13F-HR filed by Concert Wealth Management Inc.
Concert Wealth Management Inc. filed this 13F-HR for the quarter ended 2014-03-31, filed 2014-05-13, with 572 holding rows worth $800,841,000.
- Accession
- 0001085146-14-001063
- Filer
- CIK 1456534
- Filed
- 2014-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2014
A holdings report, 688 entries on the cover page, a total value of $800,841,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $800,841,000 with VALUE read as thousands by filing date, 13F file number 028-13474. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerAdhesion Wealth Advisors
- included managerAdvisors Asset Management
- included managerAllianz Global Investors
- included managerBlackrock Investment Management
- included managerColumbia
- included managerDavid Advisors
- included managerEnvestnet
- included managerInvesco Advisors
- included managerLazard Asset
- included managerLegg Mason Private
- included managerLord Abbet
- included managerLoring Ward
- included managerNBE International
- included managerNBE Select
- included managerNWQ Investment
- included managerPIMCO
- included managerRobeco
- included managerSitrin Capital Management
- included managerThornburg
- included managerTodd Veredus Asset Management
- included managerWells Fargo
- included managerWinslow Capital
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIFELOCK INC COM | 53224V100 | COM | 12,150 | $209,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 20,623 | $208,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M571 | GUGG CRP BD 2014 | 9,954 | $208,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 11,710 | $208,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,506 | $206,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 2,555 | $205,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 4,900 | $205,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 10,495 | $205,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 2,103 | $203,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 4,679 | $203,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 12,055 | $203,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 1,675 | $203,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 5,778 | $201,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 8,407 | $201,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 2,884 | $200,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 4,241 | $200,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 4,896 | $200,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 13,762 | $197,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 10,095 | $197,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 25,200 | $197,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 15,780 | $190,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 18,341 | $184,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 12,366 | $179,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 22,228 | $175,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 21,140 | $172,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 20,633 | $166,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 12,266 | $165,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 10,304 | $163,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 11,575 | $163,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 11,300 | $162,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 12,147 | $156,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 11,582 | $154,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 12,008 | $149,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 10,771 | $147,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 10,580 | $144,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 14,637 | $139,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 26,097 | $136,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 11,396 | $125,000 | thousands by filing date | |
| DWS | 23338W104 | EXCHANGE TRADED | 14,867 | $121,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 10,371 | $117,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 12,664 | $101,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 12,366 | $87,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 10,550 | $87,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,500 | $86,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 15,838 | $79,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 11,684 | $77,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 10,704 | $72,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 12,353 | $71,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 17,849 | $70,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 11,935 | $69,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 16,329 | $62,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 11,500 | $59,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 17,333 | $52,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 13,703 | $40,000 | thousands by filing date | |
| MANAGED HIGH YIELD PLUS FD I | 561911108 | COM | 15,805 | $32,000 | thousands by filing date | |
| CAMAC ENERGY INC | 131745101 | COM | 26,032 | $21,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 11,360 | $19,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032AT3 | NOTE 4.250% 8/1 | 15,000 | $15,000 | thousands by filing date | principal |
| Abbott Laboratories | 002824100 | COM | 200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Apple Inc | 037833100 | COM | 300 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| Chevron Corporation | 166764100 | COM | 1,600 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Chevron Corporation | 166764100 | COM | 1,100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| International Business Machines Corporation | 459200101 | COM | 100 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 900 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 800 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| SPY | 78462F103 | SHS | 500 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| Wells Fargo & Company | 949746101 | COM | 400 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 800 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,300 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 900 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-001063 | this filing | 2014-05-13 | acceptance time not in the bulk data set |