13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-25, with 611 holding rows worth $135,573,000.
- Accession
- 0001085146-13-002046
- Filer
- CIK 1416692
- Filed
- 2013-11-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 611 entries on the cover page, a total value of $135,573,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,573,000 with VALUE read as thousands by filing date, 13F file number 028-12762. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerDT Investments
- reports for this filerFederated
- reports for this filerGood Harbor
- reports for this filerGracor
- reports for this filerHillman
- reports for this filerJP Morgan
- reports for this filerKayne-Anderson
- reports for this filerNavellier
- reports for this filerNeuberger Berman
- reports for this filerNuveen
- reports for this filerSanta Barbara
- reports for this filerUS Trust
- reports for this filerWindhaven Investments
- reports for this filerACR LCG
- reports for this filerDelaware Capital
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 137,665 | $8,431,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 82,210 | $8,328,000 | thousands by filing date | |
| Rydex S&P 500 Pure Value Etf | 78355W304 | S&P PUR VAL | 154,301 | $6,248,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 241,489 | $5,156,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 97,960 | $4,722,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 40,085 | $3,633,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 139,918 | $3,247,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 26,167 | $2,928,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 22,000 | $2,926,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 31,801 | $2,738,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 42,592 | $2,727,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 68,280 | $2,600,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 49,534 | $2,311,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 5,473 | $2,174,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 44,394 | $1,808,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 33,326 | $1,673,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 18,333 | $1,656,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 41,288 | $1,626,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 22,526 | $1,591,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 29,586 | $1,508,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 18,475 | $1,502,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 37,567 | $1,418,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 9,925 | $1,287,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 5,785 | $1,220,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,189 | $1,218,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 11,660 | $1,154,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 38,375 | $1,000,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 32,081 | $980,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 13,901 | $958,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,736 | $918,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 13,507 | $912,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 7,359 | $875,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 47,450 | $847,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 23,805 | $841,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 46,177 | $827,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 11,025 | $820,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 13,179 | $793,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 18,354 | $782,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 8,045 | $768,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,960 | $756,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 12,190 | $743,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 16,746 | $742,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20,671 | $712,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 27,124 | $704,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 8,588 | $691,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 14,574 | $679,000 | thousands by filing date | |
| VODAFONE GP PLC | 92857W209 | ADR | 23,557 | $674,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 11,900 | $632,000 | thousands by filing date | |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 150,000 | $608,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 17,015 | $601,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 21,184 | $593,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 24,400 | $589,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 7,000 | $555,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,222 | $544,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 41,695 | $535,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 16,871 | $531,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,052 | $527,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,428 | $521,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 21,854 | $510,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 2,500 | $503,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 11,150 | $499,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,281 | $490,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 5,793 | $487,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,987 | $480,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 11,735 | $467,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 6,253 | $457,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,867 | $449,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,129 | $439,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 10,357 | $428,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 19,500 | $423,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 16,200 | $408,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 3,453 | $393,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,823 | $389,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 6,909 | $388,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,046 | $381,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 4,200 | $380,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 10,729 | $372,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 40,000 | $370,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 8,659 | $354,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 11,504 | $354,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 14,370 | $350,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,793 | $349,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,184 | $349,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 4,000 | $348,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 8,250 | $330,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 16,073 | $321,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 16,020 | $312,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 12,739 | $306,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 9,147 | $303,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 7,443 | $292,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 4,620 | $290,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 3,325 | $278,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 36,900 | $270,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 6,712 | $269,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 10,600 | $263,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 6,731 | $258,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,300 | $252,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 8,172 | $250,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 5,575 | $245,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 18,000 | $242,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,003 | $233,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 3,448 | $222,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,195 | $222,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,000 | $217,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 4,190 | $210,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 10,000 | $210,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,162 | $209,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 13,539 | $209,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 1,142 | $208,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 4,244 | $202,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 378 | $201,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 4,922 | $200,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 5,075 | $200,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 6,564 | $196,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 4,000 | $196,000 | thousands by filing date | |
| SPECIAL OPPORTUNITIES FD INC | 84741T104 | COM | 11,275 | $191,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 4,653 | $190,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,852 | $185,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 4,000 | $181,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 4,632 | $180,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,024 | $174,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 2,879 | $168,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 2,517 | $166,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 2,909 | $165,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 2,452 | $165,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 2,000 | $163,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 1,661 | $163,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 15,000 | $162,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 3,665 | $161,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,169 | $156,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,861 | $154,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 2,105 | $150,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 1,500 | $150,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,596 | $149,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 3,100 | $148,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 2,000 | $148,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 2,099 | $147,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 2,587 | $147,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 8,000 | $144,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 1,718 | $141,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2,875 | $138,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,045 | $137,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 2,337 | $131,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 831 | $128,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 1,624 | $125,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,570 | $124,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1,485 | $123,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 214 | $122,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,882 | $121,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,404 | $120,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 3,432 | $119,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 2,294 | $116,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,850 | $114,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,488 | $114,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 2,802 | $113,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,929 | $111,000 | thousands by filing date | |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1,855 | $111,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 2,547 | $111,000 | thousands by filing date | |
| SIMON PPTY GROUP INC NEW COM | 828806109 | REIT | 686 | $108,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,450 | $107,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 950 | $106,000 | thousands by filing date | |
| CARDIOVASCULAR SYSTEMS INC | 141619106 | COMMON STOCK | 5,000 | $106,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 2,539 | $104,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 2,000 | $104,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 2,700 | $104,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 1,384 | $101,000 | thousands by filing date | |
| VTI | 922908769 | COM | 1,200 | $99,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 7,524 | $96,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 1,666 | $95,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 1,964 | $95,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 615 | $93,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,407 | $93,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1,700 | $88,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 5,479 | $88,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 3,700 | $87,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 760 | $86,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 1,500 | $86,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 4,000 | $86,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 1,753 | $82,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 3,083 | $82,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 736 | $82,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 1,500 | $81,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 960 | $80,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,050 | $80,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 906 | $80,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 1,100 | $80,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 10,000 | $80,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 875 | $79,000 | thousands by filing date | |
| 38259p508 | COM | 90 | $79,000 | thousands by filing date | ||
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 2,000 | $78,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 600 | $78,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 1,000 | $78,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1,700 | $76,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 800 | $76,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 3,000 | $76,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 736 | $75,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 955 | $73,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 652 | $71,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 675 | $71,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 2,500 | $71,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 3,700 | $70,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 3,575 | $70,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 4,000 | $70,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,421 | $68,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 1,000 | $67,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,858 | $67,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 684 | $67,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 730 | $67,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 650 | $66,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 5,926 | $66,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 844 | $65,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 1,875 | $64,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1,472 | $64,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 689 | $63,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 1,008 | $63,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,245 | $63,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 5,074 | $61,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,020 | $60,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 4,000 | $60,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,000 | $59,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 10,000 | $59,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 2,751 | $59,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 875 | $58,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,598 | $58,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,000 | $58,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,243 | $58,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 1,350 | $58,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 2,000 | $58,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 600 | $55,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,000 | $53,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 656 | $52,000 | thousands by filing date | |
| IJH | 464287507 | COM | 444 | $52,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 750 | $52,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 768 | $52,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 1,900 | $52,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,041 | $52,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 1,100 | $51,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 500 | $50,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,916 | $50,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 950 | $49,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 563 | $49,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 4,850 | $49,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 1,500 | $48,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 920 | $47,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 450 | $47,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 696 | $46,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,847 | $46,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,626 | $46,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,250 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1,600 | $44,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 400 | $43,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,350 | $43,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 957 | $42,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 3,670 | $42,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 9,000 | $42,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 210 | $41,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 820 | $41,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 1,200 | $41,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 2,042 | $41,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 5,466 | $41,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 301 | $40,000 | thousands by filing date | |
| GENTIUM S P A | 37250B104 | SPONSORED ADR | 5,000 | $40,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 8,000 | $40,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 654 | $39,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 1,093 | $38,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 600 | $37,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 1,000 | $37,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 1,800 | $37,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 945 | $37,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 1,250 | $37,000 | thousands by filing date | |
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| RF MICRODEVICES INC | 749941100 | COM | 6,818 | $36,000 | thousands by filing date | |
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| CSX Corporation | 126408103 | COM | 1,550 | $35,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 500 | $35,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 570 | $35,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 3,000 | $35,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 1,000 | $35,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 1,208 | $34,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 600 | $34,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 402 | $34,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 925 | $34,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,000 | $34,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 6,000 | $34,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 800 | $33,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 294 | $33,000 | thousands by filing date | |
| BEAM INC | 073730103 | COMMON STOCK | 550 | $33,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 489 | $32,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 400 | $32,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 731 | $32,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 2,800 | $32,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 1,350 | $32,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 417 | $31,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 500 | $31,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 166 | $31,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,675 | $31,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 526 | $30,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 285 | $30,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,000 | $30,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 263 | $29,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 1,065 | $29,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 500 | $29,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 400 | $29,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 475 | $29,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,800 | $29,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 657 | $29,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M100 | GUGG BRIC ETF | 950 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 634 | $28,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,500 | $28,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 444 | $28,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 1,000 | $28,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 500 | $27,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 527 | $27,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 282 | $27,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 728 | $25,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 315 | $25,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 1,000 | $25,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,000 | $25,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D878 | EXCH NT LKD 20 | 1,100 | $25,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 284 | $24,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,725 | $24,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,250 | $24,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 400 | $24,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 700 | $24,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 496 | $24,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 6,000 | $24,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 624 | $24,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 376 | $23,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,000 | $23,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 200 | $23,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,221 | $23,000 | thousands by filing date | |
| KINDER MORGAN MANAGEMENT LLC | 49455U100 | SHS | 277 | $23,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 1,000 | $23,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 800 | $23,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 200 | $22,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 384 | $22,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 300 | $22,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 550 | $22,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 500 | $22,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 2,000 | $22,000 | thousands by filing date | |
| BLACKROCK NJ MUNICIPAL BOND | 09249A109 | COM | 1,500 | $22,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,100 | $22,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 370 | $22,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 123 | $22,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 750 | $22,000 | thousands by filing date | |
| NUVEEN NJ INVT QUALITY MUN F | 670971100 | COM | 1,596 | $22,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 15,737 | $22,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 316 | $21,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 515 | $21,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 700 | $21,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 296 | $21,000 | thousands by filing date | |
| WSFS FINL CORP | 929328102 | COM | 400 | $21,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 814 | $21,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 720 | $21,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 200 | $20,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 679 | $20,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 800 | $20,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 300 | $20,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 158 | $20,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 2,500 | $20,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 306 | $20,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 400 | $20,000 | thousands by filing date | |
| ORTHOFIX INTL N V | N6748L102 | COM | 750 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 175 | $19,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 2,163 | $19,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 200 | $19,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 390 | $19,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 450 | $19,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 165 | $18,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 260 | $18,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 752 | $18,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 150 | $18,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,087 | $18,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 417 | $18,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 8,000 | $18,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 913 | $18,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 500 | $17,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 235 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 100 | $17,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 441 | $17,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 500 | $17,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 195 | $17,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 200 | $17,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 2,300 | $17,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 430 | $17,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 200 | $17,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 500 | $17,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 790 | $17,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 1,320 | $17,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 2,000 | $17,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 1,600 | $17,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 244 | $16,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 425 | $16,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 300 | $16,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 845 | $16,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 500 | $16,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 1,130 | $16,000 | thousands by filing date | |
| FIFTH & PAC COS INC | 316645100 | COM | 700 | $16,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 1,000 | $16,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 351 | $15,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 368 | $15,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 1,255 | $15,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 254 | $15,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 3,100 | $15,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 900 | $15,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 200 | $14,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 300 | $14,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 302 | $14,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 500 | $14,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 250 | $14,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 325 | $14,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 200 | $14,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,506 | $14,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 632 | $14,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,000 | $14,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1,804 | $14,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,196 | $13,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 250 | $13,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 372 | $13,000 | thousands by filing date | |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 1,107 | $13,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 300 | $13,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 350 | $13,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E481 | GLB X CDA PFD | 1,000 | $13,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 150 | $12,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 270 | $12,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 69 | $12,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 930 | $12,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 250 | $12,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 400 | $12,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 500 | $12,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 500 | $12,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 255 | $12,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 350 | $12,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 250 | $12,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 750 | $11,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 200 | $11,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 51 | $11,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 400 | $11,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 200 | $11,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 200 | $11,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 300 | $11,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 135 | $11,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 450 | $11,000 | thousands by filing date | |
| iShares Global Tech ETF | 464287291 | SHS | 150 | $10,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,500 | $10,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 450 | $10,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 300 | $10,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 686 | $10,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 398 | $10,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 250 | $10,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 532 | $10,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 240 | $10,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 150 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R776 | ULTRA MATERIALS | 300 | $10,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 350 | $10,000 | thousands by filing date | |
| C+J ENERGY SERVICES INC | 12467B304 | COM | 500 | $10,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 400 | $10,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 104 | $9,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 100 | $9,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 300 | $9,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 157 | $9,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 200 | $9,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 150 | $9,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 202 | $9,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 100 | $9,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 174 | $9,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 425 | $9,000 | thousands by filing date | |
| PERRIGO CO PLC F | 714290103 | COM | 71 | $9,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 1,600 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 293 | $9,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,400 | $9,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,000 | $8,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 260 | $8,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 203 | $8,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 150 | $8,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 100 | $8,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 150 | $8,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 250 | $8,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 275 | $8,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 200 | $8,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 205 | $8,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 187 | $8,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 200 | $8,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 18 | $8,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 270 | $8,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,000 | $8,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 150 | $8,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 500 | $8,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 115 | $8,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 200 | $8,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 116 | $8,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 100 | $8,000 | thousands by filing date | |
| SIRIUS XM RADIO INC | 82967N108 | COM | 2,500 | $8,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 400 | $8,000 | thousands by filing date | |
| CNH GLOBAL N V | N20935206 | SHS NEW | 200 | $8,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,453 | $7,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 75 | $7,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 200 | $7,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 100 | $7,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 500 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-002046 | this filing | 2013-11-25 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-13-002049 | superseded | 2013-12-02 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-13-002057 | base | 2013-12-04 | acceptance time not in the bulk data set |