,058 | $2,549,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 95,000 | $2,470,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 117,525 | $2,443,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 204,073 | $2,439,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 177,941 | $2,393,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 155,585 | $2,256,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 167,494 | $2,221,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 117,639 | $2,212,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 235,000 | $2,157,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 21,500 | $2,126,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 81,000 | $2,075,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 307,460 | $2,057,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 30,000 | $2,050,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 47,400 | $2,032,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 113,557 | $1,965,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 43,000 | $1,950,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 120,444 | $1,939,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 91,012 | $1,868,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 85,523 | $1,858,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 55,400 | $1,849,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 340,300 | $1,838,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 147,543 | $1,824,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 20,111 | $1,822,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 41,847 | $1,764,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 209,000 | $1,749,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 155,500 | $1,647,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 36,000 | $1,638,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 55,000 | $1,626,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 128,143 | $1,604,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 350,000 | $1,560,000 | thousands by filing date | put |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 64,986 | $1,543,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 14,400 | $1,533,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 131,594 | $1,520,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 155,000 | $1,499,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 19,400 | $1,494,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 15,000 | $1,482,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4,048 | $1,459,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 108,352 | $1,334,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 132,000 | $1,325,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 17,000 | $1,292,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 94,200 | $1,264,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 66,700 | $1,246,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 21,000 | $1,227,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 32,000 | $1,225,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 88,258 | $1,208,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 85,000 | $1,176,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 99,806 | $1,136,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 4,700 | $1,134,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 35,000 | $1,118,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 135,000 | $1,103,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 4,600 | $1,090,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 50,000 | $1,083,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 75,950 | $1,068,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 5,800 | $1,034,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 9,600 | $1,008,000 | thousands by filing date | |
| NGP CAPITAL RESOURCES CO | 62912R107 | COM | 160,000 | $989,000 | thousands by filing date | |
| NUVEEN AMT FREE MUN CR INC F | 67071L106 | COM | 68,466 | $966,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 71,000 | $966,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 3,700 | $958,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 10,000 | $933,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 28,800 | $922,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 10,000 | $917,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 63,122 | $908,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 69,800 | $908,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 402,000 | $876,000 | thousands by filing date | put |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 66,665 | $863,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 18,900 | $863,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 76,914 | $861,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 9,000 | $853,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 7,000 | $852,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 11,356 | $819,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 62,200 | $806,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 13,000 | $771,000 | thousands by filing date | |
| ENDOLOGIX INC | 29266S106 | COM | 72,200 | $765,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 10,000 | $722,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 52,018 | $713,000 | thousands by filing date | |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 50,977 | $712,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 11,800 | $712,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 50,000 | $708,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 6,000 | $705,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 45,755 | $704,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 30,230 | $704,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 62,007 | $700,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 10,000 | $678,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 12,500 | $669,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 42,000 | $654,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 145,000 | $647,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,900 | $643,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 80,000 | $639,000 | thousands by filing date | put |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 44,106 | $601,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,000 | $598,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,500 | $594,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 40,000 | $532,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 281,477 | $515,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 22,200 | $492,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,000 | $491,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 26,000 | $481,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 15,000 | $477,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 16,507 | $470,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 6,000 | $428,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 20,000 | $426,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 55,700 | $404,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 15,286 | $403,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 27,140 | $393,000 | thousands by filing date | |
| DEX MEDIA INC | 25213A107 | COM | 40,306 | $385,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 69,700 | $383,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 27,341 | $369,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 25,000 | $369,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 10,000 | $355,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 40,000 | $330,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 52,000 | $313,000 | thousands by filing date | put |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 35,000 | $299,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 20,954 | $292,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 10,519 | $291,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 21,750 | $277,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 18,946 | $263,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 9,723 | $260,000 | thousands by filing date | |
| NUVEEN NEW JERSEY DIVID | 67071T109 | COM | 19,490 | $256,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 22,156 | $252,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 21,397 | $251,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 20,000 | $246,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 17,077 | $243,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 18,000 | $242,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 27,400 | $233,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 100,000 | $213,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 3,500 | $204,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 11,900 | $204,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,000 | $200,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,041 | $185,000 | thousands by filing date | |
| SUNESIS PHARMACEUTICALS INC | 867328601 | COM NEW | 25,300 | $181,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 11,000 | $160,000 | thousands by filing date | |
| VOLCANO CORPORATION | 928645100 | COM | 15,000 | $160,000 | thousands by filing date | |
| UNICO AMERN CORP | 904607108 | COM | 13,000 | $157,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 11,020 | $154,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 10,000 | $148,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 37,500 | $145,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 25,000 | $143,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 71,000 | $95,000 | thousands by filing date | call |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 11,740 | $94,000 | thousands by filing date | |
| RADIO ONE INC | 75040P405 | CL D NON VTG | 29,700 | $94,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 15,000 | $79,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 10,000 | $72,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 200,000 | $66,000 | thousands by filing date | call |
| JARDEN CORP | 471109108 | COM | 20,000 | $62,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 18,000 | $58,000 | thousands by filing date | call |
| ACTAVIS PLC | G0083B108 | SHS | 15,000 | $57,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 12,500 | $55,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 25,000 | $54,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 15,000 | $52,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 30,000 | $51,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 20,000 | $51,000 | thousands by filing date | call |
| WORLD ACCEP CORPORATION | 981419104 | COM | 20,100 | $51,000 | thousands by filing date | put |
| B/E AEROSPACE INC | 073302101 | COM | 12,500 | $49,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 12,500 | $48,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 27,500 | $47,000 | thousands by filing date | call |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 15,000 | $44,000 | thousands by filing date | call |
| CINTAS CORP COM | 172908105 | Stock | 10,000 | $43,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 15,000 | $43,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 10,000 | $39,000 | thousands by filing date | call |
| Stryker Corporation | 863667101 | COM | 15,000 | $39,000 | thousands by filing date | call |
| Boeing Company | 097023105 | COM | 10,000 | $36,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 10,000 | $31,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 11,000 | $31,000 | thousands by filing date | call |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 25,000 | $30,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 11,000 | $28,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 50,000 | $28,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 15,000 | $28,000 | thousands by filing date | call |
| Danaher Corporation | 235851102 | COM | 10,000 | $26,000 | thousands by filing date | call |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 20,000 | $26,000 | thousands by filing date | put |
| MACYS INC COM | 55616P104 | Stock | 10,500 | $26,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 105,200 | $25,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 15,000 | $25,000 | thousands by filing date | call |
| COACH INC | 189754104 | COM | 20,000 | $23,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 15,000 | $22,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 10,000 | $21,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 10,000 | $20,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 12,500 | $20,000 | thousands by filing date | call |
| E M C CORP MASS | 268648102 | COM | 25,000 | $20,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 10,000 | $19,000 | thousands by filing date | call |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 20,000 | $17,000 | thousands by filing date | call |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 20,000 | $16,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 12,500 | $15,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 15,000 | $14,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 10,000 | $14,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 15,000 | $14,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 20,000 | $13,000 | thousands by filing date | call |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 22,000 | $13,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 25,000 | $10,000 | thousands by filing date | put |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 30,000 | $9,000 | thousands by filing date | call |
| GUESS INC COM | 401617105 | Stock | 15,000 | $8,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 20,900 | $8,000 | thousands by filing date | call |
| Walter Energy Inc | 93317Q105 | COM | 100,000 | $8,000 | thousands by filing date | call |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 40,000 | $8,000 | thousands by filing date | call |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 10,000 | $7,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 10,000 | $6,000 | thousands by filing date | call |
| ALKERMES PLC | G01767105 | SHS | 20,000 | $6,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 30,000 | $5,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 15,000 | $4,000 | thousands by filing date | call |
| MYLAN INC | 628530107 | COM | 30,000 | $4,000 | thousands by filing date | call |
| CATAMARAN CORP | 148887102 | COM | 10,000 | $4,000 | thousands by filing date | call |
| PETSMART INC | 716768106 | COM | 20,000 | $3,000 | thousands by filing date | put |
| TEREX CORP NEW COM | 880779103 | Stock | 15,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-002141 | this filing | 2014-11-10 | acceptance time not in the bulk data set |