13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2021-06-30, filed 2021-08-11, with 4,080 holding rows worth $109,897,741,000.
- Accession
- 0001084208-21-000010
- Filer
- CIK 1084208
- Filed
- 2021-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2021
A holdings report, 4,205 entries on the cover page, a total value of $109,897,741,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $109,897,741,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 20,633 | $273,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 2,929 | $272,000 | thousands by filing date | |
| BP MIDSTREAM PARTNERS LP | 0556EL109 | UNIT LTD PTNR | 18,682 | $271,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,332 | $270,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 42,173 | $270,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 2,743 | $269,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 2,236 | $269,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 14,646 | $269,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 14,007 | $268,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 9,481 | $268,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 27,552 | $268,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 260,000 | $268,000 | thousands by filing date | principal |
| PEABODY ENGR CORP | 704551100 | COM | 33,634 | $267,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,840 | $267,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 10,409 | $267,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 260,000 | $267,000 | thousands by filing date | principal |
| XPENG INC ADS | 98422D105 | ADR | 5,992 | $266,000 | thousands by filing date | |
| BURGUNDY TECHNOLOGY ACQU COR | G1702T116 | CL A | 27,005 | $266,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 7,750 | $265,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 84,099 | $265,000 | thousands by filing date | |
| DIMENSIONAL ETF TRUST | 25434V104 | US CORE EQT MKT | 8,735 | $264,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 16,774 | $264,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 3,609 | $264,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 12,886 | $264,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 260,000 | $263,000 | thousands by filing date | principal |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 11,279 | $262,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 181,400 | $261,000 | thousands by filing date | call |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 32,066 | $261,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 260,000 | $261,000 | thousands by filing date | principal |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 59,904 | $260,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 1,610 | $260,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 11,758 | $259,000 | thousands by filing date | |
| CONTEXTLOGIC INC | 21077C107 | COMMON STOCK | 19,665 | $259,000 | thousands by filing date | |
| 23ANDME HOLDING CO | 90138Q108 | CLASS A COM | 22,045 | $258,000 | thousands by filing date | |
| Blackrock 2022 Global In | 09258P104 | ETF | 27,850 | $258,000 | thousands by filing date | |
| ICL GROUP LTD SHS | M53213100 | Stock | 37,883 | $257,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 7,929 | $257,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 8,060 | $257,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 5,700 | $257,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 3,630 | $256,000 | thousands by filing date | |
| STELLANTIS N.V SHS | N82405106 | Stock | 13,039 | $256,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 26,819 | $256,000 | thousands by filing date | |
| SPRINGWORKS THERAPEUTICS INC | 85205L107 | COM | 3,110 | $256,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 6,761 | $255,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 22,240 | $255,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 13,206 | $255,000 | thousands by filing date | |
| AEVA TECHNOLOGIES INC | 00835Q103 | COM | 24,143 | $255,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 250,000 | $255,000 | thousands by filing date | principal |
| VERITEX HLDGS INC | 923451108 | COM | 7,175 | $254,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767827 | ELEC VEH FUTUR | 5,446 | $254,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 6,056 | $253,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 23,559 | $253,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 20,943 | $253,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 4,114 | $253,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES | 05614L209 | COM | 32,041 | $252,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 20,622 | $252,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 44,276 | $251,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 20,820 | $249,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,988 | $249,000 | thousands by filing date | |
| COLUMBIA FINANCIAL INC | 197641103 | COMMON STOCK | 14,484 | $249,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 25,983 | $249,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 872 | $247,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 2,331 | $247,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 19,295 | $247,000 | thousands by filing date | |
| DBX ETF TR | 233051663 | XTRACK JAPAN JPX | 7,582 | $247,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 7,934 | $246,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 17,374 | $246,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 14,102 | $244,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 8,772 | $244,000 | thousands by filing date | |
| ARCH RESOURCES INC | 03940R107 | CL A | 4,269 | $243,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 25,019 | $243,000 | thousands by filing date | |
| AUDACY INC | 05070N103 | COM | 56,329 | $243,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 250,000 | $243,000 | thousands by filing date | principal |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 10,726 | $242,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 30,850 | $242,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 14,467 | $241,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 101,409 | $241,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 225,000 | $241,000 | thousands by filing date | principal |
| FRONTDOOR INC COM | 35905A109 | Stock | 4,810 | $240,000 | thousands by filing date | |
| MIRUM PHARMACEUTICALS INC | 604749101 | COM | 13,874 | $240,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2,000 | $239,000 | thousands by filing date | |
| QUANTUM SI INC | 74765K105 | COM CL A | 19,494 | $239,000 | thousands by filing date | |
| ALEXANDERS INC COM | 014752109 | REIT | 889 | $238,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 265,000 | $238,000 | thousands by filing date | principal |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 4,459 | $237,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 89,612 | $237,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 3,903 | $235,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 16,718 | $235,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F304 | ENVIRONMENTAL SR | 1,663 | $235,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP. | Y8162K204 | SHS PAR | 10,179 | $234,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 20,900 | $234,000 | thousands by filing date | call |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 22,782 | $234,000 | thousands by filing date | |
| CUREVAC N V | N2451R105 | COM | 3,183 | $234,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 23,027 | $234,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 8,970 | $234,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,696 | $233,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,601 | $233,000 | thousands by filing date | |
| RITE AID CORP | 767754872 | COM | 14,264 | $233,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,342 | $232,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 26,544 | $232,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 6,505 | $231,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,840 | $231,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 20,111 | $230,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 6,155 | $230,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 15,158 | $230,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 5,254 | $229,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 20,671 | $229,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 15,012 | $228,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 12,111 | $227,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 2,810 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 8,552 | $227,000 | thousands by filing date | |
| AVEANNA HEALTHCARE HLDGS INC | 05356F105 | COM | 18,264 | $226,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 12,835 | $226,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 3,561 | $225,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 26,400 | $225,000 | thousands by filing date | |
| NANO X IMAGING LTD | M70700105 | ORD SHS | 6,997 | $224,000 | thousands by filing date | |
| HEADHUNTER GROUP PLC ADR | 42207L106 | COM | 5,282 | $224,000 | thousands by filing date | |
| PPD INC | 69355F102 | COM | 4,855 | $224,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 22,000 | $224,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,401 | $223,000 | thousands by filing date | |
| READY CAPITAL CORP | 75574U101 | COM | 14,027 | $223,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 10,979 | $223,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 7,044 | $223,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 7,684 | $223,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 3,691 | $222,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 13,706 | $222,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 16,548 | $221,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 18,170 | $221,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 16,576 | $220,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 29,258 | $220,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 8,129 | $220,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 7,753 | $219,000 | thousands by filing date | |
| THRYV HLDGS INC | 886029206 | COM NEW | 6,121 | $219,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 352 | $219,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 24,818 | $219,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 1,352 | $218,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 52,535 | $217,000 | thousands by filing date | |
| ISHARES TR | 46435G532 | MSCI GBL SUS DEV | 2,183 | $217,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P706 | CMN | 6,395 | $217,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 4,178 | $216,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 10,500 | $216,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 5,531 | $215,000 | thousands by filing date | |
| ALKERMES PLC | G01767105 | SHS | 8,772 | $215,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 8,054 | $215,000 | thousands by filing date | |
| LATHAM GROUP INC | 51819L107 | COMMON STOCK | 6,735 | $215,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 6,299 | $215,000 | thousands by filing date | |
| TFF PHARMACEUTICALS INC | 87241J104 | COM | 22,280 | $214,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 7,775 | $211,000 | thousands by filing date | |
| STEPSTONE GROUP INC | 85914M107 | COM CL A | 6,127 | $211,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 26,762 | $211,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 17,277 | $211,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 4,100 | $211,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 4,291 | $211,000 | thousands by filing date | |
| BIOXCEL THERAPEUTICS INC | 09075P105 | COM | 7,253 | $211,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 1,972 | $210,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 54,056 | $210,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 22,614 | $210,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 38,300 | $209,000 | thousands by filing date | call |
| CENTERRA GOLD INC COM | 152006102 | Stock | 27,491 | $209,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 2,088 | $209,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V183 | S&P SML 600 EQ | 2,485 | $208,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G112 | RIGHT 07/14/2021 | 315,165 | $208,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 4,722 | $207,000 | thousands by filing date | |
| TACTILE SYSTEMS TECHNOLOGY I | 87357P100 | COMMON STOCK | 3,978 | $207,000 | thousands by filing date | |
| VINTAGE WINE ESTATES INC | 92747V106 | COM | 17,286 | $207,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 73,350 | $207,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 7,600 | $206,000 | thousands by filing date | call |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 15,517 | $206,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 20,450 | $206,000 | thousands by filing date | |
| PLYMOUTH INDL REIT INC COM | 729640102 | REIT | 10,300 | $206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 2,705 | $205,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 16,240 | $205,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 26,068 | $205,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 8,552 | $204,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 25,522 | $204,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 5,000 | $203,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 12,146 | $203,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 7,860 | $203,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 49,849 | $203,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 10,642 | $202,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 14,256 | $202,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 12,200 | $202,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 14,555 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 8,134 | $201,000 | thousands by filing date | |
| CANO HEALTH INC | 13781Y103 | COM | 16,620 | $201,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 3,900 | $200,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 108,893 | $200,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 11,550 | $199,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 29,198 | $199,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 51,407 | $199,000 | thousands by filing date | |
| DELAWARE INVESTMENTS | 246101109 | EXCHANGE TRADED | 13,188 | $198,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,200 | $197,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 123,154 | $197,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 12,644 | $195,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 32,296 | $191,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 16,351 | $190,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 26,743 | $189,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 12,359 | $188,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y200 | UNIT 99/99/9999 | 18,000 | $188,000 | thousands by filing date | |
| BARK Inc. | 68622E104 | COM | 16,830 | $186,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 13,066 | $186,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 54,500 | $185,000 | thousands by filing date | call |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 12,562 | $185,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 21,004 | $184,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 23,508 | $184,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 20,837 | $183,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 11,192 | $183,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 144,800 | $182,000 | thousands by filing date | call |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 26,787 | $182,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 19,589 | $182,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 15,397 | $181,000 | thousands by filing date | |
| RIVERNORTH DOUBLELINE STRATE | 76882G107 | COM | 11,606 | $181,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 12,265 | $181,000 | thousands by filing date | |
| NATWEST GROUP PLC | 639057108 | COMMON STOCK-FO | 32,178 | $181,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 112,900 | $179,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 18,699 | $179,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 15,598 | $178,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 23,819 | $177,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 11,382 | $174,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 10,026 | $174,000 | thousands by filing date | |
| AST SPACEMOBILE INC COM CL A | 00217D100 | Stock | 13,400 | $173,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 27,800 | $173,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 12,400 | $173,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 97,005 | $173,000 | thousands by filing date | |
| SOFI TECHNOLOGIES INC COM | 83406F102 | Stock | 130,800 | $172,000 | thousands by filing date | put |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 11,487 | $172,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 19,978 | $172,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 30,226 | $170,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 19,400 | $168,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 35,300 | $167,000 | thousands by filing date | call |
| COSTAMARE INC | Y1771G102 | SHS | 14,108 | $167,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 39,734 | $166,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 39,440 | $165,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 11,000 | $165,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 11,610 | $164,000 | thousands by filing date | |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 15,600 | $164,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 90,436 | $163,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 30,734 | $162,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 17,554 | $162,000 | thousands by filing date | |
| NAUTILUS BIOTECHNOLOGY INC | 63909J108 | COM | 15,934 | $161,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 16,000 | $160,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 40,752 | $159,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 29,716 | $157,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 54,857 | $156,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 12,016 | $155,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 33,774 | $155,000 | thousands by filing date | |
| TUESDAY MORNING CORP | 89904V101 | COM | 34,189 | $154,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 10,073 | $153,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 28,300 | $152,000 | thousands by filing date | |
| BRIGHAM MINERALS INC | 10918L103 | COMMON STOCK | 76,100 | $152,000 | thousands by filing date | call |
| Eaton Corp. Plc | G29183103 | COM | 44,400 | $151,000 | thousands by filing date | call |
| CARS COM INC | 14575E105 | COM | 10,491 | $150,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 34,040 | $149,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 46,931 | $149,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 72,900 | $147,000 | thousands by filing date | call |
| DAUCH CORP | 024061103 | COM | 14,249 | $147,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 10,419 | $147,000 | thousands by filing date | |
| PLAYSTUDIOS INC | 72815G108 | CLASS A COM | 19,772 | $147,000 | thousands by filing date | |
| PROVENTION BIO INC | 74374N102 | COM | 17,425 | $147,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 21,274 | $146,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION CORP SHS CL A | G50737108 | Stock | 15,000 | $146,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 16,153 | $146,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 145,000 | $146,000 | thousands by filing date | principal |
| CASA SYS INC | 14713L102 | COM | 16,442 | $146,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 266,300 | $145,000 | thousands by filing date | call |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 13,900 | $145,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 18,500 | $144,000 | thousands by filing date | call |
| POLYPID LTD | M8001Q118 | SHS | 15,945 | $144,000 | thousands by filing date | |
| COMPASS INC | 20464U100 | CL A | 10,910 | $143,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 56,585 | $142,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 93,700 | $141,000 | thousands by filing date | call |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 11,123 | $141,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 22,770 | $140,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 62,923 | $140,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 11,986 | $138,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 12,899 | $137,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 16,182 | $137,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 38,125 | $136,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 13,985 | $136,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 10,800 | $135,000 | thousands by filing date | |
| LORDSTOWN MOTORS CORP | 54405Q100 | COM | 12,179 | $135,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 37,814 | $135,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 15,275 | $134,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 22,200 | $132,000 | thousands by filing date | call |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,034 | $132,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 24,232 | $132,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 16,197 | $132,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 47,800 | $131,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 134,300 | $131,000 | thousands by filing date | call |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 130,000 | $131,000 | thousands by filing date | principal |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 26,094 | $128,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 10,442 | $128,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 44,740 | $128,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 13,135 | $126,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 11,099 | $126,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 27,856 | $124,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 53,300 | $123,000 | thousands by filing date | call |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 19,115 | $123,000 | thousands by filing date | |
| COHN ROBBINS HOLDINGS CORP | G23726105 | COM CL A | 12,500 | $123,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 12,105 | $123,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 58,106 | $122,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 20,370 | $122,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 10,305 | $122,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 80,600 | $121,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 27,128 | $121,000 | thousands by filing date | |
| ATLAS TECHNICAL CONSULTANTS | 049430101 | COM | 12,287 | $119,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 33,600 | $118,000 | thousands by filing date | call |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 12,184 | $118,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 46,140 | $118,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 19,300 | $117,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 165,100 | $116,000 | thousands by filing date | call |
| ALTIMMUNE INC | 02155H200 | COM NEW | 11,786 | $116,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 162,400 | $115,000 | thousands by filing date | put |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 14,264 | $115,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 16,381 | $115,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 18,000 | $114,000 | thousands by filing date | call |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 11,596 | $114,000 | thousands by filing date | |
| PRECIGEN INC | 74017N105 | COM | 17,209 | $112,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 12,406 | $112,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 11,461 | $112,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 11,010 | $112,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 23,415 | $111,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 19,800 | $111,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 11,200 | $110,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 10,605 | $110,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 34,100 | $107,000 | thousands by filing date | put |
| MOTUS GI HLDGS INC | 62014P108 | COM | 102,060 | $106,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 15,329 | $105,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 17,804 | $104,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 13,888 | $104,000 | thousands by filing date | |
| SCYNEXIS INC | 811292200 | COM NEW | 14,193 | $104,000 | thousands by filing date | |
| NUVATION BIO INC COM CL A | 67080N101 | Stock | 10,960 | $102,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 13,898 | $102,000 | thousands by filing date | |
| CLARUS CORP NEW | 18270P109 | COM | 31,700 | $101,000 | thousands by filing date | call |
| COMPUTER TASK GROUP INC | 205477102 | COM | 10,470 | $101,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 10,200 | $101,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 11,770 | $100,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 27,500 | $98,000 | thousands by filing date | call |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 17,350 | $98,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 14,835 | $98,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 90,000 | $97,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AC4 | BOND | 90,000 | $96,000 | thousands by filing date | principal |
| INTEGRA RES CORP | 45826T301 | COM NEW | 32,828 | $96,000 | thousands by filing date | |
| SURGALIGN HOLDINGS INC | 86882C105 | COM | 68,340 | $95,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 10,135 | $94,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 62,500 | $94,000 | thousands by filing date | |
| THE BEACHBODY COMPANY INC | 073463119 | *W EXP 12/31/202 | 31,700 | $94,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 24,876 | $93,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 35,372 | $93,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 21,763 | $92,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 27,650 | $92,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 16,400 | $91,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 17,400 | $91,000 | thousands by filing date | put |
| W & T OFFSHORE INC | 92922P106 | COM | 18,773 | $91,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 15,477 | $90,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 146,200 | $89,000 | thousands by filing date | call |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 11,557 | $88,000 | thousands by filing date | |
| TITAN MED INC | 88830X819 | COM | 51,243 | $88,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 14,504 | $87,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 85,000 | $87,000 | thousands by filing date | principal |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 22,395 | $85,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 29,913 | $85,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 13,605 | $84,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 22,000 | $84,000 | thousands by filing date | |
| SYROS PHARMACEUTICALS INC | 87184Q107 | COM | 15,500 | $84,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 10,900 | $83,000 | thousands by filing date | call |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 100,000 | $83,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 34,500 | $83,000 | thousands by filing date | |
| COMSTOCK RES INC COM | 205768302 | Stock | 12,075 | $81,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 17,055 | $81,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 29,900 | $79,000 | thousands by filing date | call |
| BIORA THERAPEUTICS INC | 74319F107 | COM | 22,000 | $79,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 13,000 | $77,000 | thousands by filing date | call |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 19,502 | $77,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 28,890 | $76,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 20,000 | $76,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 75,000 | $76,000 | thousands by filing date | principal |
| Bristol-Myers Squibb Company | 110122108 | COM | 79,900 | $73,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 20,358 | $73,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 78,400 | $71,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 46,200 | $71,000 | thousands by filing date | call |
| Berry Corp | 08579X101 | Common Stock | 10,583 | $71,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 19,459 | $71,000 | thousands by filing date | |
| NEW PAC METALS CORP | 64782A107 | COM | 14,500 | $70,000 | thousands by filing date | |
| URBAN ONE INC | 91705J204 | CL D NON VTG | 14,000 | $70,000 | thousands by filing date | |
| SESEN BIO INC | 817763105 | COM | 15,212 | $70,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 13,893 | $69,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 54,000 | $68,000 | thousands by filing date | call |
| DENISON MINES CORP | 248356107 | COM | 56,140 | $68,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 11,585 | $67,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 27,614 | $66,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 40,000 | $66,000 | thousands by filing date | put |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 11,048 | $65,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 50,200 | $63,000 | thousands by filing date | call |
| CORNING INC | 219350105 | COM | 53,300 | $61,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L101 | COM | 24,100 | $61,000 | thousands by filing date | put |
| Dawson Geophysical Co Ne | 239360100 | COM | 23,550 | $61,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 21,529 | $61,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 16,900 | $60,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 19,919 | $59,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 12,800 | $58,000 | thousands by filing date | put |
| PORTMAN RIDGE FIN CORP | 73688F102 | COM | 23,979 | $57,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 13,400 | $56,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 21,747 | $56,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 10,714 | $56,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 10,500 | $55,000 | thousands by filing date | put |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 14,986 | $55,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 13,900 | $54,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 19,600 | $54,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 37,700 | $53,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 19,300 | $52,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 57,300 | $52,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,200 | $52,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 13,917 | $52,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 11,000 | $51,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 11,500 | $51,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 47,700 | $49,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 54,255 | $49,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 14,700 | $49,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 16,800 | $48,000 | thousands by filing date | call |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 16,813 | $48,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 16,200 | $46,000 | thousands by filing date | |
| OUTDOOR HOLDING CO | 00175J107 | COMMON STOCK | 60,000 | $45,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 15,525 | $45,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 37,200 | $44,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 138,500 | $43,000 | thousands by filing date | call |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 28,600 | $43,000 | thousands by filing date | call |
| Palantir Technologies Inc. Class A | 69608A108 | COM | 59,600 | $42,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 31,100 | $42,000 | thousands by filing date | call |
| VINCO VENTURES INC | 927330100 | COM | 10,500 | $41,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 10,255 | $41,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 42,800 | $40,000 | thousands by filing date | call |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 11,500 | $40,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 40,000 | $40,000 | thousands by filing date | principal |
| Wells Fargo & Company | 949746101 | COM | 82,000 | $39,000 | thousands by filing date | call |
| SIBANYE STILLWATER LTD SPONSORED ADR | 82575P107 | ADR | 19,900 | $39,000 | thousands by filing date | call |
| POLARIS INC COM | 731068102 | Stock | 15,300 | $39,000 | thousands by filing date | call |
| MILESTONE PHARMACEUTICALS IN | 59935P209 | COM NEW | 16,000 | $39,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 95,000 | $38,000 | thousands by filing date | call |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 35,900 | $38,000 | thousands by filing date | call |
| LAKELAND BANCORP INC | 511637100 | COM | 63,200 | $38,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 48,600 | $37,000 | thousands by filing date | call |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 15,740 | $36,000 | thousands by filing date | |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 26,845 | $36,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 20,500 | $34,000 | thousands by filing date | call |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 10,390 | $34,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 24,420 | $34,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 21,400 | $33,000 | thousands by filing date | call |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 10,657 | $32,000 | thousands by filing date | |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 10,600 | $32,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 25,000 | $32,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 10,056 | $30,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 12,676 | $30,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 35,100 | $29,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 163,900 | $29,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 15,000 | $29,000 | thousands by filing date | principal |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 11,000 | $29,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 29,000 | $28,000 | thousands by filing date | call |
| EQUITRANS MIDSTREAM CORP NPV | 294600101 | COM | 46,400 | $28,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 33,900 | $27,000 | thousands by filing date | call |
| FG NEW AMER ACQUISITION CORP | 30259V114 | *W EXP 08/31/202 | 12,237 | $27,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 20,000 | $26,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 25,000 | $26,000 | thousands by filing date | principal |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 47,500 | $26,000 | thousands by filing date | call |
| PLAYSTUDIOS INC | 72815G116 | *W EXP 99/99/999 | 14,198 | $26,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 18,051 | $26,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 15,000 | $26,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 26,000 | $25,000 | thousands by filing date | call |
| B2GOLD CORP COM | 11777Q209 | Stock | 125,000 | $25,000 | thousands by filing date | call |
| NCINO INC | 63947U107 | COM | 35,000 | $25,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 10,059 | $25,000 | thousands by filing date | |
| REMARK HLDGS INC | 75955K102 | COM | 13,200 | $25,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 48,000 | $24,000 | thousands by filing date | call |
| ETFMG | 26924G508 | EXCHANGE TRADED | 43,700 | $24,000 | thousands by filing date | call |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 10,900 | $22,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 35,200 | $21,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 15,000 | $21,000 | thousands by filing date | principal |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 19,500 | $20,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 65,800 | $20,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 15,000 | $20,000 | thousands by filing date | principal |
| Gilead Sciences,Inc. | 375558103 | COM | 33,100 | $19,000 | thousands by filing date | call |
| Intel Corp | 458140100 | COM | 107,200 | $19,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 39,300 | $19,000 | thousands by filing date | call |
| Uber Technologies | 90353T100 | COM | 11,400 | $19,000 | thousands by filing date | call |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 10,500 | $19,000 | thousands by filing date | |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 15,000 | $19,000 | thousands by filing date | principal |
| SUNWORKS INC | 86803X204 | COMMON STOCK | 15,500 | $19,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 17,700 | $18,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 196,200 | $18,000 | thousands by filing date | call |
| ROMEO POWER INC | 776153108 | COM | 39,100 | $18,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC | 362397218 | RIGHT 07/14/2021 | 155,580 | $18,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 15,000 | $18,000 | thousands by filing date | principal |
| GENERAL ELEC CO | 369604103 | COM | 125,500 | $17,000 | thousands by filing date | call |
| VIATRIS INC COM | 92556V106 | Stock | 36,700 | $17,000 | thousands by filing date | call |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 17,400 | $17,000 | thousands by filing date | call |
| FLUOR CORP | 343412102 | COM | 14,800 | $17,000 | thousands by filing date | call |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 82,600 | $17,000 | thousands by filing date | call |
| EVOFEM BIOSCIENCES INC | 30048L104 | COM | 15,248 | $17,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 26,600 | $16,000 | thousands by filing date | call |
| GEE GROUP INC | 36165A102 | COM | 28,000 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-21-000010 | this filing | 2021-08-11 | acceptance time not in the bulk data set |