13F-HR/A filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR/A for the quarter ended 2014-03-31, filed 2014-09-26, with 542 holding rows worth $729,170,000.
- Accession
- 0001085146-14-001822
- Filer
- CIK 1534400
- Filed
- 2014-09-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, amendment of type restatement, 542 entries on the cover page, a total value of $729,170,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $729,170,000 with VALUE read as thousands by filing date, 13F file number 028-14617. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 16,771 | $188,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 10,549 | $188,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 13,070 | $185,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 14,695 | $184,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 14,250 | $183,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 16,068 | $183,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 13,648 | $175,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 19,816 | $170,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 14,214 | $168,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 147,000 | $157,000 | thousands by filing date | principal |
| PENN WEST PETE LTD NEW | 707887105 | COM | 18,346 | $153,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 20,331 | $149,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 34,731 | $144,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 10,000 | $144,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 14,725 | $131,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 13,016 | $129,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 11,012 | $125,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 11,121 | $124,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,293 | $120,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 16,464 | $107,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 12,973 | $104,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 17,703 | $104,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 14,324 | $103,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 23,312 | $101,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $100,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 32,099 | $98,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 11,177 | $97,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 18,700 | $93,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 17,400 | $92,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 11,397 | $82,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 12,630 | $79,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 10,600 | $79,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,035 | $78,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 12,507 | $76,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 15,000 | $65,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,800 | $60,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 18,468 | $39,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 11,000 | $22,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 14,200 | $21,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 10,834 | $14,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 10,500 | $8,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 12,279 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001171 | superseded | 2014-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-14-001822 | this filing | 2014-09-26 | acceptance time not in the bulk data set |