13F-HR filed by MARINER INVESTMENT GROUP LLC
MARINER INVESTMENT GROUP LLC filed this 13F-HR for the quarter ended 2013-06-30, filed 2013-08-14, with 191 holding rows worth $241,510,000.
- Accession
- 0001085146-13-001526
- Filer
- CIK 1096978
- Filed
- 2013-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2013
A combination report, 191 entries on the cover page, a total value of $241,510,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $241,510,000 with VALUE read as thousands by filing date, 13F file number 028-11231. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerDOLPHIN FINANCIAL PARTNERS, L.L.C 028-11307
- reports for this filerHAVENS ADVISORS LLC028-10727
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RAMCO-GERSHENSON PPTYS TR | 751452608 | PERP PFD-D CV | 330,009 | $19,484,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,295,000 | $17,612,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 186,600 | $12,668,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 350,620 | $12,023,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 450,000 | $10,904,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 352,262 | $10,032,000 | thousands by filing date | |
| PPL CORP | 69351T601 | PREF CONV | 184,784 | $9,733,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 357,821 | $8,570,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 363,572 | $8,279,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 200,000 | $8,254,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 61,000 | $6,616,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 100,000 | $6,050,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 89,101 | $5,814,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 2,414,366 | $5,625,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 26,427 | $3,707,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 199,136 | $3,698,000 | thousands by filing date | |
| AXIA ENERGIA SA | 15234Q207 | SPONSORED ADR | 1,638,376 | $3,473,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 200,000 | $3,094,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 202,700 | $2,666,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 192,410 | $2,599,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 155,923 | $2,534,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 25,000 | $2,425,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 175,010 | $2,289,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 171,639 | $2,274,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 132,000 | $2,255,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 55,400 | $2,198,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 294,093 | $2,188,000 | thousands by filing date | |
| L-3 COMMUNICATIONS CORP | 502413AW7 | DEBT 3.000% 8/0 | 2,000,000 | $2,041,000 | thousands by filing date | principal |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 147,176 | $1,918,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 55,000 | $1,559,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 30,000 | $1,553,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 96,104 | $1,383,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 19,900 | $1,362,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 3,200 | $1,269,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 93,500 | $1,208,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 83,279 | $1,118,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 28,864 | $1,081,000 | thousands by filing date | |
| WELLPOINT INC | 94973V107 | COM | 52,000 | $1,049,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 163,000 | $1,014,000 | thousands by filing date | call |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 63,257 | $997,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 71,565 | $951,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 15,500 | $946,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 30,000 | $921,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 300,000 | $912,000 | thousands by filing date | put |
| E M C CORP MASS | 268648102 | COM | 38,000 | $898,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 66,467 | $897,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 47,600 | $869,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 44,314 | $839,000 | thousands by filing date | |
| HEICO CORP NEW | 422806208 | CL A | 22,370 | $826,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 45,000 | $824,000 | thousands by filing date | call |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 500,000 | $813,000 | thousands by filing date | put |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 20,000 | $813,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 35,104 | $809,000 | thousands by filing date | |
| DWS MUN INCOME TR COM | 23338M106 | COM | 61,175 | $789,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 20,000 | $784,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 65,000 | $783,000 | thousands by filing date | call |
| Lineage, Inc. | 536020100 | COM | 23,200 | $770,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 500,000 | $765,000 | thousands by filing date | put |
| BP PLC SPONSORED ADR | 055622104 | ADR | 18,000 | $751,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 300,000 | $741,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 15,000 | $719,000 | thousands by filing date | |
| OMNICARE | 68214L201 | PFD | 12,200 | $717,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 23,000 | $709,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 290,000 | $703,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 410,000 | $685,000 | thousands by filing date | put |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 54,942 | $660,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 28,100 | $659,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 10,000 | $658,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 20,000 | $649,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,100 | $644,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 500,000 | $635,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 84,000 | $624,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 80,000 | $602,000 | thousands by filing date | call |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 34,500 | $602,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 15,000 | $561,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 65,000 | $533,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 47,550 | $514,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 27,000 | $497,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 28,000 | $486,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 12,500 | $481,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 300,000 | $477,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 1,340,000 | $464,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 1,000,000 | $460,000 | thousands by filing date | put |
| FORD MTR CO COM | 345370860 | Stock | 1,000,000 | $460,000 | thousands by filing date | put |
| WEATHERFORD INTL LTD | H27013103 | COMMON STOCK-FO | 33,000 | $452,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 26,500 | $431,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 60,000 | $429,000 | thousands by filing date | call |
| ONEOK INC NEW | 682680103 | COM | 10,000 | $413,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 43,000 | $413,000 | thousands by filing date | call |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 20,000 | $406,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 200,000 | $404,000 | thousands by filing date | call |
| WELLTOWER INC | 42217K106 | COM | 70,000 | $382,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 16,000 | $371,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 21,000 | $369,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 21,800 | $361,000 | thousands by filing date | |
| QR ENERGY LP | 74734R108 | UNIT LTD PRTNS | 20,000 | $352,000 | thousands by filing date | |
| NUVEEN PA PREMIUM INC MUNI 2 | 67061F101 | COM | 25,389 | $337,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 50,000 | $318,000 | thousands by filing date | call |
| UnitedHealth Group Inc | 91324P102 | COM | 50,000 | $314,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 228,000 | $305,000 | thousands by filing date | call |
| MACYS INC COM | 55616P104 | Stock | 45,000 | $297,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 10,000 | $285,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 10,000 | $276,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 19,733 | $275,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 510,000 | $272,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 27,000 | $265,000 | thousands by filing date | call |
| BROADCOM CORP | 111320107 | CL A | 320,000 | $263,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 5,000 | $259,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 24,300 | $256,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 5,000 | $248,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 44,000 | $246,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 185,000 | $241,000 | thousands by filing date | call |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 15,000 | $240,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 22,400 | $222,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 10,000 | $217,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 20,000 | $214,000 | thousands by filing date | call |
| ST JUDE MED INC | 790849103 | COM | 40,000 | $208,000 | thousands by filing date | call |
| MCDERMOTT INTL INC | 580037109 | COM | 25,000 | $205,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 51,000 | $198,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 13,041 | $192,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 17,428 | $190,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 94,000 | $188,000 | thousands by filing date | call |
| BROADCOM CORP | 111320107 | CL A | 400,000 | $188,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 70,000 | $184,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 39,800 | $174,000 | thousands by filing date | call |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 27,000 | $173,000 | thousands by filing date | call |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 110,000 | $169,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 11,020 | $158,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 21,110 | $154,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 11,058 | $154,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 40,000 | $146,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 17,000 | $145,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 55,000 | $142,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 60,000 | $141,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 445,400 | $137,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 85,000 | $132,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 200,000 | $118,000 | thousands by filing date | put |
| CENVEO INC | 15670S105 | COM | 53,300 | $114,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 50,000 | $113,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 50,000 | $110,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 16,700 | $109,000 | thousands by filing date | call |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 60,000 | $108,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 10,000 | $105,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 65,700 | $99,000 | thousands by filing date | put |
| OWENS CORNING WARRANT | 690742127 | COMMON | 100,000 | $97,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 10,000 | $96,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 25,000 | $95,000 | thousands by filing date | call |
| COACH INC | 189754104 | COM | 20,000 | $95,000 | thousands by filing date | call |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 37,500 | $92,000 | thousands by filing date | call |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 23,000 | $87,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 35,000 | $86,000 | thousands by filing date | call |
| Chubb Corporation | 171232101 | Equity | 20,000 | $85,000 | thousands by filing date | call |
| URBAN OUTFITTERS INC | 917047102 | COM | 39,000 | $79,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 43,500 | $78,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 30,000 | $49,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 10,000 | $44,000 | thousands by filing date | put |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 25,000 | $42,000 | thousands by filing date | |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 20,000 | $41,000 | thousands by filing date | put |
| Oracle Corporation | 68389X105 | COM | 30,000 | $39,000 | thousands by filing date | call |
| EASTMAN CHEM CO COM | 277432100 | Stock | 10,000 | $38,000 | thousands by filing date | call |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 50,000 | $37,000 | thousands by filing date | call |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 25,000 | $36,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 25,000 | $32,000 | thousands by filing date | call |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 15,000 | $31,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 65,000 | $29,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 28,200 | $27,000 | thousands by filing date | call |
| CSX Corporation | 126408103 | COM | 20,000 | $26,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 10,000 | $22,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 10,000 | $21,000 | thousands by filing date | put |
| Schlumberger Limited | 806857108 | COM | 10,000 | $21,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 61,700 | $19,000 | thousands by filing date | call |
| RESOLUTE ENERGY CORP | 76116A116 | WTS | 50,854 | $18,000 | thousands by filing date | |
| COMPANHIA DE BEBIDAS DAS AME | 20441W203 | SPON ADR PFD | 20,000 | $17,000 | thousands by filing date | call |
| EBAY INC. COM | 278642103 | Stock | 12,500 | $16,000 | thousands by filing date | call |
| AGRIUM INC | 008916108 | COM | 10,000 | $16,000 | thousands by filing date | call |
| BAKER HUGHES INC | 057224107 | COM | 20,000 | $15,000 | thousands by filing date | put |
| NOBLE CORP | H5833N103 | COMMON STOCK-FO | 20,000 | $13,000 | thousands by filing date | call |
| Schlumberger Limited | 806857108 | COM | 10,000 | $12,000 | thousands by filing date | call |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 64,000 | $12,000 | thousands by filing date | call |
| VMWARE, INC. | 928563402 | CL A COM | 10,000 | $11,000 | thousands by filing date | call |
| Charles Schwab Corp | 808513105 | COM | 15,000 | $6,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 10,000 | $5,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 10,000 | $5,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 10,000 | $4,000 | thousands by filing date | put |
| ALLSTATE CORP COM | 020002101 | Stock | 15,000 | $3,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 10,000 | $3,000 | thousands by filing date | call |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 10,000 | $2,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 30,000 | $2,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 25,000 | $1,000 | thousands by filing date | call |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 10,000 | $1,000 | thousands by filing date | call |
| ALCOA INC | 013817101 | COM | 60,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001085146-13-001526 | this filing | 2013-08-14 | acceptance time not in the bulk data set |