13F-HR filed by Cetera Advisors LLC
Cetera Advisors LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-15, with 415 holding rows worth $488,621,000.
- Accession
- 0001085146-14-001171
- Filer
- CIK 1534400
- Filed
- 2014-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 415 entries on the cover page, a total value of $488,621,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $488,621,000 with VALUE read as thousands by filing date, 13F file number 028-14617. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 295,804 | $21,588,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 91,176 | $17,036,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 220,677 | $16,185,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 183,679 | $15,890,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 293,680 | $12,114,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 75,324 | $10,248,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 103,427 | $9,986,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 135,574 | $9,680,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 121,489 | $8,630,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 588,287 | $8,251,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 108,304 | $7,283,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 115,919 | $5,054,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 32,972 | $5,041,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 51,130 | $4,996,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 25,692 | $4,827,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 109,452 | $4,669,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 38,682 | $4,392,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 122,045 | $4,376,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 51,016 | $4,371,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 47,467 | $4,313,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 50,447 | $4,061,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 266,997 | $3,671,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 48,472 | $3,650,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 37,992 | $3,547,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 135,649 | $3,513,000 | thousands by filing date | |
| IJH | 464287507 | COM | 25,413 | $3,493,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 81,696 | $3,442,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 96,483 | $3,394,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 53,602 | $3,269,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 27,351 | $3,014,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 12,557 | $2,965,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 46,205 | $2,910,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 29,600 | $2,909,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 69,760 | $2,859,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 71,067 | $2,848,000 | thousands by filing date | |
| 38259p508 | COM | 2,495 | $2,767,000 | thousands by filing date | ||
| Verizon Communications Inc | 92343V104 | COM | 57,866 | $2,764,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 58,367 | $2,730,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 60,721 | $2,664,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 212,186 | $2,644,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 128,885 | $2,575,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 65,189 | $2,552,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 59,916 | $2,505,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 20,596 | $2,452,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 13,642 | $2,436,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 23,642 | $2,398,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 47,386 | $2,385,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 20,392 | $2,375,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 214,326 | $2,258,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 19,944 | $2,230,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 41,885 | $2,155,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 21,239 | $2,147,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,119 | $1,949,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 7,740 | $1,945,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 21,908 | $1,926,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 46,135 | $1,911,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 33,643 | $1,908,000 | thousands by filing date | |
| VTI | 922908769 | COM | 19,438 | $1,894,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 18,547 | $1,879,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 25,271 | $1,860,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 16,704 | $1,762,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 18,472 | $1,745,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 34,795 | $1,691,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 67,999 | $1,646,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 50,980 | $1,639,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 13,183 | $1,628,000 | thousands by filing date | |
| POWERSHARES | 73936Q108 | EXCHANGE TRADED | 59,506 | $1,603,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 12,828 | $1,585,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 63,179 | $1,563,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 16,679 | $1,521,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 36,976 | $1,506,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 14,787 | $1,478,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 17,507 | $1,478,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 56,064 | $1,466,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 17,433 | $1,444,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 22,142 | $1,438,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 23,943 | $1,428,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 26,194 | $1,427,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 13,124 | $1,421,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 35,971 | $1,392,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 15,875 | $1,375,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 26,203 | $1,362,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 8,797 | $1,359,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 19,428 | $1,348,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 13,739 | $1,345,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 16,197 | $1,341,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 15,314 | $1,319,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 16,261 | $1,302,000 | thousands by filing date | |
| MAINSTAY DEFINED TERM MUNI OPP | 56064K100 | COM | 76,178 | $1,292,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 7,776 | $1,276,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 22,350 | $1,262,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 11,390 | $1,259,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 72,313 | $1,246,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 38,562 | $1,245,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 30,471 | $1,242,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 44,371 | $1,216,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 7,445 | $1,211,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 27,649 | $1,203,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 6,347 | $1,190,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 17,005 | $1,153,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 25,169 | $1,152,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,350 | $1,137,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 30,862 | $1,134,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 72,325 | $1,134,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 10,590 | $1,134,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 29,796 | $1,113,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 9,791 | $1,113,000 | thousands by filing date | |
| United States Brent Oil Fund L | 91167Q100 | COM | 25,436 | $1,099,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 13,016 | $1,072,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 25,262 | $1,065,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 17,593 | $1,058,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 970,000 | $1,037,000 | thousands by filing date | principal |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 18,266 | $1,035,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 17,047 | $1,032,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 53,427 | $1,016,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 9,297 | $1,016,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 18,407 | $1,014,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 13,090 | $1,012,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 37,002 | $1,008,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 9,504 | $992,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 17,170 | $991,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 18,976 | $976,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 9,763 | $969,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 16,608 | $968,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 46,321 | $959,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 29,413 | $956,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 24,183 | $948,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 15,097 | $946,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 21,363 | $940,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 11,646 | $930,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 12,831 | $930,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 35,298 | $911,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 10,195 | $909,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 9,106 | $890,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 17,857 | $882,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 7,742 | $872,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X467 | MSCI EM50 ETF | 18,729 | $872,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 21,236 | $867,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 63,420 | $859,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 12,043 | $846,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 16,965 | $835,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 12,887 | $834,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 14,101 | $832,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 46,675 | $825,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 6,705 | $824,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 16,563 | $823,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 7,712 | $807,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 11,344 | $799,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 12,036 | $790,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 15,455 | $790,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 19,968 | $787,000 | thousands by filing date | |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 8,637 | $785,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 18,829 | $768,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 8,789 | $764,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 9,962 | $760,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 34,049 | $756,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 8,716 | $746,000 | thousands by filing date | |
| FOREST LABS INC | 345838106 | COM | 8,082 | $746,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 7,461 | $741,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 124,061 | $720,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 10,162 | $718,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 5,551 | $712,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 7,100 | $710,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 11,940 | $704,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 13,970 | $701,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,780 | $696,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 20,329 | $693,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 17,570 | $690,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 9,992 | $683,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 5,288 | $668,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 8,598 | $662,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,887 | $661,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 19,387 | $660,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 5,484 | $659,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,922 | $659,000 | thousands by filing date | |
| ENTERPRISE BANCORP INC MASS COM | 293668109 | Stock | 32,285 | $656,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,385 | $654,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 11,477 | $652,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 7,149 | $651,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 8,130 | $649,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 10,738 | $647,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 10,836 | $639,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 7,833 | $637,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 9,433 | $634,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 80,709 | $633,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 9,300 | $629,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3,166 | $625,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 8,325 | $616,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 5,223 | $613,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 28,030 | $612,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 4,532 | $603,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 6,225 | $591,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 18,137 | $582,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 24,542 | $581,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 11,800 | $580,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 7,662 | $578,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 7,279 | $573,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,130 | $564,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 8,049 | $563,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 14,589 | $553,000 | thousands by filing date | |
| WISDOMTREE TOTAL EARNINGS | 97717W596 | TTL | 8,032 | $543,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 534,000 | $541,000 | thousands by filing date | principal |
| YUM BRANDS INC COM | 988498101 | Stock | 7,147 | $539,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 9,114 | $539,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 25,047 | $539,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 10,199 | $538,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 24,560 | $538,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 15,480 | $533,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 16,441 | $533,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,504 | $529,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 4,391 | $529,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 2,011 | $528,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 10,076 | $526,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 29,683 | $524,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 9,195 | $520,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 9,659 | $520,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 15,044 | $519,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 10,663 | $515,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 9,141 | $513,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 11,000 | $513,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 29,797 | $511,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 10,955 | $509,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 9,000 | $509,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,433 | $506,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 8,797 | $504,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 8,486 | $504,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 12,659 | $493,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 4,560 | $492,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,277 | $491,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 14,394 | $490,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 17,271 | $488,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 5,329 | $484,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 5,590 | $483,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 4,630 | $482,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 11,017 | $473,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 27,489 | $473,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 9,068 | $472,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 8,736 | $468,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 4,361 | $467,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 14,785 | $466,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 7,100 | $464,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 10,535 | $463,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 4,095 | $454,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 4,287 | $453,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 5,773 | $451,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740L477 | US TRES STEEP | 11,410 | $451,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 6,315 | $450,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 16,193 | $445,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 4,570 | $444,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6,247 | $442,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 9,078 | $436,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 10,076 | $435,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 2,249 | $435,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,709 | $415,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,170 | $412,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 5,265 | $411,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 3,629 | $410,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 14,061 | $388,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 3,180 | $378,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 10,702 | $375,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 2,747 | $371,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 4,991 | $370,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 8,365 | $369,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 11,126 | $365,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 5,274 | $364,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 10,682 | $364,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 16,210 | $361,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4,212 | $359,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 4,635 | $349,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,679 | $348,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 9,463 | $347,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 4,543 | $345,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 8,117 | $343,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 11,175 | $339,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 8,550 | $339,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 5,502 | $332,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 9,946 | $332,000 | thousands by filing date | |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 13,130 | $332,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 14,544 | $330,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 30,085 | $329,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 2,921 | $327,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 6,600 | $322,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,473 | $320,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 26,500 | $320,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 20,347 | $319,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 3,842 | $318,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 20,221 | $317,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,318 | $315,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 6,267 | $314,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 2,805 | $314,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 11,149 | $312,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,045 | $311,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 16,540 | $310,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 1,521 | $309,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 9,276 | $307,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 5,090 | $306,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 36,108 | $301,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 4,379 | $299,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,823 | $296,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 10,059 | $292,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 23,114 | $290,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,574 | $288,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,316 | $286,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 2,815 | $284,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 7,222 | $284,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 3,871 | $283,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 15,550 | $282,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 23,400 | $281,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 11,116 | $281,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 3,560 | $278,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 5,263 | $271,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 4,205 | $270,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 7,563 | $269,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 7,188 | $268,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 9,570 | $264,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 20,721 | $263,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 19,313 | $261,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 3,878 | $261,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,720 | $259,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 6,154 | $259,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 8,560 | $259,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 4,332 | $258,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH ETN L | 22542D852 | COM | 8,075 | $258,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 2,074 | $257,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 2,788 | $257,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R585 | RUSSIA SMALLCP | 7,966 | $253,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 2,822 | $252,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,353 | $251,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 2,451 | $249,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 21,726 | $248,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 6,000 | $248,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 5,105 | $246,000 | thousands by filing date | |
| NORTHERN LTS ETF TR | 66537H105 | ARROW DJ GLOBL | 9,001 | $242,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 3,403 | $241,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 3,295 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 8,808 | $239,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 8,171 | $238,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 4,890 | $234,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 23,586 | $232,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 6,354 | $229,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 4,960 | $229,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 18,169 | $229,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 2,913 | $228,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 36,300 | $228,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 7,080 | $225,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,746 | $223,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 3,195 | $223,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 17,615 | $223,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,599 | $222,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 13,900 | $222,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 12,930 | $221,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 8,658 | $221,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 5,300 | $220,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 4,086 | $220,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 2,509 | $220,000 | thousands by filing date | |
| COURIER CORP | 222660102 | COMMON STOCK | 14,232 | $219,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 28,842 | $219,000 | thousands by filing date | |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 5,605 | $218,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 6,172 | $217,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 21,475 | $216,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 7,240 | $216,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 1,800 | $213,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 16,009 | $213,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,140 | $212,000 | thousands by filing date | |
| TEUCRIUM COMMODITY TR | 88166A201 | NATURAL GAS FD | 16,100 | $212,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,123 | $211,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 3,996 | $210,000 | thousands by filing date | |
| TYCO INTERNATIONAL LTD | H89128104 | SHS | 4,939 | $209,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 10,777 | $209,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 2,327 | $208,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 4,058 | $207,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 5,000 | $207,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 6,835 | $207,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 1,639 | $206,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 4,410 | $205,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 4,440 | $205,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 3,069 | $204,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 6,113 | $204,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3,611 | $204,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 10,267 | $201,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,571 | $200,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 18,824 | $193,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 17,795 | $184,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 14,695 | $184,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 14,250 | $183,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 15,271 | $171,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 14,214 | $168,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 19,290 | $166,000 | thousands by filing date | |
| GIANT INTERACTIVE GROUP INC | 374511103 | ADR | 14,390 | $165,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 147,000 | $157,000 | thousands by filing date | principal |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 15,653 | $156,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 16,155 | $154,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 20,331 | $149,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 10,000 | $144,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 11,012 | $125,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 10,031 | $122,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,293 | $120,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 14,086 | $109,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 16,464 | $107,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 17,703 | $104,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 14,324 | $103,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 23,312 | $101,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 14,500 | $100,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 11,225 | $100,000 | thousands by filing date | |
| CORNERSTONE PROGRESSIVE RTN | 21925C101 | COM | 17,400 | $92,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 16,599 | $89,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 10,600 | $79,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 25,035 | $78,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 11,230 | $70,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 15,000 | $65,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 20,599 | $62,000 | thousands by filing date | |
| KOPIN CORP | 500600101 | COMMON STOCK | 15,800 | $60,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 18,468 | $39,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 10,000 | $13,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 10,500 | $8,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001171 | this filing | 2014-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-14-001822 | base | 2014-09-26 | acceptance time not in the bulk data set |