13F-HR filed by MARINER INVESTMENT GROUP LLC
MARINER INVESTMENT GROUP LLC filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-14, with 211 holding rows worth $455,149,000.
- Accession
- 0001085146-14-001122
- Filer
- CIK 1096978
- Filed
- 2014-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A combination report, 211 entries on the cover page, a total value of $455,149,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $455,149,000 with VALUE read as thousands by filing date, 13F file number 028-11231. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHAVENS ADVISORS LLC028-10727
- reports for this filerDOLPHIN FINANCIAL PARTNERS, L.L.C 028-11307
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 255,110 | $47,708,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 720,867 | $36,908,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 389,867 | $23,673,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 525,000 | $13,552,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 919,895 | $11,903,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 670,284 | $11,877,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 71,000 | $11,590,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 504,826 | $11,409,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 491,667 | $10,433,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 470,634 | $10,086,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 550,066 | $9,252,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 940,927 | $8,948,000 | thousands by filing date | |
| FIRST TRUST INTERMEDIATE DURATION PREFERRED & INCOME FUND | 33718W103 | CEF | 378,507 | $8,380,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 513,937 | $6,270,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 274,237 | $5,956,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,139,291 | $5,719,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 324,163 | $5,709,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 310,394 | $5,624,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 297,658 | $5,283,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 391,854 | $5,133,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,414,366 | $5,022,000 | thousands by filing date | |
| ARES MULTI STRATEGY CR FD IN | 04014Q108 | COM | 221,696 | $4,877,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 593,243 | $4,823,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 623,000 | $4,573,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 261,265 | $4,525,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 90,000 | $4,477,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 155,923 | $4,450,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 220,079 | $4,067,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 317,890 | $4,050,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 200,157 | $3,655,000 | thousands by filing date | |
| THL CR SR LN FD | 87244R103 | COM | 187,586 | $3,416,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 285,918 | $3,142,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 198,130 | $3,091,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 442,169 | $3,051,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 226,713 | $3,036,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 179,070 | $3,026,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 236,005 | $2,823,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 202,789 | $2,790,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 19,000 | $2,652,000 | thousands by filing date | |
| AMERICAN SELECT PORTFOLIO IN | 029570108 | COM | 258,465 | $2,568,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 143,231 | $2,558,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 233,990 | $2,555,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 197,500 | $2,528,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 17,800 | $2,469,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 179,152 | $2,465,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 175,941 | $2,419,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 173,862 | $2,285,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 95,605 | $2,258,000 | thousands by filing date | |
| DREYFUS MUN BD INFRSTRCTR FD | 26203D101 | SHS | 197,672 | $2,222,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 144,626 | $2,193,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED BON | 27829M103 | COM SH BEN INT | 157,077 | $2,177,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 106,046 | $2,111,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 157,015 | $2,104,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 156,210 | $2,040,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 28,000 | $1,984,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 159,441 | $1,945,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 107,044 | $1,910,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 104,462 | $1,906,000 | thousands by filing date | |
| NUVEEN FLEXIBLE INVT INCOME | 67075B104 | COM | 110,748 | $1,900,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 103,629 | $1,892,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 155,129 | $1,804,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 20,111 | $1,791,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 122,351 | $1,783,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 126,210 | $1,769,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 130,000 | $1,761,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 122,012 | $1,713,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 19,700 | $1,680,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 125,418 | $1,667,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 24,000 | $1,558,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 116,559 | $1,487,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 121,643 | $1,476,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 20,000 | $1,461,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 81,100 | $1,438,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 67,062 | $1,339,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 15,000 | $1,315,000 | thousands by filing date | |
| COHEN & STEERS DIV MJRS FDIN | 19248G106 | COM | 84,983 | $1,312,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 120,100 | $1,297,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 20,000 | $1,287,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 247,914 | $1,284,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 174,132 | $1,247,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 25,000 | $1,219,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 46,000 | $1,191,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 80,618 | $1,167,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 132,000 | $1,138,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 25,047 | $1,121,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 13,500 | $1,120,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 77,543 | $1,104,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 11,000 | $1,102,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 200,000 | $1,100,000 | thousands by filing date | call |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 52,875 | $1,070,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 296,477 | $1,038,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 85,898 | $1,001,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 81,000 | $963,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 100,100 | $947,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 6,000 | $928,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 27,082 | $884,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 47,757 | $841,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 44,003 | $817,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 62,161 | $805,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,648 | $795,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 66,100 | $780,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 44,314 | $775,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 54,892 | $764,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 51,131 | $693,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 84,600 | $682,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 9,000 | $676,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 20,100 | $673,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 44,129 | $638,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,000 | $620,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 10,000 | $615,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 50,000 | $612,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 11,000 | $589,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 44,106 | $588,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 39,720 | $571,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 38,084 | $560,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED | 67074P104 | COM UT BEN INT | 35,201 | $559,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 8,150 | $556,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 36,800 | $549,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 90,000 | $535,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 42,000 | $520,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 15,600 | $516,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 20,645 | $514,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 37,506 | $500,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 33,406 | $483,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,000 | $476,000 | thousands by filing date | |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 42,000 | $468,000 | thousands by filing date | put |
| ENDOLOGIX INC | 29266S106 | COM | 35,000 | $450,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 30,000 | $446,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 31,121 | $439,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 25,000 | $432,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 2,772 | $422,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 13,000 | $418,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 28,783 | $407,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 70,000 | $399,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 27,140 | $385,000 | thousands by filing date | |
| BOULDER TOTAL RET FD INC | 101541100 | COM | 15,286 | $372,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 20,133 | $368,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 21,321 | $367,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 6,000 | $363,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 20,000 | $358,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 21,337 | $353,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 35,418 | $350,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 18,172 | $345,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 20,600 | $334,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 15,000 | $300,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 5,000 | $298,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 21,400 | $297,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 6,000 | $293,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 24,000 | $288,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 25,000 | $284,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 21,110 | $283,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 20,954 | $283,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 22,200 | $274,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 21,750 | $270,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 20,838 | $266,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 5,000 | $263,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 14,700 | $263,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 50,000 | $257,000 | thousands by filing date | call |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 20,172 | $252,000 | thousands by filing date | |
| FIRST TRUST | 33733G109 | COM BEN INTR | 32,500 | $250,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 8,200 | $245,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 60,000 | $243,000 | thousands by filing date | call |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 29,875 | $233,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 216,500 | $228,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 1,500 | $223,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 19,854 | $189,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 13,418 | $182,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 15,184 | $179,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 13,304 | $173,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 260,000 | $167,000 | thousands by filing date | put |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 11,020 | $152,000 | thousands by filing date | |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 11,914 | $142,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 15,000 | $140,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 19,900 | $129,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 10,495 | $128,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 70,000 | $99,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 25,000 | $93,000 | thousands by filing date | call |
| AMERICAN INCOME FD INC | 02672T109 | COM | 12,157 | $92,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 12,400 | $81,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 14,593 | $80,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 17,500 | $77,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 75,000 | $76,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 30,000 | $60,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 45,000 | $56,000 | thousands by filing date | call |
| TJX Companies Inc | 872540109 | COM | 35,000 | $36,000 | thousands by filing date | call |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 10,000 | $36,000 | thousands by filing date | call |
| CELGENE CORP | 151020104 | COM | 22,000 | $36,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 50,000 | $31,000 | thousands by filing date | call |
| COBALT INTL ENERGY INC | 19075F106 | COM | 12,500 | $31,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 20,000 | $30,000 | thousands by filing date | call |
| L BRANDS INC | 501797104 | COM | 20,000 | $29,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 30,000 | $25,000 | thousands by filing date | call |
| NIKE,Inc. Class B | 654106103 | COM | 32,500 | $24,000 | thousands by filing date | call |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 10,000 | $21,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 17,500 | $20,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 15,000 | $20,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 10,000 | $18,000 | thousands by filing date | call |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 20,000 | $17,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 10,000 | $16,000 | thousands by filing date | call |
| Home Depot, Inc | 437076102 | COM | 27,500 | $12,000 | thousands by filing date | call |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 12,500 | $11,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,000 | $10,000 | thousands by filing date | put |
| LORILLARD INC | 544147101 | COM | 10,000 | $10,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 10,000 | $9,000 | thousands by filing date | put |
| ROSS STORES INC COM | 778296103 | Stock | 10,000 | $8,000 | thousands by filing date | call |
| THE ADT CORPORATION | 00101J106 | COM | 10,000 | $8,000 | thousands by filing date | call |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 28,500 | $8,000 | thousands by filing date | put |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 20,000 | $4,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 10,000 | $1,000 | thousands by filing date | call |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 25,000 | $1,000 | thousands by filing date | put |
| The Jones Group Inc | 48020T101 | COM | 10,000 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001122 | this filing | 2014-05-14 | acceptance time not in the bulk data set |