13F-HR filed by CHARLES SCHWAB INVESTMENT MANAGEMENT INC
CHARLES SCHWAB INVESTMENT MANAGEMENT INC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-11-14, with 3,057 holding rows worth $49,079,700,000.
- Accession
- 0001085146-13-001940
- Filer
- CIK 884546
- Filed
- 2013-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A combination report, 3,057 entries on the cover page, a total value of $49,079,700,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $49,079,700,000 with VALUE read as thousands by filing date, 13F file number 028-03128. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAMERICAN CENTURY COMPANIES INC028-11918
- reports for this filerBMO FINANCIAL CORP 028-04529
- reports for this filerHARRIS ASSOCIATES L P028-02013
- reports for this filerMELLON CAPITAL MANAGEMENT CORP028-02900
- reports for this filerMondrian Investment Partners LTD028-11450
- reports for this filerTAMRO CAPITAL PARTNERS LLC 028-10212
- reports for this filerUBS GLOBAL ASSET MANAGEMENT AMERICAS INC028-02682
- reports for this filerWHV Investment Management, Inc.028-01204
- reports for this filerBLAIR WILLIAM & CO/IL028-04871
- reports for this filerWELLINGTON MANAGEMENT CO LLP028-04557
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 72,200 | $143,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 10,000 | $140,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 17,900 | $139,000 | thousands by filing date | |
| LINCOLN EDL SVCS CORP | 533535100 | COM | 30,200 | $137,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982105 | SHS | 160,250 | $137,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 13,700 | $137,000 | thousands by filing date | |
| FIRST FED BNCSHS OF ARKANSAS | 32020F303 | COM | 14,100 | $136,000 | thousands by filing date | |
| JMP GROUP INC | 46629U107 | COMMON STOCK | 20,300 | $135,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 22,977 | $135,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 10,100 | $133,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 44,400 | $133,000 | thousands by filing date | |
| TELENAV INC | 879455103 | COMMON STOCK | 22,100 | $132,000 | thousands by filing date | |
| BODY CENTRAL CORP | 09689U102 | COM | 22,200 | $132,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 55,200 | $131,000 | thousands by filing date | |
| CONATUS PHARMACEUTICALS INC | 20600T108 | COM | 12,700 | $130,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 12,800 | $128,000 | thousands by filing date | |
| YUME INC | 98872B104 | COM | 12,100 | $127,000 | thousands by filing date | |
| NANOSPHERE INC | 63009F105 | COM | 59,900 | $126,000 | thousands by filing date | |
| ULTRAPETROL BAHAMAS LTD | P94398107 | COM | 33,800 | $125,000 | thousands by filing date | |
| SAPIENS INTERNATIONAL CORP | N7716A151 | SHS | 19,400 | $121,000 | thousands by filing date | |
| DURATA THERAPEUTICS INC | 26658A107 | COM | 13,000 | $117,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 13,100 | $112,000 | thousands by filing date | |
| SKILLED HEALTHCARE GROU-CL A | 83066R107 | CL A | 25,900 | $112,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 68,400 | $111,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 24,800 | $111,000 | thousands by filing date | |
| KALOBIOS PHARMACEUTICALS INC | 48344T100 | COM | 23,400 | $110,000 | thousands by filing date | |
| HAMPTON ROADS BANKSHARES INC | 409321502 | COM | 74,100 | $110,000 | thousands by filing date | |
| INTERSECTIONS INC | 460981301 | COM | 12,300 | $108,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 56,300 | $106,000 | thousands by filing date | |
| APPLOVIN CORP CLASS A | 023850100 | COM | 82,600 | $104,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 24,000 | $104,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 92,600 | $103,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 15,300 | $103,000 | thousands by filing date | |
| ALIMERA SCIENCES INC | 016259103 | COM | 24,200 | $101,000 | thousands by filing date | |
| SWISHER HYGIENE INC | 870808102 | COMMON STOCK | 154,600 | $98,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 37,100 | $98,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP/THE | 320771108 | COM | 119,900 | $98,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 41,500 | $96,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 18,200 | $94,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 45,426 | $91,000 | thousands by filing date | |
| CRIMSON EXPLORATION INC | 22662K207 | COM NEW | 29,200 | $91,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 18,500 | $84,000 | thousands by filing date | |
| GENCO SHIPPING + TRADING LTD | Y2685T107 | SHS | 21,500 | $82,000 | thousands by filing date | |
| GLOBAL GEOPHYSICAL SERVICES | 37946S107 | COM | 24,300 | $66,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 11,750 | $66,000 | thousands by filing date | |
| ZALICUS INC | 98887C105 | COM | 50,600 | $60,000 | thousands by filing date | |
| L+L ENERGY INC | 50162D100 | COM | 42,800 | $59,000 | thousands by filing date | |
| PRIMUS TELECOMMUNICATIONS GR | 741929301 | COM | 16,700 | $58,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 18,600 | $56,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 25,700 | $53,000 | thousands by filing date | |
| ACURA PHARMACEUTICALS INC | 00509L703 | COM NEW | 20,900 | $40,000 | thousands by filing date | |
| CORP RES SVCS INC COM | 22004Y105 | Stock | 10,800 | $37,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355207 | COM | 15,700 | $33,000 | thousands by filing date | |
| COLDWATER CREEK INC | 193068202 | COM | 16,125 | $28,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 14,500 | $21,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 11,400 | $19,000 | thousands by filing date | |
| ZCO Liquidating Corp | 67086E303 | COM | 10,200 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001940 | this filing | 2013-11-14 | acceptance time not in the bulk data set |