13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 3,987 holding rows worth $99,098,708,000.
- Accession
- 0001084208-21-000009
- Filer
- CIK 1084208
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 4,086 entries on the cover page, a total value of $99,098,708,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,098,708,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ICL GROUP LTD SHS | M53213100 | Stock | 40,617 | $238,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 3,279 | $238,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 4,442 | $238,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 24,232 | $238,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 3,942 | $238,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,800 | $237,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 7,757 | $237,000 | thousands by filing date | |
| UWM HOLDINGS CORPORATION COM CL A | 91823B109 | Stock | 29,864 | $237,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 5,896 | $237,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 16,112 | $237,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 12,111 | $236,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 23,522 | $236,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 7,687 | $235,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 4,402 | $234,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 25,019 | $234,000 | thousands by filing date | |
| MICRO FOCUS INTL PLC | 594837403 | SPON ADR NEW | 30,474 | $234,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,955 | $234,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 5,585 | $233,000 | thousands by filing date | |
| PACER FDS TR | 69374H717 | CMN | 5,981 | $233,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 363 | $233,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 2,259 | $232,000 | thousands by filing date | |
| ALPHATEC HLDGS INC | 02081G201 | COM NEW | 14,671 | $232,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 20,188 | $231,000 | thousands by filing date | |
| TPG PACE BEN FIN CORP | G8990D125 | CL A COM | 11,800 | $231,000 | thousands by filing date | |
| KKR REAL ESTATE FIN TR INC | 48251KAB6 | NOTE 6.125% 5/1 | 225,000 | $231,000 | thousands by filing date | principal |
| KINROSS GOLD CORP | 496902404 | COM | 143,800 | $230,000 | thousands by filing date | call |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 17,720 | $230,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 4,128 | $229,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 8,825 | $229,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25460G823 | DAIL ROBO AR ETF | 5,755 | $229,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G102 | PRIME JUNIR SLVR | 15,866 | $229,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 8,580 | $228,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 4,242 | $227,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 19,080 | $227,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 16,321 | $227,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 4,551 | $225,000 | thousands by filing date | |
| AUDIOEYE INC | 050734201 | COM NEW | 8,049 | $225,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 20,428 | $225,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MLP TOTAL R | 18469Q207 | COM | 11,241 | $225,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 6,932 | $225,000 | thousands by filing date | |
| JAWS ACQUISITION CORP | G50744104 | SHS | 16,960 | $225,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 98,521 | $224,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 5,649 | $223,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 16,626 | $223,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 13,397 | $223,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 27,628 | $221,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 15,358 | $221,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 4,037 | $221,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 16,209 | $221,000 | thousands by filing date | |
| GOLDEN FALCON ACQUISITION CO | 38102H208 | UNIT 99/99/9999 | 22,000 | $221,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 34,400 | $220,000 | thousands by filing date | call |
| TYSON FOODS INC CL A | 902494103 | Stock | 42,700 | $220,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 14,601 | $220,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 26,047 | $220,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 23,725 | $220,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 8,194 | $218,000 | thousands by filing date | |
| AXSOME THERAPEUTICS INC. COM | 05464T104 | Stock | 3,836 | $217,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 2,272 | $217,000 | thousands by filing date | |
| THE SHYFT GROUP | 825698103 | COMMON STOCK | 5,827 | $217,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 7,536 | $217,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 3,000 | $216,000 | thousands by filing date | call |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 21,748 | $216,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 14,956 | $216,000 | thousands by filing date | |
| EHANG HLDGS LTD ADS | 26853E102 | ADR | 5,791 | $214,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 10,573 | $214,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 6,311 | $214,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 27,900 | $213,000 | thousands by filing date | call |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 27,600 | $213,000 | thousands by filing date | put |
| iShares iBonds Dec. 2027 Municipal Bond ETF | 46435U283 | ETF | 7,890 | $213,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P870 | NUVEEN ESG US | 8,265 | $213,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V373 | S&P500 EQL STP | 1,352 | $213,000 | thousands by filing date | |
| PROSHARES TR | 74347G606 | S&P TECH DIVIDEN | 3,741 | $213,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J817 | BULSHS 2025 HY | 8,659 | $213,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G8251L105 | SHS CL A | 19,932 | $213,000 | thousands by filing date | |
| THE BALDWIN INSURANCE GRP IN | 05589G102 | COM CL A | 7,780 | $212,000 | thousands by filing date | |
| ISHARES INC | 46434G764 | MSCI EMRG CHN | 3,536 | $210,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 28,529 | $210,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q795 | US DIVIDEND | 6,744 | $209,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 14,472 | $208,000 | thousands by filing date | |
| ATN INTERNATIONAL INC | 00215F107 | COMMON STOCK | 4,230 | $208,000 | thousands by filing date | |
| LAKELAND BANCORP INC | 511637100 | COM | 63,000 | $208,000 | thousands by filing date | call |
| ABSOLUTE SHS TR | 00400R841 | WBI BULBEAR TR | 10,371 | $208,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 2,908 | $207,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108847 | HIGH INCOME | 12,401 | $207,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 12,359 | $207,000 | thousands by filing date | |
| BOSTON OMAHA CORP CL A | 101044105 | COMMON STOCK | 6,994 | $207,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 2,145 | $207,000 | thousands by filing date | |
| NANO DIMENSION LTD | 63008G203 | SPONSORD ADS NEW | 24,068 | $207,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 12,363 | $207,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y529 | DORSY SHRT ETF | 22,300 | $207,000 | thousands by filing date | |
| DBX ETF TR | 233051143 | XTRACKRS S&P 500 | 5,913 | $206,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X475 | ST STR MSCI GLB | 3,926 | $206,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092873 | MSCI COMMNTN SVC | 4,181 | $206,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 4,300 | $205,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 15,548 | $205,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 4,944 | $205,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 15,397 | $204,000 | thousands by filing date | |
| VIR BIOTECHNOLOGY INC | 92764N102 | COM | 3,975 | $204,000 | thousands by filing date | |
| CALAMOS GLOBAL TOTAL RETURN FU | 128118106 | COM SH BEN INT | 13,702 | $204,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 9,847 | $204,000 | thousands by filing date | |
| AMERICAN WELL CORP | 03044L105 | CL A | 11,712 | $203,000 | thousands by filing date | |
| GLATFELTER CORP | 377320106 | COMMON STOCK | 11,840 | $203,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 43,626 | $203,000 | thousands by filing date | |
| COLLECTIVE GROWTH CORP | 19424L101 | COM CL A | 20,400 | $203,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 2,261 | $202,000 | thousands by filing date | |
| XAI OCTAGN FLT RAT & ALT INM | 98400T106 | COM | 22,200 | $202,000 | thousands by filing date | |
| VERICEL CORP | 92346J108 | COM | 3,631 | $202,000 | thousands by filing date | |
| SEMRUSH HLDGS INC CL A COM | 81686C104 | Stock | 16,876 | $201,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 7,214 | $201,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 2,139 | $201,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 89,000 | $200,000 | thousands by filing date | call |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 10,182 | $200,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 13,829 | $199,000 | thousands by filing date | |
| ANIXA BIOSCIENCES INC | 03528H109 | COM | 42,330 | $198,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 84,000 | $197,000 | thousands by filing date | call |
| AH RLTY TR INC | 04208T108 | COM | 15,745 | $197,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 13,861 | $197,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 13,190 | $197,000 | thousands by filing date | |
| ASPIRA WOMENS HEALTH INC | 04537Y109 | COM | 29,226 | $197,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 20,401 | $196,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 11,192 | $196,000 | thousands by filing date | |
| COMSTOCK INC | 205750300 | COM NEW | 42,808 | $196,000 | thousands by filing date | |
| BRAEMAR HOTELS RESORTS INC | 10482B101 | REIT | 32,003 | $194,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 14,468 | $194,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 13,287 | $193,000 | thousands by filing date | |
| VESPER HEALTHCARE ACQSTN COR | 92538T203 | UNIT 99/99/9999 | 16,697 | $193,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 13,700 | $192,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 11,013 | $192,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 10,409 | $190,000 | thousands by filing date | |
| ORLA MNG LTD NEW | 68634K106 | COM | 50,685 | $189,000 | thousands by filing date | |
| FIRSTMARK HORIZON ACQUISITIO | 33765Y200 | UNIT 99/99/9999 | 18,000 | $189,000 | thousands by filing date | |
| KADMON HLDGS INC | 48283N106 | COM | 48,371 | $188,000 | thousands by filing date | |
| NOBLE MIDSTREAM PARTNERS LP | 65506L105 | COM UNIT REPST | 12,856 | $186,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 37,730 | $186,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 45,400 | $186,000 | thousands by filing date | call |
| VAXART INC NEW | 92243A200 | COM | 30,530 | $185,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 10,426 | $185,000 | thousands by filing date | |
| EASTSIDE DISTILLING INC | 277802302 | COM | 100,175 | $185,000 | thousands by filing date | |
| DIVERSIFIED HEALTHCARE TR | 25525P107 | COM SH BEN INT | 38,468 | $184,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 15,265 | $184,000 | thousands by filing date | |
| BNY MELLON ALCENTRA GLOBAL C | 05588N108 | COM | 19,664 | $184,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 40,300 | $183,000 | thousands by filing date | call |
| PIMCO ENRGY TACTICAL CR OPP FD | 69346N107 | COM SHS BEN INT | 17,576 | $182,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 18,500 | $181,000 | thousands by filing date | call |
| MACERICH CO | 554382101 | COM | 15,388 | $180,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 12,050 | $178,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 128,800 | $175,000 | thousands by filing date | call |
| PROVENTION BIO INC | 74374N102 | COM | 16,641 | $175,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 11,434 | $174,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 95,568 | $174,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 20,504 | $173,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 24,460 | $173,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 12,599 | $172,000 | thousands by filing date | |
| PERIDOT ACQUISITION CORP | G7008A115 | SHS CL A | 16,195 | $172,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 17,820 | $171,000 | thousands by filing date | |
| BNY MELLON MUN INCOME INC | 05589T104 | COM | 19,527 | $171,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 26,350 | $170,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 23,100 | $169,000 | thousands by filing date | call |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 39,059 | $169,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 41,598 | $169,000 | thousands by filing date | |
| VG ACQUISITION CORP | G9446E105 | SHS CL A | 16,589 | $169,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 27,600 | $168,000 | thousands by filing date | call |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 14,675 | $168,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 57,236 | $167,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 11,473 | $165,000 | thousands by filing date | |
| APTOSE BIOSCIENCES INC COM | 03835T200 | Stock | 27,650 | $165,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 19,911 | $164,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 30,434 | $163,000 | thousands by filing date | |
| FAR PEAK ACQUISITION CORP | G3312L129 | UNIT 99/99/9999 | 16,100 | $163,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 11,610 | $162,000 | thousands by filing date | |
| Inflarx Nv | N44821101 | COM | 41,493 | $162,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 19,182 | $161,000 | thousands by filing date | |
| WRAP TECHNOLOGIES INC | 98212N107 | COM | 28,995 | $161,000 | thousands by filing date | |
| SITE CENTERS CORP | 82981J109 | COM | 11,813 | $160,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 16,531 | $160,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 62,800 | $159,000 | thousands by filing date | call |
| TEAM INC | 878155100 | COM | 13,750 | $159,000 | thousands by filing date | |
| ARYA SCIENCES ACQUISITION CO | G3166W106 | COM CL A | 11,540 | $159,000 | thousands by filing date | |
| STUDIO CITY INTL HLDGS LTD | 86389T106 | SPON ADS | 11,986 | $158,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762UAC9 | BOND | 161,000 | $158,000 | thousands by filing date | principal |
| FOREST ROAD ACQUISITION CORP | 34619R102 | COM | 15,603 | $158,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 149,100 | $157,000 | thousands by filing date | call |
| READY CAPITAL CORP | 75574U101 | COM | 11,601 | $156,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q205 | COM | 15,759 | $156,000 | thousands by filing date | |
| Cango Inc/KY | 137586103 | ADS | 18,300 | $154,000 | thousands by filing date | |
| DIANTHUS THERAPEUTICS INC COM | 55910K108 | Stock | 13,000 | $154,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 12,201 | $153,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 19,864 | $153,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 50,600 | $152,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 20,000 | $152,000 | thousands by filing date | |
| FG NEW AMER ACQUISITION CORP | 30259V106 | COM | 14,878 | $152,000 | thousands by filing date | |
| BIONANO GENOMICS INC | 09075F107 | COM | 18,691 | $151,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 42,800 | $150,000 | thousands by filing date | call |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 47,676 | $150,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 29,501 | $150,000 | thousands by filing date | |
| NEWAGE INC | 650194103 | COMMON STOCK | 52,182 | $149,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 41,643 | $148,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 15,475 | $148,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 11,120 | $148,000 | thousands by filing date | |
| Decarbonization Plus Acquisition Corp | 242797207 | Unit | 13,915 | $148,000 | thousands by filing date | |
| MAYVILLE ENGINEERING CO INC | 578605107 | COMMON STOCK | 10,210 | $147,000 | thousands by filing date | |
| TELLURIAN INC NEW | 87968A104 | COM | 62,647 | $147,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 36,271 | $145,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 54,513 | $144,000 | thousands by filing date | |
| APOLLO STRATEGIC GROWTH CAPT | G0411R122 | UNIT 99/99/9999 | 13,915 | $144,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 13,884 | $143,000 | thousands by filing date | |
| PAYSAFE LIMITED | G6964L115 | *W EXP 03/30/202 | 33,000 | $143,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 15,046 | $143,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 92,211 | $142,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 54,100 | $142,000 | thousands by filing date | call |
| HOOKIPA PHARMA INC | 43906K100 | COM | 10,588 | $142,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 39,000 | $139,000 | thousands by filing date | call |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 11,821 | $138,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 18,077 | $137,000 | thousands by filing date | |
| CARLOTZ INC | 142552108 | COMMON STOCK | 19,232 | $137,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 56,585 | $136,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 55,175 | $136,000 | thousands by filing date | |
| EXICURE INC | 30205M101 | COM | 62,500 | $136,000 | thousands by filing date | |
| E MERGE TECHNOLOGY ACQUISITI | 26873Y104 | CMN | 13,985 | $136,000 | thousands by filing date | |
| BROADMARK RLTY CAP INC | 11135B100 | COM | 12,884 | $135,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 37,814 | $133,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 133,000 | $133,000 | thousands by filing date | principal |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 13,931 | $132,000 | thousands by filing date | |
| POLYPID LTD | M8001Q118 | SHS | 14,379 | $132,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 21,805 | $131,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 81,500 | $130,000 | thousands by filing date | call |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 49,700 | $130,000 | thousands by filing date | call |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 12,762 | $130,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 95,978 | $130,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 16,464 | $130,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 12,034 | $129,000 | thousands by filing date | |
| FORUM MERGER III CORP | 349885103 | COM CL A | 12,950 | $129,000 | thousands by filing date | |
| PINE IS ACQUISITION CORP UNIT EX | 722615200 | Stock | 12,415 | $128,000 | thousands by filing date | |
| CERBERUS TELECOM ACQUISITION | G2040C112 | Cmn | 12,415 | $126,000 | thousands by filing date | |
| VIRTUS ALLIANZGI CONVERTIBLE & | 92838X102 | COM | 22,038 | $125,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 13,595 | $125,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 22,967 | $125,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 12,791 | $124,000 | thousands by filing date | |
| ROMEO POWER INC | 776153108 | COM | 10,500 | $124,000 | thousands by filing date | put |
| iShares Silver Trust | 46428Q109 | COM | 137,700 | $123,000 | thousands by filing date | call |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 11,099 | $122,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 26,857 | $120,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTELIGENT | 38045R206 | SPON ADR PFD NEW | 15,750 | $120,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103877 | COM SHS | 40,755 | $120,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 27,113 | $119,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 12,215 | $119,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 24,000 | $118,000 | thousands by filing date | call |
| TENNECO INC | 880349105 | COM | 11,016 | $118,000 | thousands by filing date | |
| VOLITIONRX LTD | 928661107 | COM | 31,125 | $118,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 40,400 | $116,000 | thousands by filing date | call |
| PROPETRO HLDG CORP | 74347M108 | COM | 10,910 | $116,000 | thousands by filing date | |
| INTEGRA RES CORP | 45826T301 | COM NEW | 42,583 | $115,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 53,500 | $113,000 | thousands by filing date | call |
| PRECIGEN INC | 74017N105 | COM | 16,409 | $113,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION COR | 34619V202 | UNIT 99/99/9999 | 11,350 | $113,000 | thousands by filing date | |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 19,204 | $112,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 11,395 | $112,000 | thousands by filing date | |
| IZEA WORLDWIDE INC COM NEW | 46604H105 | Stock | 29,417 | $111,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 19,300 | $111,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 20,800 | $110,000 | thousands by filing date | call |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 13,128 | $110,000 | thousands by filing date | |
| AURORA CANNABIS INC-NEW | 05156X884 | COM | 11,781 | $110,000 | thousands by filing date | |
| RIBBON COMMUNICATIONS INC | 762544104 | COMMON STOCK | 13,280 | $109,000 | thousands by filing date | |
| MOGO INC | 60800C109 | COM | 12,794 | $109,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 63,200 | $108,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 10,215 | $108,000 | thousands by filing date | |
| OXFORD SQUARE CAP CORP | 69181V107 | COM | 23,122 | $107,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 26,297 | $107,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 10,766 | $106,000 | thousands by filing date | |
| GENPREX INC | 372446104 | COM | 24,700 | $106,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 19,300 | $105,000 | thousands by filing date | call |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 23,415 | $104,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 15,226 | $103,000 | thousands by filing date | |
| MEI PHARMA INC | 55279B202 | COM NEW | 29,913 | $103,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 44,900 | $101,000 | thousands by filing date | call |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 27,281 | $101,000 | thousands by filing date | |
| DOW HLDGS INC COM | 260557103 | Stock | 28,800 | $100,000 | thousands by filing date | call |
| FAR PEAK ACQUISITION CORP | G3312L103 | SHS CL A | 10,200 | $100,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 32,000 | $99,000 | thousands by filing date | call |
| SUNRUN INC | 86771W105 | COM | 20,600 | $99,000 | thousands by filing date | call |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 13,897 | $98,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 22,644 | $98,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 11,570 | $97,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAT9 | BOND | 90,000 | $97,000 | thousands by filing date | principal |
| NEW MTN FIN CORP | 647551AC4 | BOND | 93,000 | $97,000 | thousands by filing date | principal |
| SESEN BIO INC | 817763105 | COM | 37,400 | $97,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 14,388 | $96,000 | thousands by filing date | |
| VYNE THERAP. | 92941V209 | COM | 13,823 | $95,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 52,100 | $94,000 | thousands by filing date | call |
| SCYNEXIS INC | 811292200 | COM NEW | 11,788 | $94,000 | thousands by filing date | |
| TOUGHBUILT INDS INC COM | 89157G504 | COM | 100,000 | $94,000 | thousands by filing date | |
| VIEW INC | 92671V106 | COM | 12,350 | $91,000 | thousands by filing date | |
| HEXO CORP | 428304307 | COM NEW | 13,951 | $90,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 38,000 | $89,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 12,000 | $89,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 85,000 | $87,000 | thousands by filing date | principal |
| TITAN MED INC | 88830X819 | COM | 50,443 | $86,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 12,350 | $85,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 10,144 | $85,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 76,640 | $84,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 13,393 | $84,000 | thousands by filing date | |
| ORGANIGRAM GLOBAL ORD | 68620P101 | COM | 24,095 | $83,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 34,500 | $82,000 | thousands by filing date | |
| CADENCE BANCORP | 12739A100 | COMMON EQUITY | 36,900 | $81,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 10,659 | $80,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 17,400 | $79,000 | thousands by filing date | |
| CONTANGO OIL & GAS CO COM NEW | 21075N204 | Stock | 20,000 | $78,000 | thousands by filing date | |
| SIMPLY GOOD FOODS CO COM | 82900L102 | Stock | 34,100 | $77,000 | thousands by filing date | call |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 75,000 | $77,000 | thousands by filing date | principal |
| MOLECULAR DATA INC | 60852L106 | SPONSORED ADS | 71,000 | $77,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO CL A | 03748R747 | REIT | 12,337 | $76,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 13,608 | $76,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 40,000 | $76,000 | thousands by filing date | call |
| LOGICBIO THERAPEUTICS INC | 54142F102 | COM | 10,474 | $76,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 13,000 | $75,000 | thousands by filing date | call |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 22,171 | $75,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 15,600 | $73,000 | thousands by filing date | call |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 13,981 | $73,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 26,100 | $72,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 48,500 | $72,000 | thousands by filing date | put |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 11,400 | $71,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 59,300 | $70,000 | thousands by filing date | put |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 12,620 | $70,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 17,350 | $69,000 | thousands by filing date | |
| WESTWATER RES INC | 961684206 | COM NEW | 12,770 | $69,000 | thousands by filing date | |
| HOWMET AEROSPACE INC COM | 443201108 | Stock | 11,300 | $67,000 | thousands by filing date | call |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 19,587 | $66,000 | thousands by filing date | |
| AGEAGLE AERIAL SYS INC NEW | 00848K101 | COMMON | 10,308 | $65,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 12,200 | $64,000 | thousands by filing date | call |
| CBAK ENERGY TECHNOLOGY INC | 14986C102 | COM | 12,500 | $64,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 17,398 | $64,000 | thousands by filing date | |
| NOVAN INC | 66988N106 | COM | 41,226 | $64,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 30,504 | $62,000 | thousands by filing date | |
| G1 THERAPEUTICS INC | 3621LQ109 | COM | 13,500 | $62,000 | thousands by filing date | call |
| GERON CORP | 374163103 | COM | 38,700 | $61,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 11,585 | $61,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D200 | COMMON | 14,986 | $61,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 14,200 | $60,000 | thousands by filing date | call |
| ROCKWELL MED INC | 774374102 | COM | 51,864 | $60,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 23,550 | $58,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 22,000 | $57,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 51,000 | $56,000 | thousands by filing date | put |
| EDITAS MEDICINE INC | 28106W103 | COM | 30,200 | $56,000 | thousands by filing date | call |
| FORTUNA MNG CORP F | 349915108 | COM | 35,000 | $56,000 | thousands by filing date | call |
| AGILE THERAPEUTICS INC | 00847L100 | COM | 26,845 | $56,000 | thousands by filing date | |
| CONTRAFECT CORP | 212326300 | COM | 11,500 | $55,000 | thousands by filing date | |
| FOREST ROAD ACQUISITION CORP | 34619R110 | *W EXP 12/31/202 | 20,399 | $55,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 111,700 | $54,000 | thousands by filing date | call |
| D R HORTON INC COM | 23331A109 | Stock | 15,000 | $53,000 | thousands by filing date | call |
| TTOO | 89853L104 | Stock | 32,200 | $52,000 | thousands by filing date | |
| STONEMOR INC | 86184W106 | COM | 27,422 | $52,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 52,700 | $51,000 | thousands by filing date | call |
| MEREO BIOPHARMA GROUP PLC | 589492107 | CMN | 15,089 | $51,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 15,338 | $50,000 | thousands by filing date | |
| ACER THERAPEUTICS INC | 00444P108 | CMN | 16,200 | $50,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 26,500 | $49,000 | thousands by filing date | call |
| 3M CO COM | 88579Y101 | Stock | 13,000 | $49,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 13,758 | $49,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R300 | COM NEW | 10,255 | $49,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 10,200 | $48,000 | thousands by filing date | call |
| CRONOS GROUP INC | 22717L101 | COM | 26,600 | $48,000 | thousands by filing date | put |
| CLEAR CHANNEL OUTDOOR HLDGS | 18453H106 | COM | 26,400 | $48,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 13,807 | $48,000 | thousands by filing date | |
| IDEANOMICS INC | 45166V106 | COM | 16,198 | $47,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 190,500 | $45,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 10,825 | $44,000 | thousands by filing date | |
| GS ACQUISITION HLDGS CORP II | 36258Q113 | *W EXP 06/30/202 | 18,917 | $42,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 44,200 | $40,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 10,200 | $40,000 | thousands by filing date | |
| LINEAGE CELL THERAPEUTICS IN | 53566P109 | COMMON STOCK | 16,857 | $40,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AC9 | BOND | 40,000 | $40,000 | thousands by filing date | principal |
| Uber Technologies | 90353T100 | COM | 21,600 | $38,000 | thousands by filing date | call |
| COMSTOCK INC | 205750300 | COM NEW | 41,900 | $38,000 | thousands by filing date | call |
| ONCONOVA THERAPEUTIC | 68232V405 | Common Stock | 38,452 | $38,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 45,600 | $36,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 59,700 | $36,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 40,000 | $36,000 | thousands by filing date | principal |
| RVL PHARMACEUTICALS PLC | G6S41R101 | COM | 10,600 | $35,000 | thousands by filing date | |
| NULL | 09071M205 | NULL | 12,609 | $35,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 17,681 | $35,000 | thousands by filing date | |
| BLACKSTONE INC | 09260D107 | COM | 20,000 | $34,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 19,400 | $34,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 140,600 | $34,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 87,100 | $32,000 | thousands by filing date | call |
| PULTE GROUP INC COM | 745867101 | Stock | 45,600 | $32,000 | thousands by filing date | call |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 59,000 | $32,000 | thousands by filing date | put |
| EMEREN GROUP LTD | 75971T301 | SPONSORED ADS | 22,000 | $32,000 | thousands by filing date | call |
| United Parcel Service,Inc. Class B | 911312106 | COM | 14,200 | $31,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP | 682189AP0 | NOTE 1.625%10/1 | 15,000 | $31,000 | thousands by filing date | principal |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 20,000 | $31,000 | thousands by filing date | put |
| VIATRIS INC COM | 92556V106 | Stock | 16,900 | $30,000 | thousands by filing date | put |
| REMARK HLDGS INC | 75955K102 | COM | 13,200 | $30,000 | thousands by filing date | |
| VPC IMPACT ACQUISITION HLDNG | G9441E118 | W EXP 10/22/202 | 10,300 | $30,000 | thousands by filing date | |
| COHBAR INC COM NEW | 19249J109 | Stock | 22,130 | $30,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 12,589 | $29,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 10,154 | $29,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 16,051 | $29,000 | thousands by filing date | |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 15,000 | $29,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 58,000 | $28,000 | thousands by filing date | call |
| ZOMEDICA CORP COM | 98980M109 | Stock | 17,329 | $27,000 | thousands by filing date | |
| Kintara Therapeutics, Inc. | 49720K101 | Equities | 15,740 | $27,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 35,500 | $25,000 | thousands by filing date | call |
| PPL CORP COM | 69351T106 | Stock | 62,800 | $25,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 37,400 | $25,000 | thousands by filing date | call |
| Cinedigm Corp CL A | 172406209 | COM NEW | 15,250 | $25,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 34,700 | $24,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 25,500 | $24,000 | thousands by filing date | call |
| EXELON CORP COM | 30161N101 | Stock | 30,000 | $24,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 25,000 | $24,000 | thousands by filing date | principal |
| INSPIREMD INC | 45779A853 | COM | 35,000 | $24,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 155,800 | $23,000 | thousands by filing date | call |
| GREAT PANTHER MINING | 39115V101 | COM | 30,000 | $23,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 11,700 | $23,000 | thousands by filing date | |
| COGNEX CORP | 192422103 | COM | 36,700 | $22,000 | thousands by filing date | call |
| FTI CONSULTING INC | 302941AP4 | NOTE 2.000% 8/1 | 15,000 | $22,000 | thousands by filing date | principal |
| TEAM INC | 878155100 | COM | 11,000 | $22,000 | thousands by filing date | call |
| ACIES ACQUISITION CORP | G0103T113 | *W EXP 11/30/202 | 14,198 | $22,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 40,200 | $21,000 | thousands by filing date | call |
| TARGA RES CORP COM | 87612G101 | Stock | 18,200 | $20,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 23,500 | $20,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 43,300 | $19,000 | thousands by filing date | call |
| B & G FOODS INC | 05508R106 | COM | 59,200 | $18,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC | 00971TAJ0 | NOTE 0.125% 5/0 | 15,000 | $18,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AK5 | NOTE 8/1 | 15,000 | $18,000 | thousands by filing date | principal |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 11,600 | $18,000 | thousands by filing date | |
| MERITOR INC | 59001KAF7 | NOTE 3.250%10/1 | 15,000 | $18,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 15,000 | $17,000 | thousands by filing date | principal |
| IBIO INC | 451033203 | COM NEW | 11,000 | $17,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 22,300 | $16,000 | thousands by filing date | call |
| NCINO INC | 63947U107 | COM | 40,000 | $16,000 | thousands by filing date | call |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 31,500 | $16,000 | thousands by filing date | call |
| PRA GROUP INC | 69354NAB2 | Convertible Debt | 15,000 | $16,000 | thousands by filing date | principal |
| KAMAN CORP | 483548AF0 | BOND | 15,000 | $16,000 | thousands by filing date | principal |
| OSI SYSTEMS INC | 671044AD7 | NOTE 1.250% 9/0 | 15,000 | $16,000 | thousands by filing date | principal |
| CSG SYS INTL INC | 126349AF6 | NOTE 4.250% 3/1 | 15,000 | $16,000 | thousands by filing date | principal |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 23,149 | $15,000 | thousands by filing date | |
| 9 METERS BIOPHARMA INC | 654405109 | COM | 13,000 | $15,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 15,000 | $15,000 | thousands by filing date | principal |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 15,000 | $15,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAP6 | NOTE 0.500%12/1 | 15,000 | $15,000 | thousands by filing date | principal |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 15,000 | $15,000 | thousands by filing date | principal |
| HERCULES CAPITAL INC | 427096508 | COM | 46,300 | $14,000 | thousands by filing date | call |
| EVERI HLDGS INC | 30034T103 | COM | 30,200 | $14,000 | thousands by filing date | call |
| NEPTUNE WELLNESS SOLUTIONS I | 64079L105 | COM | 10,544 | $14,000 | thousands by filing date | |
| TRIP COM GROUP LTD | 22943FAM2 | DBCV 1.250% 9/1 | 15,000 | $14,000 | thousands by filing date | principal |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 22,600 | $13,000 | thousands by filing date | call |
| VBI VACCINES INC | 91822J103 | COM NEW | 39,400 | $13,000 | thousands by filing date | call |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 35,700 | $12,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 10,700 | $12,000 | thousands by filing date | call |
| NUTRIEN LTD COM | 67077M108 | Stock | 29,300 | $12,000 | thousands by filing date | call |
| BARRICK GOLD CORP | 067901108 | COM | 81,200 | $12,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 71,300 | $11,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 18,900 | $11,000 | thousands by filing date | call |
| Coca-Cola Company | 191216100 | COM | 12,400 | $11,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 38,100 | $11,000 | thousands by filing date | call |
| CONFORMIS INC | 20717E101 | COM | 11,100 | $11,000 | thousands by filing date | |
| SCVX CORP | G79448117 | *W EXP 01/24/202 | 10,500 | $11,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 21,100 | $9,000 | thousands by filing date | call |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 16,500 | $9,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 11,400 | $8,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 20,000 | $8,000 | thousands by filing date | call |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 76,000 | $8,000 | thousands by filing date | call |
| Inflarx Nv | N44821101 | COM | 15,000 | $8,000 | thousands by filing date | call |
| Southern Company | 842587107 | COM | 22,000 | $6,000 | thousands by filing date | call |
| WESTERN MIDSTREAM PARTNERS L | 958669103 | COM UNIT LP INT | 17,000 | $6,000 | thousands by filing date | put |
| ETFMG | 26924G508 | EXCHANGE TRADED | 19,900 | $6,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 31,800 | $5,000 | thousands by filing date | call |
| GABELLI UTIL TR | 36240A168 | RIGHT 04/14/2021 | 44,121 | $5,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 16,700 | $4,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 18,900 | $4,000 | thousands by filing date | call |
| GOLAR LNG LTD | G9456A100 | SHS | 37,100 | $4,000 | thousands by filing date | call |
| FOREST ROAD ACQUISITION CORP | 34619R102 | COM | 12,100 | $4,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 10,200 | $3,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 12,500 | $3,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 15,000 | $3,000 | thousands by filing date | call |
| QFIN HOLDINGS INC AMERICAN DEP | 88557W101 | ADR | 10,200 | $3,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 15,000 | $3,000 | thousands by filing date | call |
| BRAINSTORM CELL THERAPEUTICS | 10501E201 | COM | 25,000 | $3,000 | thousands by filing date | call |
| VICI PPTYS INC COM | 925652109 | REIT | 16,500 | $2,000 | thousands by filing date | call |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 15,300 | $2,000 | thousands by filing date | call |
| FSD PHARMA INC | 35954B206 | CL B SUB VTG | 15,000 | $2,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 11,700 | $1,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 10,500 | $1,000 | thousands by filing date | call |
| VIATRIS INC COM | 92556V106 | Stock | 30,300 | $1,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 18,900 | $1,000 | thousands by filing date | call |
| ADMA BIOLOGICS INC | 000899104 | COM | 15,000 | $1,000 | thousands by filing date | call |
| LUMEN TECHNOLOGIES INC | 550241103 | COM | 19,400 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-21-000009 | this filing | 2021-05-14 | acceptance time not in the bulk data set |