13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-08, with 4,128 holding rows worth $123,993,141,000.
- Accession
- 0001084208-22-000005
- Filer
- CIK 1084208
- Filed
- 2022-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 4,248 entries on the cover page, a total value of $123,993,141,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $123,993,141,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Hive Blockchain Technologies L | 43366H100 | COM | 11,199 | $29,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 70,500 | $28,000 | thousands by filing date | call |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 15,829 | $28,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 15,300 | $27,000 | thousands by filing date | call |
| GREENBRIER COS INC | 393657AK7 | NOTE 2.875% 2/0 | 25,000 | $27,000 | thousands by filing date | principal |
| SYNLOGIC INC | 87166L100 | COM | 11,000 | $27,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 45,700 | $26,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 12,700 | $25,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 27,000 | $25,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 16,500 | $25,000 | thousands by filing date | call |
| SmileDirectClub Inc | 83192H106 | COM | 10,721 | $25,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 38,125 | $25,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 25,000 | $24,000 | thousands by filing date | principal |
| EURONET WORLDWIDE INC | 298736AL3 | NOTE 0.750% 3/1 | 22,000 | $24,000 | thousands by filing date | principal |
| WESTWATER RES INC | 961684206 | COM NEW | 11,300 | $24,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 12,400 | $23,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 24,500 | $23,000 | thousands by filing date | call |
| EQUINOX GOLD CORP | 29446Y502 | COM | 102,900 | $23,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 15,000 | $23,000 | thousands by filing date | principal |
| ENERGOUS CORP | 29272C103 | COM | 18,775 | $23,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 36,500 | $22,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 43,000 | $22,000 | thousands by filing date | call |
| HOPE BANCORP INC | 43940TAB5 | NOTE 2.000% 5/1 | 23,000 | $22,000 | thousands by filing date | principal |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 16,150 | $22,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 120,800 | $21,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 40,000 | $21,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 20,800 | $20,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC | 00971TAL5 | NOTE 0.375% 9/0 | 17,000 | $20,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 15,000 | $20,000 | thousands by filing date | principal |
| Medtronic Plc | G5960L103 | COM | 50,800 | $19,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 36,900 | $19,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 45,500 | $19,000 | thousands by filing date | call |
| INTERDIGITAL INC | 45867GAB7 | BOND | 17,000 | $19,000 | thousands by filing date | principal |
| Applied Materials,Inc. | 038222105 | COM | 29,600 | $17,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 104,300 | $17,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 79,200 | $17,000 | thousands by filing date | call |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 40,000 | $17,000 | thousands by filing date | call |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 15,000 | $17,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 15,000 | $17,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 15,000 | $17,000 | thousands by filing date | principal |
| SUNDIAL GROWERS INC | 86730L109 | COM | 29,041 | $17,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 10,582 | $16,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,500 | $16,000 | thousands by filing date | call |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 16,300 | $16,000 | thousands by filing date | call |
| GEE GROUP INC | 36165A102 | COM | 28,000 | $16,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082AA8 | NOTE 1.500% 2/1 | 15,000 | $16,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 15,000 | $16,000 | thousands by filing date | principal |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 15,000 | $16,000 | thousands by filing date | |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 15,000 | $16,000 | thousands by filing date | principal |
| 3M CO COM | 88579Y101 | Stock | 14,600 | $15,000 | thousands by filing date | call |
| LIGAND PHARMACEUTICALS INC | 53220KAF5 | NOTE 0.750% 5/1 | 15,000 | $15,000 | thousands by filing date | principal |
| ROCKWELL MED INC | 774374102 | COM | 35,955 | $15,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 15,000 | $15,000 | thousands by filing date | principal |
| EXICURE INC | 30205M101 | COM | 75,500 | $15,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577AB8 | NOTE 1.000% 5/1 | 16,000 | $14,000 | thousands by filing date | principal |
| MATINAS BIOPHARMA HLDGS INC | 576810105 | COM | 13,500 | $14,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 15,000 | $14,000 | thousands by filing date | principal |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 66,500 | $13,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 55,700 | $13,000 | thousands by filing date | call |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 16,000 | $13,000 | thousands by filing date | call |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 13,000 | $13,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 35,500 | $12,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 20,200 | $12,000 | thousands by filing date | call |
| CHEESECAKE FACTORY INC | 163072AA9 | NOTE 0.375% 6/1 | 13,000 | $12,000 | thousands by filing date | principal |
| REMARK HLDGS INC | 75955K102 | COM | 11,700 | $12,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 11,100 | $11,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 21,400 | $11,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 62,200 | $11,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 21,600 | $11,000 | thousands by filing date | call |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 10,700 | $11,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 38,900 | $10,000 | thousands by filing date | call |
| ENBRIDGE INC COM | 29250N105 | Stock | 35,200 | $10,000 | thousands by filing date | call |
| ROMEO POWER INC | 776153108 | COM | 33,300 | $10,000 | thousands by filing date | call |
| HEXO CORP | 428304307 | COM NEW | 14,164 | $10,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 18,300 | $9,000 | thousands by filing date | call |
| KYNDRYL HLDGS INC | 50155Q100 | COMMON STOCK | 22,800 | $9,000 | thousands by filing date | call |
| COHBAR INC COM NEW | 19249J109 | Stock | 24,420 | $9,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 10,300 | $8,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 23,149 | $8,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 55,900 | $8,000 | thousands by filing date | call |
| Oppfi Inc W Exp 07/20/202 | 68386H111 | SPAC Combination | 12,237 | $8,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 10,050 | $8,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 14,198 | $8,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 15,740 | $8,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 11,100 | $8,000 | thousands by filing date | |
| SOFTWARE ACQUISITN GRP INC I | 83407J111 | *W EXP 02/02/202 | 14,287 | $8,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 98,500 | $7,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 30,000 | $7,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 36,700 | $7,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 36,000 | $7,000 | thousands by filing date | call |
| ZIONS BANCORPORATION | 989701107 | COM | 25,300 | $6,000 | thousands by filing date | call |
| STORE CAP CORP | 862121100 | COM | 12,000 | $6,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 17,000 | $5,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 13,800 | $5,000 | thousands by filing date | call |
| ENERGY FUELS INC | 292671708 | COM NEW | 27,400 | $5,000 | thousands by filing date | call |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 35,300 | $5,000 | thousands by filing date | call |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 90,100 | $5,000 | thousands by filing date | call |
| Raytheon Technologies Corporation | 75513E101 | COM | 13,500 | $4,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 84,700 | $4,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 10,900 | $4,000 | thousands by filing date | call |
| ALGONQUIN POWER & UTILITIES CO COM | 015857105 | Stock | 10,500 | $4,000 | thousands by filing date | call |
| PARAMOUNT GLOBAL | 92556H206 | CLASS B COM | 10,900 | $4,000 | thousands by filing date | call |
| GLOBAL X FDS | 37954Y673 | US INFR DEV ETF | 11,000 | $4,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 58,900 | $4,000 | thousands by filing date | call |
| REDWOOD TRUST INC | 758075402 | COM | 44,900 | $4,000 | thousands by filing date | call |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 25,800 | $4,000 | thousands by filing date | call |
| ZOMEDICA CORP COM | 98980M109 | Stock | 13,110 | $4,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 10,500 | $4,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 31,100 | $3,000 | thousands by filing date | call |
| OMNICOM GROUP INC COM | 681919106 | Stock | 20,500 | $3,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 12,400 | $3,000 | thousands by filing date | put |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 11,199 | $3,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 13,400 | $2,000 | thousands by filing date | call |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 15,800 | $2,000 | thousands by filing date | call |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 55,400 | $2,000 | thousands by filing date | call |
| AGNC INVT CORP COM | 00123Q104 | REIT | 20,000 | $2,000 | thousands by filing date | call |
| Cresud S A C I F Y A Warrant Exp 03/09/202 | P3311R259 | Warrant | 12,120 | $2,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 18,000 | $1,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 11,600 | $1,000 | thousands by filing date | call |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 14,000 | $1,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 19,300 | $1,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 18,900 | $1,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 14,200 | $1,000 | thousands by filing date | call |
| CARLOTZ INC | 142552108 | COMMON STOCK | 16,000 | $1,000 | thousands by filing date | call |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 20,000 | $1,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 12,900 | $1,000 | thousands by filing date | call |
| ARDAGH GROUP S A | L0223L101 | COM | 12,169 | $1,000 | thousands by filing date | Value about 1/1,000 of the price other filers imply, kept as filed and left out of ratios. |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 15,000 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-22-000005 | this filing | 2022-02-08 | acceptance time not in the bulk data set |