13F-HR filed by CQS Cayman LP
CQS Cayman LP filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-29, with 155 holding rows worth $1,683,687,000.
- Accession
- 0001085146-14-002046
- Filer
- CIK 1431256
- Filed
- 2014-10-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 155 entries on the cover page, a total value of $1,683,687,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,683,687,000 with VALUE read as thousands by filing date, 13F file number 028-13132. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCQS (UK) LLP028-13136
- included managerCQS (HONG KONG) LTD028-13133
- included managerCQS ASSET MANAGEMENT Ltd028-13134
- included managerCQS (US), LLC028-13237
- included managerCQS Cayman Management Ltd028-14695
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FOX CORP CLASS B | 90130A200 | COM | 4,771,615 | $158,942,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 80,490,000 | $134,628,000 | thousands by filing date | principal |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 71,561,000 | $124,412,000 | thousands by filing date | principal |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 49,110,000 | $94,566,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 63,200,000 | $89,317,000 | thousands by filing date | principal |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 56,016,000 | $76,856,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 24,980,000 | $40,164,000 | thousands by filing date | principal |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 35,800,000 | $39,151,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 35,000,000 | $36,957,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 672,900 | $34,870,000 | thousands by filing date | |
| FOSTER WHEELER AG | H27178104 | COM | 944,218 | $30,045,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAA0 | NOTE 2.875% 5/1 | 24,500,000 | $23,960,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 14,100,000 | $23,693,000 | thousands by filing date | principal |
| E M C CORP MASS | 268648102 | COM | 800,000 | $23,408,000 | thousands by filing date | call |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 4,350,000 | $20,346,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 18,000,000 | $18,594,000 | thousands by filing date | principal |
| GENERAL MTRS CO COM | 37045V100 | Stock | 575,292 | $18,375,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 17,950,000 | $17,993,000 | thousands by filing date | principal |
| HOLOGIC INC 2.000 | 436440AB7 | FRNT 2.000%12/1 | 14,000,000 | $16,742,000 | thousands by filing date | principal |
| NEWS CORP NEW | 65249B208 | CL B | 979,706 | $15,803,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 235,000 | $15,604,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 375,000 | $14,663,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 236,795 | $13,959,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 13,050,000 | $12,425,000 | thousands by filing date | principal |
| Caterpillar Inc. | 149123101 | COM | 125,000 | $12,379,000 | thousands by filing date | put |
| ENERGIZER HLDGS INC | 29266R108 | COM | 100,000 | $12,322,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 200,000 | $11,856,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 144,856 | $11,717,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 250,000 | $11,445,000 | thousands by filing date | put |
| EBAY INC. COM | 278642103 | Stock | 200,000 | $11,326,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 300,000 | $11,277,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 150,000 | $11,205,000 | thousands by filing date | put |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 6,200,000 | $10,747,000 | thousands by filing date | principal |
| Citigroup Inc. | 172967424 | COM | 200,000 | $10,364,000 | thousands by filing date | call |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 5,000,000 | $10,118,000 | thousands by filing date | principal |
| WRIGHT MED GROUP INC | 98235TAC1 | NOTE 2.000% 8/1 | 7,500,000 | $10,050,000 | thousands by filing date | principal |
| Viacom Inc Cl A | 92553P102 | CL A | 127,795 | $9,841,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 203,080 | $9,581,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 8,500,000 | $9,550,000 | thousands by filing date | principal |
| APACHE CORP | 037411105 | COM | 100,000 | $9,387,000 | thousands by filing date | put |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 300,000 | $9,072,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 600,000 | $8,874,000 | thousands by filing date | put |
| ROCKWOOD HLDGS INC | 774415103 | COM | 116,003 | $8,868,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 910,578 | $8,851,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 231,549 | $8,704,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 364,600 | $8,692,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 125,000 | $8,523,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 150,000 | $8,495,000 | thousands by filing date | put |
| TIME WARNER CABLE INC | 88732J207 | COM | 58,685 | $8,421,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 125,000 | $8,293,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 250,000 | $8,163,000 | thousands by filing date | put |
| EASTMAN CHEM CO COM | 277432100 | Stock | 100,000 | $8,089,000 | thousands by filing date | put |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 2,250,000 | $8,063,000 | thousands by filing date | principal |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 377,755 | $7,623,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 5,850,000 | $7,518,000 | thousands by filing date | principal |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 1,750,000 | $7,455,000 | thousands by filing date | |
| STONEGATE MTG CORP | 86181Q300 | COM | 555,601 | $7,217,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 2,000,000 | $7,032,000 | thousands by filing date | principal |
| Amgen Inc. | 031162100 | COM | 50,000 | $7,023,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 500,000 | $6,740,000 | thousands by filing date | call |
| INCYTE CORP COM | 45337C102 | Stock | 135,000 | $6,622,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 203,802 | $6,583,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 200,000 | $6,530,000 | thousands by filing date | call |
| HUNTSMAN CORP | 447011107 | COM | 250,000 | $6,498,000 | thousands by filing date | put |
| HALLIBURTON CO COM | 406216101 | Stock | 100,000 | $6,451,000 | thousands by filing date | put |
| FORTINET INC COM | 34959E109 | Stock | 250,000 | $6,316,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 6,000,000 | $6,287,000 | thousands by filing date | principal |
| APACHE CORP | 037411105 | COM | 65,467 | $6,145,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 85,000 | $6,134,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 70,815 | $6,126,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 1,100,000 | $5,940,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 60,178 | $5,894,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 150,000 | $5,825,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 88,270 | $5,694,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 125,000 | $5,670,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 2,100,000 | $5,655,000 | thousands by filing date | principal |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 200,000 | $5,566,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 550,000 | $5,445,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 90,400 | $5,202,000 | thousands by filing date | |
| AVIANCA HLDGS SA | 05367G100 | SPON ADR REP PFD | 371,905 | $5,103,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 775,000 | $4,774,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 115,258 | $4,629,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 45,100 | $4,575,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 200,000 | $4,556,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 187,069 | $4,499,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 28,858 | $4,426,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 170,000 | $4,420,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,219,238 | $4,416,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 110,000 | $4,092,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 150,000 | $4,014,000 | thousands by filing date | put |
| VIVUS INC | 928551100 | COM | 1,000,000 | $3,860,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 100,000 | $3,811,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 2,900,000 | $3,710,000 | thousands by filing date | principal |
| VALE S A | 91912E105 | SPONSORED ADS | 357,575 | $3,472,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 105,102 | $3,427,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 2,922,153 | $2,981,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 2,600,000 | $2,838,000 | thousands by filing date | principal |
| FORD MTR CO COM | 345370860 | Stock | 190,300 | $2,815,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 255,300 | $2,809,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 26,200 | $2,588,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 25,500 | $2,564,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 41,500 | $2,486,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 2,128,181 | $2,341,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 1,700,000 | $2,282,000 | thousands by filing date | principal |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 40,589 | $2,265,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 21,000 | $2,253,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 63,038 | $2,237,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AF4 | NOTE 1.125% 9/0 | 2,000,000 | $2,166,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 50,794 | $2,114,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 28,900 | $2,061,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 12,000 | $1,967,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 354,300 | $1,963,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 123,174 | $1,710,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 100,000 | $1,705,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 109,206 | $1,640,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 21,248 | $1,587,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 1,107,791 | $1,385,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 52,900 | $1,375,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 12,500 | $1,266,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 10,000 | $1,254,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 41,190 | $1,246,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 33,000 | $1,128,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 75,000 | $1,110,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 75,000 | $953,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 5,000 | $945,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 31,905 | $806,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 27,368 | $790,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 35,000 | $784,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 29,000 | $732,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 35,700 | $713,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 17,000 | $608,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 32,500 | $569,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 19,200 | $556,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 16,186 | $528,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 7,000 | $526,000 | thousands by filing date | |
| CORPBANCA | 21987A209 | SPONSORED ADR | 26,687 | $513,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 12,500 | $509,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 21,900 | $501,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 3,115 | $500,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,800 | $493,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 44,100 | $471,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 18,145 | $469,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 10,700 | $410,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 24,400 | $358,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 10,000 | $349,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,035 | $298,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 9,300 | $285,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 9,200 | $281,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,700 | $246,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 64,020 | $218,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 5,700 | $216,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 4,200 | $112,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 2,500,000 | $81,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 265 | $6,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 265 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-002046 | this filing | 2014-10-29 | acceptance time not in the bulk data set |