13F-HR filed by Financial Architects, Inc
Financial Architects, Inc filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-25, with 611 holding rows worth $135,573,000.
- Accession
- 0001085146-13-002046
- Filer
- CIK 1416692
- Filed
- 2013-11-25
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 611 entries on the cover page, a total value of $135,573,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $135,573,000 with VALUE read as thousands by filing date, 13F file number 028-12762. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerDT Investments
- reports for this filerFederated
- reports for this filerGood Harbor
- reports for this filerGracor
- reports for this filerHillman
- reports for this filerJP Morgan
- reports for this filerKayne-Anderson
- reports for this filerNavellier
- reports for this filerNeuberger Berman
- reports for this filerNuveen
- reports for this filerSanta Barbara
- reports for this filerUS Trust
- reports for this filerWindhaven Investments
- reports for this filerACR LCG
- reports for this filerDelaware Capital
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 200 | $7,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 663 | $7,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 772 | $7,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 100 | $7,000 | thousands by filing date | |
| QUESTCOR PHARMACEUTICALS INC | 74835Y101 | COM | 150 | $7,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 3,000 | $7,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 6,000 | $7,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $7,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 200 | $6,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 1,000 | $6,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 200 | $6,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 100 | $6,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 175 | $6,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 500 | $6,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 650 | $6,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 100 | $6,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 100 | $6,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 325 | $6,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 400 | $6,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 250 | $6,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 100 | $6,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 200 | $6,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 149 | $6,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 200 | $6,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 1,468 | $6,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 400 | $6,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 350 | $6,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 75 | $5,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 200 | $5,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 150 | $5,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 50 | $5,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 200 | $5,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 200 | $5,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 100 | $5,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 189 | $5,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 100 | $5,000 | thousands by filing date | |
| SHFL ENTMT INC | 78423R105 | COM | 300 | $5,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 150 | $5,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 300 | $5,000 | thousands by filing date | |
| ADDVANTAGE TECHNOLOGIES GRP | 006743306 | CMN | 2,000 | $5,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10 | $4,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 100 | $4,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 200 | $4,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 175 | $4,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 121 | $4,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 100 | $4,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 270 | $4,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 350 | $4,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 250 | $4,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO | 039483AW2 | NOTE 0.875% 2/1 | 4,000 | $4,000 | thousands by filing date | |
| Hologic | 436440AA9 | CONV | 4,000 | $4,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 100 | $3,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 40 | $3,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 446 | $3,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 300 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 50 | $3,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 200 | $3,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 125 | $3,000 | thousands by filing date | |
| ING | 44977W106 | EXCHANGE TRADED | 500 | $3,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 982 | $3,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 76 | $3,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 150 | $3,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 1,000 | $3,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 6 | $2,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 150 | $2,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 350 | $2,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 100 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 57 | $2,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 46 | $2,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 130 | $2,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 100 | $2,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 98 | $2,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 150 | $2,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 200 | $2,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 2,000 | $2,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 100 | $2,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 113 | $2,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 350 | $2,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 100 | $2,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 500 | $2,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 200 | $2,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 100 | $2,000 | thousands by filing date | |
| UNITEK GLOBAL SVCS INC | 91324T302 | COM | 1,200 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 200 | $1,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 20 | $1,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 100 | $1,000 | thousands by filing date | |
| NATURAL ALTERNATIVES INTL IN | 638842302 | COM NEW | 200 | $1,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 209 | $1,000 | thousands by filing date | |
| SONDE RESOURCES CORP | 835426107 | COM | 1,000 | $1,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 50 | $1,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 100 | $1,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 100 | $1,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAMECO CORP COM | 13321L108 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BOSTON BEER INC CL A | 100557107 | Stock | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICG GROUP INC | 44928D108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 78 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COLDWATER CREEK INC | 193068202 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Delcath Systems Inc | 24661p104 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JAMES RIVER COAL CO | 470355207 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COSI INC | 22122P200 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-002046 | this filing | 2013-11-25 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-13-002049 | superseded | 2013-12-02 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001085146-13-002057 | base | 2013-12-04 | acceptance time not in the bulk data set |