13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-11, with 4,080 holding rows worth $109,897,741,000.
- Accession
- 0001084208-21-000010
- Filer
- CIK 1084208
- Filed
- 2021-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 4,205 entries on the cover page, a total value of $109,897,741,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $109,897,741,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VROOM INC | 92918V109 | COM | 29,200 | $16,000 | thousands by filing date | call |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 15,000 | $16,000 | thousands by filing date | principal |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 15,000 | $16,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 15,000 | $16,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 15,000 | $16,000 | thousands by filing date | principal |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 15,000 | $16,000 | thousands by filing date | principal |
| Visa Inc | 92826C839 | COM | 18,000 | $15,000 | thousands by filing date | call |
| SYNCHRONYFINL | 87165B103 | STOK | 20,000 | $15,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 38,500 | $15,000 | thousands by filing date | call |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 15,000 | $15,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 15,000 | $15,000 | thousands by filing date | principal |
| SUNDIAL GROWERS INC | 86730L109 | COM | 15,641 | $15,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 15,000 | $15,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 15,000 | $15,000 | thousands by filing date | principal |
| OVINTIV INC | 69047Q102 | COM | 18,000 | $14,000 | thousands by filing date | call |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 13,000 | $14,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 15,000 | $14,000 | thousands by filing date | principal |
| HONEST CO INC | 438333106 | COM | 18,000 | $13,000 | thousands by filing date | call |
| ZOMEDICA CORP COM | 98980M109 | Stock | 15,210 | $13,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 11,608 | $13,000 | thousands by filing date | |
| CONFORMIS INC | 20717E101 | COM | 11,100 | $13,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 14,600 | $12,000 | thousands by filing date | call |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 196,100 | $12,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 14,700 | $12,000 | thousands by filing date | call |
| CANOPY GROWTH CORP | 138035100 | COM | 14,200 | $12,000 | thousands by filing date | call |
| EQUINOX GOLD CORP | 29446Y502 | COM | 25,700 | $12,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 20,000 | $12,000 | thousands by filing date | |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 10,244 | $12,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 23,149 | $11,000 | thousands by filing date | |
| LUMINAR TECHNOLOGIES INC | 550424105 | COM CL A | 11,800 | $11,000 | thousands by filing date | call |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 10,500 | $11,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 32,200 | $10,000 | thousands by filing date | call |
| NUTRIEN LTD COM | 67077M108 | Stock | 10,900 | $10,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 40,200 | $10,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 15,000 | $9,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 120,100 | $8,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 11,100 | $8,000 | thousands by filing date | call |
| Altria Group Inc | 02209S103 | COM | 24,900 | $7,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 38,600 | $7,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 44,600 | $7,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 28,300 | $7,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 10,600 | $7,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 29,800 | $7,000 | thousands by filing date | call |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 15,500 | $7,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 12,900 | $6,000 | thousands by filing date | call |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 37,900 | $6,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 16,500 | $6,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 11,400 | $6,000 | thousands by filing date | call |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 16,000 | $6,000 | thousands by filing date | call |
| PING IDENTITY HOLDING CORP | 72341T103 | COMMON STOCK | 23,600 | $6,000 | thousands by filing date | call |
| RITE AID CORP | 767754872 | COM | 12,600 | $6,000 | thousands by filing date | call |
| Raytheon Technologies Corporation | 75513E101 | COM | 14,800 | $5,000 | thousands by filing date | call |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,500 | $5,000 | thousands by filing date | call |
| HERCULES CAPITAL INC | 427096508 | COM | 46,200 | $5,000 | thousands by filing date | call |
| MARATHON OIL CORP | 565849106 | COM | 16,100 | $5,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 14,000 | $5,000 | thousands by filing date | put |
| JUNIPER NETWORKS INC | 48203R104 | COM | 25,100 | $5,000 | thousands by filing date | call |
| Cresud S A C I F Y A Warrant Exp 03/09/202 | P3311R259 | Warrant | 11,600 | $5,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 18,600 | $4,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 35,000 | $4,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 19,500 | $4,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 23,000 | $4,000 | thousands by filing date | call |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 21,200 | $4,000 | thousands by filing date | call |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 17,000 | $4,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 28,500 | $4,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 22,200 | $3,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 29,900 | $3,000 | thousands by filing date | call |
| AMPLIFY ETF TR | 032108607 | BLOCK TECHN ETF | 16,700 | $3,000 | thousands by filing date | call |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 15,000 | $3,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 11,500 | $2,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 20,100 | $2,000 | thousands by filing date | call |
| COTERRA ENERGY INC COM | 127097103 | Stock | 15,400 | $2,000 | thousands by filing date | put |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 39,700 | $2,000 | thousands by filing date | call |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 11,000 | $2,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 23,500 | $1,000 | thousands by filing date | call |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 10,400 | $1,000 | thousands by filing date | call |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 15,600 | $1,000 | thousands by filing date | call |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 19,700 | $1,000 | thousands by filing date | call |
| AGNC INVT CORP COM | 00123Q104 | REIT | 16,100 | $1,000 | thousands by filing date | call |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 17,100 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-21-000010 | this filing | 2021-08-11 | acceptance time not in the bulk data set |