13F-HR filed by HAVENS ADVISORS LLC
HAVENS ADVISORS LLC filed this 13F-HR for the quarter ended 2013-12-31, filed 2014-01-29, with 36 holding rows worth $125,960,000.
- Accession
- 0001085146-14-000181
- Filer
- CIK 1280200
- Filed
- 2014-01-29
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A holdings report, 36 entries on the cover page, a total value of $125,960,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $125,960,000 with VALUE read as thousands by filing date, 13F file number 028-10727. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 250,000 | $9,345,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 879,010 | $8,289,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 485,000 | $6,969,000 | thousands by filing date | |
| BROOKFIELD OFFICE PPTYS INC | 112900105 | COM | 312,000 | $6,006,000 | thousands by filing date | |
| ENDO HEALTH SOLUTIONS INC | 29264FAB2 | BOND | 2,500,000 | $5,799,000 | thousands by filing date | principal |
| HEALTH MGMT ASSOC INC NEW | 421933102 | CL A | 440,000 | $5,764,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 71,000 | $5,280,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 288,900 | $5,166,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 99,500 | $5,082,000 | thousands by filing date | |
| JOS A BANK CLOTHIERS INC | 480838101 | COM | 91,000 | $4,984,000 | thousands by filing date | |
| COSTA INC | 22149T102 | CL A | 218,000 | $4,737,000 | thousands by filing date | |
| Cole Real Estate Investments | 19329V105 | COM | 334,000 | $4,689,000 | thousands by filing date | |
| BRE PROPERTIES INC | 05564E106 | CL A | 70,000 | $3,830,000 | thousands by filing date | |
| LSI CORPORATION | 502161102 | COM | 330,000 | $3,642,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 113,000 | $3,616,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 47,000 | $3,563,000 | thousands by filing date | |
| COLEMAN CABLE INC | 193459302 | COM | 135,000 | $3,540,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 390,929 | $3,178,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 157,883 | $2,723,000 | thousands by filing date | |
| SOLTA MED INC | 83438K103 | COM | 901,700 | $2,660,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 47,353 | $2,611,000 | thousands by filing date | |
| RESPONSYS INC | 761248103 | COM | 90,000 | $2,467,000 | thousands by filing date | |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 230,481 | $2,346,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 247,000 | $2,344,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 100,000 | $2,263,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 126,000 | $2,192,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 66,842 | $2,047,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 40,000 | $2,043,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 84,190 | $1,900,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 25,000 | $1,895,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 56,434 | $1,599,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 32,520 | $1,315,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 11,276 | $1,286,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 19,000 | $480,000 | thousands by filing date | put |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 3,070 | $162,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 435,000 | $148,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-14-000181 | this filing | 2014-01-29 | acceptance time not in the bulk data set |