13F-HR/A filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR/A for the quarter ended 2013-09-30, filed 2013-12-04, with 751 holding rows worth $154,825,000.
- Accession
- 0001085146-13-002057
- Filer
- CIK 1416692
- Filed
- 2013-12-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, amendment of type restatement, 751 entries on the cover page, a total value of $154,825,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $154,825,000 with VALUE read as thousands by filing date, 13F file number 028-12762. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerDT Investments
- reports for this filerFederated
- reports for this filerGood Harbor
- reports for this filerGracor
- reports for this filerHillman
- reports for this filerJP Morgan
- reports for this filerKayne-Anderson
- reports for this filerNavellier
- reports for this filerNeuberger Berman
- reports for this filerNuveen
- reports for this filerSanta Barbara
- reports for this filerUS Trust
- reports for this filerWindhaven Investments
- reports for this filerACR LCG
- reports for this filerDelaware Capital
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GOLAR LNG LTD | G9456A100 | SHS | 250 | $9,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 226 | $9,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 115 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 282 | $9,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 71 | $9,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 2,500 | $9,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,000 | $8,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 260 | $8,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 325 | $8,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 75 | $8,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 300 | $8,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 203 | $8,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 200 | $8,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 250 | $8,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 200 | $8,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 189 | $8,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 18 | $8,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 150 | $8,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 100 | $8,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 500 | $8,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 100 | $8,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 250 | $8,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 325 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 200 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 323 | $8,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 200 | $8,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 375 | $8,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 400 | $8,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $8,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 84 | $7,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 55 | $7,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 300 | $7,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 200 | $7,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 988 | $7,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 80 | $7,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 400 | $7,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 300 | $7,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 6,000 | $7,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 253 | $7,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $6,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 150 | $6,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 196 | $6,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 100 | $6,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 950 | $6,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 650 | $6,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 131 | $6,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 100 | $6,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 277 | $6,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 772 | $6,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 230 | $6,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 100 | $6,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 253 | $6,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 175 | $6,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 150 | $6,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 600 | $6,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $6,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 1,468 | $6,000 | thousands by filing date | |
| ACTAVIS INC | 00507K103 | COM | 40 | $6,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 400 | $6,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 76 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 51 | $5,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 95 | $5,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 127 | $5,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 107 | $5,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 58 | $5,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 251 | $5,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 111 | $5,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 32 | $5,000 | thousands by filing date | |
| HAEMONETICS CORP MASS COM | 405024100 | Stock | 125 | $5,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 200 | $5,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 86 | $5,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 145 | $5,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 50 | $5,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 104 | $5,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 200 | $5,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 175 | $5,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 266 | $5,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 100 | $5,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 100 | $5,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 800 | $5,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 200 | $5,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 130 | $5,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 84 | $5,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 53 | $5,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 4,000 | $5,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 56 | $5,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 150 | $5,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 300 | $5,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 2,000 | $5,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 64 | $4,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10 | $4,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 100 | $4,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 62 | $4,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 79 | $4,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 100 | $4,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 86 | $4,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 24 | $4,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 92 | $4,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 22 | $4,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 53 | $4,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 69 | $4,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 54 | $4,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 53 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 37 | $4,000 | thousands by filing date | |
| BRF SA | 10552T107 | SPONSORED ADR | 159 | $4,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 26 | $4,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 69 | $4,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 458 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 48 | $4,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 60 | $4,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 38 | $4,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 15 | $4,000 | thousands by filing date | |
| COMPANHIA PARANAENSE ENERG C | 20441B407 | SPON ADR PFD | 276 | $4,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 41 | $4,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 121 | $4,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 217 | $4,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 189 | $4,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 270 | $4,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 76 | $4,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 66 | $4,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 40 | $4,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 131 | $4,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 49 | $4,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 57 | $4,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 353 | $4,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 191 | $4,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 4,000 | $4,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 90 | $4,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 160 | $4,000 | thousands by filing date | |
| Hologic | 436440AA9 | CONV | 4,000 | $4,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 100 | $3,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 49 | $3,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 514 | $3,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 40 | $3,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 42 | $3,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 84 | $3,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 33 | $3,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 69 | $3,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 62 | $3,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 82 | $3,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 100 | $3,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 82 | $3,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 210 | $3,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 36 | $3,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 134 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 70 | $3,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 17 | $3,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 45 | $3,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 98 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 50 | $3,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 56 | $3,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 256 | $3,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 105 | $3,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 200 | $3,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 90 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 100 | $3,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 40 | $3,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 99 | $3,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 500 | $3,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 97 | $3,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 339 | $3,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 820 | $3,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 100 | $3,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 110 | $3,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 75 | $3,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 62 | $3,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 135 | $3,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 100 | $3,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 84 | $3,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 156 | $3,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 350 | $3,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 150 | $3,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 1,000 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 117 | $3,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q853 | GUGG CHN SML CAP | 136 | $3,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 350 | $2,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 100 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 57 | $2,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 39 | $2,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 37 | $2,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 34 | $2,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 100 | $2,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 37 | $2,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 139 | $2,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 100 | $2,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 64 | $2,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 100 | $2,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 98 | $2,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 150 | $2,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 140 | $2,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 46 | $2,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 52 | $2,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 209 | $2,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 28 | $2,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 200 | $2,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 136 | $2,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 2,000 | $2,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 113 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M878 | GUGGEN DEFN EQTY | 71 | $2,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 106 | $2,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 100 | $2,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 36 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 19 | $1,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 32 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 26 | $1,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 20 | $1,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 101 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 13 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 24 | $1,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 11 | $1,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 200 | $1,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 58 | $1,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 77 | $1,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 66 | $1,000 | thousands by filing date | |
| SONDE RESOURCES CORP | 835426107 | COM | 1,000 | $1,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 27 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 390 | $1,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 60 | $1,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 50 | $1,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 100 | $1,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y800 | CAMBRIA GL TAC | 52 | $1,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 250 | $1,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 300 | $1,000 | thousands by filing date | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 1,200 | $1,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US TIPS ETF | 808524870 | SHS | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMECO CORP COM | 13321L108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOSTON BEER INC CL A | 100557107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICG GROUP INC | 44928D108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLDWATER CREEK INC | 193068202 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Delcath Systems Inc | 24661p104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMES RIVER COAL CO | 470355207 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSI INC | 22122P200 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINTHROP REALTY TRUST | 976391300 | SH B | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A616 | PSHS ULCONSM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-002046 | superseded | 2013-11-25 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-13-002049 | superseded | 2013-12-02 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-13-002057 | this filing | 2013-12-04 | acceptance time not in the bulk data set |