13F-HR filed by HAVENS ADVISORS LLC
HAVENS ADVISORS LLC filed this 13F-HR for the quarter ended 2013-09-30, filed 2013-10-22, with 50 holding rows worth $179,506,000.
- Accession
- 0001085146-13-001732
- Filer
- CIK 1280200
- Filed
- 2013-10-22
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2013
A holdings report, 50 entries on the cover page, a total value of $179,506,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $179,506,000 with VALUE read as thousands by filing date, 13F file number 028-10727. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 138,000 | $17,209,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 675,000 | $10,517,000 | thousands by filing date | |
| NYSE EURONEXT | 629491101 | COM | 228,000 | $9,571,000 | thousands by filing date | |
| LENDER PROCESSING SVCS INC | 52602E102 | COM | 283,240 | $9,423,000 | thousands by filing date | |
| CAPITALSOURCE INC | 14055X102 | COM | 638,648 | $8,122,000 | thousands by filing date | |
| SPREADTRUM COMMUNICATIONS IN | 849415203 | ADR | 246,000 | $7,493,000 | thousands by filing date | |
| DELL INC | 24702R101 | COM | 500,000 | $6,876,000 | thousands by filing date | |
| ROCHESTER MED CORP | 771497104 | COM | 303,146 | $6,051,000 | thousands by filing date | |
| SOURCEFIRE INC | 83616T108 | COMMON STOCK | 73,000 | $5,542,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 600,000 | $5,425,000 | thousands by filing date | |
| MOLEX INC | 608554200 | COMMON STOCK | 128,000 | $4,900,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 71,000 | $4,504,000 | thousands by filing date | |
| BELO CORP | 080555105 | COM SER A | 299,000 | $4,096,000 | thousands by filing date | |
| NATIONAL TECHNICAL SYSTEM IN | 638104109 | COM | 175,397 | $4,008,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 48,000 | $3,592,000 | thousands by filing date | |
| SAKS INC | 79377W108 | COM | 225,000 | $3,587,000 | thousands by filing date | |
| BOISE INC | 09746Y105 | COMMON STOCK | 277,065 | $3,491,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 173,300 | $3,461,000 | thousands by filing date | |
| SMITHFIELD FOODS INC | 832248108 | COM | 100,000 | $3,400,000 | thousands by filing date | call |
| LEUCADIA NATL CORP | 527288104 | COM | 121,734 | $3,316,000 | thousands by filing date | |
| VOLTERRA SEMICONDUCTOR CORP | 928708106 | COM | 140,000 | $3,220,000 | thousands by filing date | |
| MAIDENFORM BRANDS INC | 560305104 | COM | 127,000 | $2,983,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 157,883 | $2,946,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R105 | CL A | 100,600 | $2,676,000 | thousands by filing date | put |
| U S CONCRETE INC | 90333L201 | COM | 130,000 | $2,608,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 538,000 | $2,599,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 47,353 | $2,569,000 | thousands by filing date | |
| GREENWAY MED TECHNOLOGIES IN | 39679B103 | COM | 120,000 | $2,478,000 | thousands by filing date | |
| ASTEX PHARMACEUTICALS INC | 04624B103 | COM | 290,000 | $2,462,000 | thousands by filing date | |
| TMS INTERNATIONAL CORP | 87261Q103 | COMMON STOCK | 141,076 | $2,460,000 | thousands by filing date | |
| HARRIS TEETER SUPERMARKETS I | 414585109 | COM | 50,000 | $2,460,000 | thousands by filing date | |
| LEAP WIRELESS INTL INC | 521863308 | COM NEW | 150,000 | $2,370,000 | thousands by filing date | |
| EDWARDS GROUP LTD | 281736108 | SPONSORED ADR | 240,000 | $2,364,000 | thousands by filing date | |
| OFFICIAL PMTS HLDGS INC | 67623R106 | COM | 274,470 | $2,284,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 26,100 | $1,953,000 | thousands by filing date | call |
| Pfizer Inc. | 717081103 | COM | 66,842 | $1,919,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 925,000 | $1,869,000 | thousands by filing date | |
| CORNERSTONE THERAPEUTICS INC | 21924P103 | COM | 195,000 | $1,835,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 84,190 | $1,672,000 | thousands by filing date | |
| ELAN PLC | 284131208 | ADR | 100,000 | $1,558,000 | thousands by filing date | put |
| Amgen Inc. | 031162100 | COM | 11,276 | $1,262,000 | thousands by filing date | |
| ONYX PHARMACEUTICALS INC | 683399109 | COM | 10,000 | $1,247,000 | thousands by filing date | call |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 62,000 | $1,176,000 | thousands by filing date | put |
| YAHOO INC | 984332106 | COM | 32,520 | $1,079,000 | thousands by filing date | |
| U S AIRWAYS GROUP INC | 90341W108 | COM | 43,000 | $815,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 15,190 | $630,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 75,000 | $596,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 75,000 | $596,000 | thousands by filing date | put |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 3,070 | $143,000 | thousands by filing date | |
| TELLABS INC | 879664100 | COM | 40,966 | $93,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001732 | this filing | 2013-10-22 | acceptance time not in the bulk data set |