13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2021-12-31, filed 2022-02-08, with 4,128 holding rows worth $123,993,141,000.
- Accession
- 0001084208-22-000005
- Filer
- CIK 1084208
- Filed
- 2022-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2021
A holdings report, 4,248 entries on the cover page, a total value of $123,993,141,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $123,993,141,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 265,000 | $272,000 | thousands by filing date | principal |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 260,000 | $272,000 | thousands by filing date | principal |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 15,850 | $271,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 5,664 | $271,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 4,104 | $270,000 | thousands by filing date | |
| AMERANT BANCORP INC | 023576101 | COMMON STOCK | 7,805 | $270,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 26,182 | $270,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 36,200 | $269,000 | thousands by filing date | call |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 43,931 | $269,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 20,240 | $268,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 18,672 | $268,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 260,000 | $268,000 | thousands by filing date | principal |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 260,000 | $268,000 | thousands by filing date | principal |
| NETSTREIT CORP | 64119V303 | COM | 11,601 | $266,000 | thousands by filing date | |
| INTERNATIONAL SEAWAYS INC COM | Y41053102 | Stock | 18,068 | $265,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 20,780 | $265,000 | thousands by filing date | |
| GORES GUGGENHEIM INC | 38286Q107 | CLASS A COM | 22,680 | $265,000 | thousands by filing date | |
| OPTION CARE HEALTH INC COM NEW | 68404L201 | Stock | 9,296 | $264,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 3,210 | $264,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 11,631 | $264,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 15,197 | $264,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 40,200 | $263,000 | thousands by filing date | call |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 60,711 | $263,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 6,219 | $262,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 6,433 | $262,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 4,923 | $262,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 36,796 | $262,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 21,000 | $261,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 15,024 | $261,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 21,759 | $261,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 15,993 | $261,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 77,267 | $261,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 260,000 | $261,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 260,000 | $261,000 | thousands by filing date | principal |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 16,916 | $260,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 5,518 | $260,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 3,086 | $260,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 263,500 | $260,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 6,195 | $259,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 16,050 | $257,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W588 | US LARGECAP FUND | 5,102 | $257,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 65,649 | $257,000 | thousands by filing date | |
| SABA CAPITAL INCOME & OPRNT | 78518H103 | SHARES | 56,765 | $257,000 | thousands by filing date | |
| MAGNITE INC COM | 55955D100 | Stock | 14,644 | $256,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 7,122 | $256,000 | thousands by filing date | |
| NUTRIEN LTD COM | 67077M108 | Stock | 72,800 | $255,000 | thousands by filing date | call |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 19,910 | $255,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 25,834 | $255,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 4,109 | $255,000 | thousands by filing date | |
| VIRGIN GALACTIC HLDGS INC | 92766K106 | COM | 19,013 | $254,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 9,121 | $254,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 28,007 | $253,000 | thousands by filing date | |
| ANNEXON INC | 03589W102 | COM | 22,048 | $253,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 21,699 | $253,000 | thousands by filing date | |
| Vanguard Total World Bond ETF | 92206C565 | SHS | 3,196 | $251,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,643 | $251,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 2,090 | $251,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 250,000 | $251,000 | thousands by filing date | principal |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 50,816 | $250,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $250,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 25,005 | $250,000 | thousands by filing date | |
| KRISPY KREME INC | 50101L106 | COMMON STOCK | 13,187 | $249,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 33,520 | $249,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1,493 | $248,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 11,488 | $248,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,438 | $246,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 92,475 | $246,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 26,057 | $246,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 10,015 | $246,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 16,045 | $245,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 51,070 | $245,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 9,796 | $245,000 | thousands by filing date | |
| FIGS INC CLASS A | 30260D103 | COMMON STOCK | 8,841 | $244,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 11,968 | $244,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 36,427 | $243,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 70,670 | $242,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 885 | $242,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 33,227 | $242,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 4,018 | $242,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 11,554 | $241,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 90,380 | $241,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 3,485 | $240,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 34,018 | $240,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 47,505 | $239,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 4,600 | $239,000 | thousands by filing date | call |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 27,700 | $239,000 | thousands by filing date | call |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 15,597 | $239,000 | thousands by filing date | |
| COMPX INTERNATIONAL INC | 20563P101 | COMMON STOCK | 10,650 | $239,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 11,176 | $239,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V203 | INTL CORE EQT MK | 8,061 | $238,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 10,622 | $238,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 11,639 | $238,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 14,923 | $237,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 23,242 | $237,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 225,000 | $237,000 | thousands by filing date | principal |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 18,383 | $235,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 16,536 | $235,000 | thousands by filing date | |
| Avantis International Equity ETF | 025072703 | SHS | 3,697 | $234,000 | thousands by filing date | |
| INNOVIVA INC | 45781M101 | COM | 13,516 | $233,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 4,700 | $232,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 6,774 | $232,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 2,896 | $232,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 2,322 | $232,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 4,676 | $232,000 | thousands by filing date | |
| PERSHING SQUARE TONTINE HLDG COM | 71531R109 | CL A | 11,780 | $232,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,859 | $231,000 | thousands by filing date | |
| TRIP COM GROUP LTD ADS | 89677Q107 | ADR | 9,402 | $231,000 | thousands by filing date | |
| CHOICE HOTELS INTL INC | 169905106 | COM | 1,480 | $231,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 14,511 | $231,000 | thousands by filing date | |
| BEAM THERAPEUTICS INC | 07373V105 | COM | 2,900 | $231,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460E307 | AUSPCE CMD STG | 7,905 | $231,000 | thousands by filing date | |
| DESKTOP METAL INC | 25058X105 | COM CL A | 46,406 | $230,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 22,600 | $230,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 24,668 | $230,000 | thousands by filing date | |
| GITLAB INC CLASS A COM | 37637K108 | Stock | 2,637 | $229,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 4,424 | $229,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 24,400 | $229,000 | thousands by filing date | call |
| ETF SER SOLUTIONS | 26922A248 | CMN | 7,214 | $229,000 | thousands by filing date | |
| ACADIAN ASSET MANAGEMENT INC COM | 10948W103 | Stock | 8,910 | $228,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 15,197 | $228,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 161,269 | $227,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 23,592 | $227,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 58,093 | $227,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 1,839 | $226,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 12,102 | $226,000 | thousands by filing date | |
| BERKSHIRE GREY INC | 084656107 | COM | 41,000 | $226,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 240,000 | $226,000 | thousands by filing date | principal |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,601 | $225,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 25,369 | $225,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 8,747 | $225,000 | thousands by filing date | |
| ISHARES TR | 46436E759 | COM | 3,247 | $223,000 | thousands by filing date | |
| CENTERRA GOLD INC COM | 152006102 | Stock | 28,941 | $223,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC COM | 665531307 | Stock | 99,200 | $222,000 | thousands by filing date | call |
| J P MORGAN EXCHANGE TRADED F | 46641Q647 | MUNICIPAL ETF | 4,051 | $222,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 11,360 | $222,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 7,744 | $222,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V274 | S&P500 EQL UTL | 1,940 | $221,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H601 | COM | 42,514 | $221,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 9,322 | $221,000 | thousands by filing date | |
| TUSIMPLE HLDGS INC | 90089L108 | CL A | 6,172 | $221,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 22,000 | $221,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 4,926 | $220,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1,526 | $219,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 11,192 | $219,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 50,440 | $219,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 11,389 | $219,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 66,404 | $218,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 8,129 | $218,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 2,441 | $217,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 18,118 | $217,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 11,393 | $216,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 3,313 | $216,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,212 | $215,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 37,054 | $215,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 17,010 | $214,000 | thousands by filing date | |
| CIVITAS RESOURCES INC COM NEW | 17888H103 | Stock | 4,375 | $214,000 | thousands by filing date | |
| RED RIVER BANCSHARES INC | 75686R202 | COMMON STOCK | 4,000 | $214,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 1,550 | $213,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505723 | ROBO GBL HLTCR | 4,893 | $213,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,218 | $212,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 89,600 | $211,000 | thousands by filing date | call |
| TFS FINL CORP | 87240R107 | COM | 11,827 | $211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 6,633 | $211,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 35,501 | $211,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 3,905 | $210,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 15,806 | $210,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 34,422 | $210,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 1,739 | $209,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 18,072 | $209,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 54,707 | $209,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 11,583 | $209,000 | thousands by filing date | |
| SCIENCE 37 HOLDINGS INC | 808644108 | COM | 16,750 | $209,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 14,841 | $208,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 2,705 | $208,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 5,629 | $208,000 | thousands by filing date | |
| AEHR TEST SYSTEMS | 00760J108 | COMMON STOCK | 8,600 | $208,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 11,450 | $207,000 | thousands by filing date | |
| CERIDIAN HCM HLDG INC | 15677J108 | COM | 1,980 | $207,000 | thousands by filing date | |
| LIGHTWAVE LOGIC INC | 532275104 | COM | 13,885 | $207,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 19,992 | $207,000 | thousands by filing date | |
| JANUS DETROIT | 47103U100 | MF Closed and MF Open | 3,191 | $207,000 | thousands by filing date | |
| DOXIMITY INC CL A | 26622P107 | Stock | 4,105 | $206,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 33,456 | $206,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 4,848 | $206,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 31,700 | $205,000 | thousands by filing date | call |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,700 | $205,000 | thousands by filing date | call |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 5,434 | $205,000 | thousands by filing date | |
| HIMS & HERS HEALTH INC | 433000106 | COM CL A | 31,281 | $205,000 | thousands by filing date | |
| COMMERCE.COM INC | 08975P108 | COM SER 1 | 5,800 | $205,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 6,288 | $205,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 5,287 | $204,000 | thousands by filing date | |
| SKEENA RES LTD NEW | 83056P715 | COM | 19,576 | $204,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 20,888 | $203,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 6,935 | $203,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 9,725 | $203,000 | thousands by filing date | |
| ESCALADE INC | 296056104 | COMMON STOCK | 12,884 | $203,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 3,000 | $203,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 73,317 | $202,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 15,517 | $202,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 8,237 | $202,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 24,818 | $202,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 11,796 | $201,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 15,001 | $200,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 14,369 | $198,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 14,528 | $198,000 | thousands by filing date | |
| VIZIO HOLDING CORP | 92858V101 | COMMON STOCK | 10,154 | $197,000 | thousands by filing date | |
| FUSION FUEL GREEN PLC | G3R25D118 | CL A | 23,800 | $197,000 | thousands by filing date | |
| APYX MEDICAL CORPORATION | 03837C106 | COM | 15,325 | $196,000 | thousands by filing date | |
| INTRUSION INC COM NEW | 46121e205 | COM | 56,871 | $196,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 44,028 | $195,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 26,062 | $195,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 22,950 | $195,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 11,217 | $193,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 11,159 | $193,000 | thousands by filing date | |
| IOVANCE BIOTHERAPEUTICS INC | 462260100 | COM | 10,036 | $192,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 84,300 | $192,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 13,202 | $188,000 | thousands by filing date | |
| ANGEL OAK MORTGAGE REIT INC COM | 03464Y108 | REIT | 11,400 | $187,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 21,309 | $187,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 12,997 | $186,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 62,984 | $186,000 | thousands by filing date | |
| GINKGO BIOWORKS HOLDINGS INC | 37611X100 | CL A SHS | 22,258 | $185,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 10,991 | $185,000 | thousands by filing date | |
| CF ACQUISITION CORP VI | 12521J103 | COMMON STOCK | 17,062 | $185,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120202 | COM NEW | 24,584 | $184,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 27,577 | $183,000 | thousands by filing date | |
| AVEPOINT INC COM CL A | 053604104 | Stock | 28,908 | $182,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 63,737 | $181,000 | thousands by filing date | |
| PERELLA WEINBERG PARTNERS | 71367G102 | COMMON STOCK | 14,093 | $181,000 | thousands by filing date | |
| CONCORD ACQUISITION CORP | 206071102 | COM CL A | 17,367 | $181,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 17,683 | $179,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 10,721 | $178,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 12,632 | $177,000 | thousands by filing date | |
| DIDI GLOBAL INC ADR | 23292E108 | SPONSORED ADS | 35,565 | $177,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 45,000 | $176,000 | thousands by filing date | call |
| OXFORD LANE CAP CORP | 691543102 | COM | 22,790 | $176,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 10,395 | $176,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 13,532 | $176,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 25,572 | $175,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082801 | COM CL A | 15,568 | $175,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 26,269 | $175,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 47,300 | $174,000 | thousands by filing date | call |
| PERSONALIS INC | 71535D106 | COMMON STOCK | 12,183 | $174,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 18,566 | $174,000 | thousands by filing date | |
| WEWORK INC | 96209A104 | COM | 20,200 | $174,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 217,000 | $173,000 | thousands by filing date | call |
| MANNING + NAPIER INC | 56382Q102 | CL A | 20,800 | $173,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 16,750 | $173,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 11,646 | $172,000 | thousands by filing date | |
| BBQ HLDGS INC | 05551A109 | CMN | 10,828 | $172,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 15,577 | $171,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 10,591 | $170,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 19,382 | $170,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 56,902 | $169,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 18,492 | $169,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 21,991 | $168,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 10,361 | $167,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 14,730 | $167,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 36,226 | $165,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 29,304 | $163,000 | thousands by filing date | |
| CC NEUBERGER PRIN HLDGS II | G3166T103 | SHS CL A | 16,456 | $163,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 32,911 | $162,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 10,434 | $161,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 135,330 | $161,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 10,644 | $160,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 18,392 | $160,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 54,400 | $159,000 | thousands by filing date | call |
| VELO3D INC | 92259N104 | COM | 20,100 | $157,000 | thousands by filing date | |
| GROWGENERATION CORP | 39986L109 | COM | 11,905 | $155,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 11,237 | $155,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 39,171 | $155,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 31,141 | $155,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 10,848 | $153,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 20,075 | $152,000 | thousands by filing date | |
| SOLID POWER INC CLASS A COM | 83422N105 | Stock | 17,272 | $151,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 29,632 | $151,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRGY SHS BEN INT | 151461209 | CEF | 11,007 | $149,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 11,753 | $148,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 10,490 | $148,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 13,900 | $148,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 145,000 | $147,000 | thousands by filing date | principal |
| BRIGHTCOVE INC | 10921T101 | COM | 14,300 | $146,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 15,000 | $146,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 38,716 | $145,000 | thousands by filing date | |
| JUST EAT TAKEAWAY COM N V NPV | 48214T305 | SPONSORED ADS | 13,518 | $145,000 | thousands by filing date | |
| VIANT TECHNOLOGY INC A | 92557A101 | COMMON STOCK | 14,992 | $145,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 55,744 | $142,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 50,700 | $142,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 93,900 | $141,000 | thousands by filing date | call |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 34,909 | $140,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 56,585 | $140,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 13,504 | $139,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 14,740 | $139,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 12,585 | $138,000 | thousands by filing date | |
| AVITA THERAPEUTICS, INC. | 05380C102 | COM | 11,500 | $138,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 19,385 | $138,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 17,107 | $137,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 25,435 | $137,000 | thousands by filing date | |
| AEMETIS INC | 00770K202 | COM NEW | 11,023 | $136,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 23,336 | $136,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 11,871 | $136,000 | thousands by filing date | |
| MAMAS CREATIONS INC COM | 56146T103 | Stock | 67,113 | $135,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 15,967 | $135,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 52,619 | $135,000 | thousands by filing date | |
| DOUGLAS ELLIMAN INC | 25961D105 | COM | 11,611 | $134,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 14,127 | $134,000 | thousands by filing date | |
| AQUABOUNTY TECHNOLOGIES INC | 03842K200 | COM NEW | 63,809 | $134,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 14,203 | $133,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 12,893 | $133,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 130,000 | $131,000 | thousands by filing date | principal |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 21,954 | $130,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 24,981 | $130,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 21,479 | $130,000 | thousands by filing date | |
| AMYRIS INC | 03236M200 | COM NEW | 24,004 | $130,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,034 | $129,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 11,295 | $129,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 29,700 | $128,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 18,563 | $128,000 | thousands by filing date | |
| Heritage Commerce Corp | 426927109 | Common Stock | 10,706 | $128,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 21,098 | $128,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 10,832 | $128,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 24,800 | $127,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 10,149 | $126,000 | thousands by filing date | |
| INFINITE ACQUISITION CORP | G48028115 | UNIT 99/99/9999 | 12,500 | $126,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 10,253 | $125,000 | thousands by filing date | |
| Yalla Group Ltd | 98459U103 | COM | 18,293 | $123,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 12,500 | $123,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 12,105 | $123,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 91,100 | $122,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 28,800 | $122,000 | thousands by filing date | put |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 43,981 | $122,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 12,824 | $122,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 155,600 | $121,000 | thousands by filing date | call |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 28,559 | $121,000 | thousands by filing date | |
| GOLDEN OCEAN GROUP LTD | G39637205 | SHS NEW | 13,353 | $120,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 13,533 | $119,000 | thousands by filing date | |
| STEM INC | 85859N102 | COM | 35,200 | $118,000 | thousands by filing date | call |
| THE REALREAL INC | 88339P101 | COM | 10,137 | $118,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 26,800 | $118,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,400 | $116,000 | thousands by filing date | call |
| MFA FINL INC | 55272X102 | COM | 25,410 | $116,000 | thousands by filing date | |
| LEAP THERAPEUTICS INC | 52187K101 | COM | 35,172 | $114,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 64,800 | $113,000 | thousands by filing date | call |
| PROVENTION BIO INC | 74374N102 | COM | 20,000 | $112,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 11,400 | $112,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 28,100 | $110,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 14,513 | $109,000 | thousands by filing date | |
| AIRGAIN INC | 00938A104 | COM | 10,200 | $108,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 10,633 | $108,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 12,460 | $106,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 26,094 | $106,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 23,415 | $106,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 31,374 | $106,000 | thousands by filing date | |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 17,404 | $104,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 32,729 | $102,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 11,797 | $102,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 12,669 | $102,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 27,256 | $101,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 10,935 | $99,000 | thousands by filing date | |
| Up Fintech Holding Ltd | 91531W106 | COM | 20,086 | $99,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 90,000 | $99,000 | thousands by filing date | principal |
| BENSON HILL INC | 082490103 | COM | 13,560 | $99,000 | thousands by filing date | |
| HUYA INC ADS EACH REP 1 ORD SHS CL A | 44852D108 | COM | 14,095 | $98,000 | thousands by filing date | |
| BRAINSWAY LTD | 10501L106 | CMN | 12,600 | $97,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 13,419 | $97,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 13,955 | $96,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 16,807 | $96,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 111,600 | $95,000 | thousands by filing date | call |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 11,313 | $95,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AC4 | BOND | 90,000 | $95,000 | thousands by filing date | principal |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 37,814 | $95,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 11,839 | $94,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 27,286 | $94,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 84,039 | $92,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 24,585 | $92,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 16,770 | $91,000 | thousands by filing date | |
| USERTESTING INC | 91734E101 | COM | 10,823 | $91,000 | thousands by filing date | |
| ARCHER AVIATION INC | 03945R102 | COM CL A | 14,886 | $90,000 | thousands by filing date | |
| APPHARVEST INC | 03783T103 | COM | 22,929 | $89,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 55,300 | $88,000 | thousands by filing date | call |
| SURFACE ONCOLOGY INC | 86877M209 | COM | 18,393 | $88,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 28,004 | $87,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 21,697 | $87,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 14,073 | $86,000 | thousands by filing date | |
| PLANET LABS PBC | 72703X106 | COM CL A | 13,876 | $85,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 19,394 | $85,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 85,000 | $85,000 | thousands by filing date | principal |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 25,600 | $84,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 38,600 | $83,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 92,600 | $83,000 | thousands by filing date | call |
| VAXART INC NEW | 92243A200 | COM | 13,168 | $83,000 | thousands by filing date | |
| VELODYNE LIDAR INC | 92259F101 | COM | 17,796 | $83,000 | thousands by filing date | |
| NEW FOUND GOLD CORP | 64440N103 | COM | 11,482 | $82,000 | thousands by filing date | |
| VOLTA INC | 92873V102 | COM CL A | 11,209 | $82,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L107 | ORD | 20,984 | $82,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 10,309 | $82,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 75,700 | $81,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 49,200 | $79,000 | thousands by filing date | call |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 21,000 | $79,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 13,747 | $79,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 57,100 | $78,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 29,200 | $77,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 82,800 | $77,000 | thousands by filing date | call |
| ROMEO POWER INC | 776153108 | COM | 21,095 | $77,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 75,000 | $77,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 62,600 | $76,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 12,500 | $76,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 21,069 | $76,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 33,132 | $76,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 12,548 | $74,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 12,093 | $74,000 | thousands by filing date | |
| OMNIQ CORP | 68217M107 | COM | 12,000 | $74,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 82,500 | $72,000 | thousands by filing date | call |
| KORE GROUP HLDGS INC | 50066V107 | COM NEW | 10,605 | $71,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 34,400 | $70,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 65,300 | $70,000 | thousands by filing date | call |
| REKOR SYSTEMS INC | 759419104 | COM | 10,515 | $69,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 12,986 | $69,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 10,013 | $67,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 31,800 | $66,000 | thousands by filing date | call |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 17,946 | $66,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 20,000 | $66,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 48,640 | $65,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 36,500 | $65,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 55,500 | $64,000 | thousands by filing date | call |
| TASEKO MINES LTD COM | 876511106 | Stock | 30,243 | $62,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 44,640 | $61,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 52,527 | $61,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 32,600 | $60,000 | thousands by filing date | call |
| TECTONIC THERAPEUTIC INC COM | 05455M100 | Stock | 14,883 | $57,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 106,200 | $56,000 | thousands by filing date | call |
| MARATHON PETE CORP COM | 56585A102 | Stock | 88,800 | $56,000 | thousands by filing date | call |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 16,900 | $56,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 23,550 | $55,000 | thousands by filing date | |
| SUNLIGHT FINANCIAL HOLDINGS | 86738J106 | COM | 11,500 | $55,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 64,400 | $54,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 152,000 | $53,000 | thousands by filing date | call |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 10,900 | $53,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 26,400 | $53,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 23,400 | $53,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 13,911 | $53,000 | thousands by filing date | |
| DOUYU INTL HLDGS LTD | 25985W105 | SPONSORED ADS | 20,000 | $53,000 | thousands by filing date | |
| OCEANPAL INC | Y6430L103 | COMMON STOCK | 26,322 | $53,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 55,900 | $52,000 | thousands by filing date | call |
| BARK Inc. | 68622E104 | COM | 12,100 | $51,000 | thousands by filing date | |
| KAMAN CORP | 483548AF0 | BOND | 49,000 | $51,000 | thousands by filing date | principal |
| ORGANON & CO COMMON STOCK | 68622V106 | Stock | 60,000 | $50,000 | thousands by filing date | call |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 13,100 | $50,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 15,000 | $49,000 | thousands by filing date | principal |
| ENDRA LIFE SCIENCES INC COM NEW | 29273B104 | Stock | 70,854 | $49,000 | thousands by filing date | |
| VIATRIS INC COM | 92556V106 | Stock | 48,100 | $48,000 | thousands by filing date | call |
| DESIGNER BRANDS INC | 250565108 | CL A | 39,000 | $47,000 | thousands by filing date | call |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 14,000 | $47,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 29,100 | $47,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 129,800 | $46,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 37,600 | $46,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 57,600 | $46,000 | thousands by filing date | call |
| THE BEACHBODY COMPANY INC | 073463101 | COM | 19,365 | $46,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 17,413 | $46,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 89,600 | $45,000 | thousands by filing date | call |
| PRECIGEN INC | 74017N105 | COM | 12,209 | $45,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 13,400 | $44,000 | thousands by filing date | call |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 11,928 | $44,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 40,000 | $44,000 | thousands by filing date | principal |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 10,275 | $43,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 78,000 | $43,000 | thousands by filing date | call |
| PAVMED INC | 70387R106 | COM | 17,624 | $43,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 16,000 | $42,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 42,200 | $42,000 | thousands by filing date | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 16,813 | $41,000 | thousands by filing date | |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 20,000 | $41,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 40,000 | $41,000 | thousands by filing date | principal |
| POLISHED COM INC | 28252C109 | CMN | 16,925 | $41,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 59,400 | $40,000 | thousands by filing date | call |
| PHASEBIO PHARMACEUTICALS INC | 717224109 | COM | 15,500 | $40,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 11,708 | $40,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 256,500 | $39,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC | 928298AP3 | NOTE 2.250% 6/1 | 38,000 | $39,000 | thousands by filing date | principal |
| AMYRIS INC | 03236M200 | COM NEW | 17,600 | $39,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 36,300 | $38,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 67,303 | $38,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 13,968 | $37,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 16,200 | $37,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 22,200 | $36,000 | thousands by filing date | call |
| MARTEN TRANSPORT LTD | 573075108 | COM | 26,000 | $36,000 | thousands by filing date | call |
| AIR TRANS SVCS GROUP INC | 00922RAB1 | BOND | 32,000 | $36,000 | thousands by filing date | principal |
| CME Group Inc. Class A | 12572Q105 | COM | 16,000 | $35,000 | thousands by filing date | call |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 19,600 | $34,000 | thousands by filing date | call |
| XERIS BIOPHARMA HOLDINGS INC | 98422E103 | COM | 11,300 | $33,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 31,000 | $32,000 | thousands by filing date | principal |
| TRILOGY METALS INC | 89621C105 | COMMON STOCK | 18,690 | $31,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 87,357 | $31,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459AD0 | BOND | 31,000 | $31,000 | thousands by filing date | principal |
| NEWAGE INC | 650194103 | COMMON STOCK | 29,307 | $30,000 | thousands by filing date | |
| FEDNAT HOLDING COMPANY | 31431B109 | Common Stock | 21,017 | $30,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 30,000 | $30,000 | thousands by filing date | principal |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 32,800 | $30,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 19,101 | $30,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 46,254 | $29,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 30,800 | $29,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-22-000005 | this filing | 2022-02-08 | acceptance time not in the bulk data set |