13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2021-03-31, filed 2021-05-14, with 3,987 holding rows worth $99,098,708,000.
- Accession
- 0001084208-21-000009
- Filer
- CIK 1084208
- Filed
- 2021-05-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2021
A holdings report, 4,086 entries on the cover page, a total value of $99,098,708,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $99,098,708,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GRANITE PT MTG TR INC | 38741L107 | COM STK | 42,724 | $511,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 148,971 | $511,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 68,039 | $510,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 10,118 | $510,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 44,097 | $510,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 154,144 | $510,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 37,685 | $509,000 | thousands by filing date | |
| JAWS MUSTANG ACQUISITION COR | G50737116 | UNIT 99/99/9999 | 50,000 | $508,000 | thousands by filing date | |
| ION ACQUISITION CORP 2 LTD | G49393120 | UNIT 99/99/9999 | 50,000 | $508,000 | thousands by filing date | |
| Invsc SP 500 Equal Weight Matrl ETF | 46137V316 | ETF | 3,249 | $507,000 | thousands by filing date | |
| FUBOTV INC | 35953D104 | COM | 22,864 | $506,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 18,608 | $506,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C130 | SHS | 27,435 | $506,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 76,115 | $506,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 99,822 | $504,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 2,802 | $503,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 30,712 | $503,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 13,608 | $503,000 | thousands by filing date | |
| SVMK INC | 78489X103 | COM | 27,470 | $503,000 | thousands by filing date | |
| CLOVER HEALTH INVESTMENTS CO | 18914F103 | COMMON STOCK | 66,400 | $502,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 11,683 | $501,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 13,672 | $501,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 11,302 | $500,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 11,630 | $499,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 72,358 | $499,000 | thousands by filing date | |
| CHURCHILL CAPITAL CORP VII | 17144M201 | UNIT 99/99/9999 | 50,000 | $499,000 | thousands by filing date | |
| NATIONAL HEALTHCARE CORP COM | 635906100 | Stock | 6,393 | $498,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 11,866 | $498,000 | thousands by filing date | |
| CHARGEPOINT HLDGS INC | 15961R105 | COM CL A | 18,658 | $498,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 14,821 | $497,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $496,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 2,365 | $495,000 | thousands by filing date | |
| HOPE BANCORP INC | 43940T109 | COM | 32,859 | $495,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L506 | IBOXX 3R TARGT | 18,747 | $494,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C862 | INNOVATOR DEEPW | 9,142 | $494,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,297 | $493,000 | thousands by filing date | |
| GREEN BRICK PARTNERS INC | 392709101 | COM | 21,739 | $493,000 | thousands by filing date | |
| Canadian $ ETF | 46138T104 | ETF | 6,289 | $492,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 38,104 | $492,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 26,268 | $489,000 | thousands by filing date | |
| GAN LTD | G3728V109 | SHS | 26,841 | $489,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 23,908 | $488,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 38,407 | $488,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 105,231 | $488,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 9,673 | $487,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V217 | S&P MDCP400 PR | 2,217 | $487,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 19,862 | $486,000 | thousands by filing date | |
| QUANTERIX CORP | 74766Q101 | COMMON STOCK | 8,274 | $484,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G672 | S&P MDCP 400 REV | 5,631 | $484,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 244,500 | $484,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 32,168 | $483,000 | thousands by filing date | |
| iShares iBonds Dec. 2028 Municipal Bond ETF | 46435U325 | ETF | 17,771 | $483,000 | thousands by filing date | |
| PIEDMONT LITHIUM LTD | 720162106 | SPONSORED ADS | 6,953 | $483,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 10,636 | $480,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 14,956 | $480,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 16,466 | $480,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 7,114 | $479,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 26,757 | $479,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E408 | MSCI CHINA CNSMR | 14,303 | $479,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 8,760 | $477,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 28,711 | $477,000 | thousands by filing date | |
| DARIOHEALTH CORP | 23725P209 | COM | 24,764 | $477,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 11,992 | $474,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 4,219 | $474,000 | thousands by filing date | |
| SPDR S&P North American Natural Resources ETF | 78463X152 | SHS | 12,300 | $473,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 5,354 | $472,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G206 | COM | 48,672 | $471,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J107 | MLTFCTR LRG CAP | 9,267 | $471,000 | thousands by filing date | |
| FI ENHANCED LRG CAP GROWTH CS | 22542D423 | COM | 840 | $469,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 8,691 | $468,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 20,646 | $466,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 24,022 | $466,000 | thousands by filing date | |
| ADAPTHEALTH CORP | 00653Q102 | COMMON STOCK | 12,630 | $464,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 37,328 | $463,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 23,213 | $462,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V202 | ST STR INCOM ETF | 13,349 | $462,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 101,676 | $462,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 6,963 | $461,000 | thousands by filing date | |
| SHOCKWAVE MED INC | 82489T104 | COM | 3,521 | $459,000 | thousands by filing date | |
| INVESCO DORSEY WRIGHT BASIC MATERIALS MOMENTUMETF | 46137V704 | ETF | 5,526 | $459,000 | thousands by filing date | |
| QUALTRICS INTL INC | 747601201 | COM CL A | 13,913 | $458,000 | thousands by filing date | |
| Ouster Inc | 68989M103 | COM | 53,871 | $458,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 2,199 | $457,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 34,164 | $457,000 | thousands by filing date | |
| PERDOCEO ED CORP | 71363P106 | COM | 38,095 | $456,000 | thousands by filing date | |
| HIGHLAND OPPS & INCOME FD | 43010E404 | HIGHLAND INCOME | 41,002 | $455,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 20,819 | $455,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 5,201 | $455,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 66,898 | $455,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 8,849 | $454,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 32,415 | $454,000 | thousands by filing date | |
| ARVINAS INC | 04335A105 | COM | 6,855 | $453,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 31,251 | $453,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 5,075 | $452,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 553,000 | $452,000 | thousands by filing date | principal |
| VELODYNE LIDAR INC | 92259F101 | COM | 39,656 | $452,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 10,135 | $451,000 | thousands by filing date | |
| SI BONE INC | 825704109 | COM | 14,167 | $451,000 | thousands by filing date | |
| BLINK CHARGING CO | 09354A100 | COM | 10,976 | $451,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 220,000 | $449,000 | thousands by filing date | call |
| CONSTELLIUM SE | F21107101 | CL A SHS | 30,522 | $449,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTREAM O | 18469P209 | COM | 24,011 | $449,000 | thousands by filing date | |
| WEST FRASER TIMBER CO LTD COM | 952845105 | Stock | 6,219 | $448,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 15,054 | $448,000 | thousands by filing date | |
| ISHARES TR | 46436E536 | US SML CP VALUE | 14,614 | $448,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 65,300 | $447,000 | thousands by filing date | call |
| NEWS CORP NEW | 65249B208 | CL B | 19,056 | $447,000 | thousands by filing date | |
| BLUELINX HOLDINGS INC | 09624H208 | COMMON STOCK | 11,400 | $447,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 3,950 | $447,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 36,404 | $446,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 87,411 | $444,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 7,383 | $444,000 | thousands by filing date | |
| SOCIAL CAPITAL HEDOSOPHA HLD | G82514103 | SHS CL A | 40,420 | $443,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 11,722 | $442,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 6,627 | $442,000 | thousands by filing date | |
| OFFICE PPTYS INCOME TR | 67623C109 | COM SHS BEN INT | 15,991 | $440,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 51,447 | $439,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 24,850 | $439,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 5,701 | $439,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 22,680 | $438,000 | thousands by filing date | |
| ALPHA ARCHITECT INTERNATIONAL QUANTITATIVE VALUE ETF | 02072L201 | ETF | 15,184 | $438,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 76,832 | $437,000 | thousands by filing date | |
| APTINYX INC | 03836N103 | COM | 145,785 | $437,000 | thousands by filing date | |
| REINVENT TECHNOLOGY PARTNERS | G7483N129 | CL A | 42,900 | $435,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 4,512 | $434,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 15,473 | $433,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 12,366 | $432,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 15,775 | $432,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2028 CORPORATE BOND ETF | 46138J643 | ETF | 19,113 | $431,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 14,653 | $429,000 | thousands by filing date | |
| DENALI THERAPEUTICS INC COM | 24823R105 | Stock | 7,485 | $427,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 21,788 | $427,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 6,803 | $427,000 | thousands by filing date | |
| RBB FD INC | 74933W601 | MOTLEY FOL ETF | 11,962 | $426,000 | thousands by filing date | |
| Ishares Bb Rated Corp B | 46435U473 | COM | 8,267 | $426,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 13,988 | $425,000 | thousands by filing date | |
| Taiwan Fund Inc/The/Md | 874036106 | COM | 15,036 | $425,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q779 | US MOMENTUM | 10,773 | $424,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 8,438 | $424,000 | thousands by filing date | |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 25,978 | $423,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 3,990 | $422,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 751 | $422,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 415,000 | $421,000 | thousands by filing date | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 46,505 | $420,000 | thousands by filing date | |
| SARATOGA INVESTMENT CORP | 80349A208 | COM NEW | 16,584 | $420,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 28,897 | $419,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 4,830 | $419,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 9,910 | $416,000 | thousands by filing date | |
| NUVEEN MASS QUALITY MUN INC | 67061E104 | COM | 29,100 | $416,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793400 | COM NEW | 11,656 | $416,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 16,446 | $412,000 | thousands by filing date | |
| ORIC PHARMACEUTICALS INC | 68622P109 | COM | 16,816 | $412,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 24,832 | $412,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 33,195 | $411,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 7,443 | $411,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 21,996 | $409,000 | thousands by filing date | |
| PUBMATIC INC CLASS A | 74467Q103 | COMMON STOCK | 8,288 | $409,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 59,097 | $409,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 2,874 | $408,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 6,891 | $407,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P607 | NUVEEN ESG SMLCP | 9,463 | $407,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 14,324 | $405,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y479 | ETFs | 11,014 | $405,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 32,742 | $405,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 15,832 | $403,000 | thousands by filing date | |
| METROMILE INC | 591697107 | COM | 39,152 | $403,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 19,429 | $402,000 | thousands by filing date | |
| AGNT INC | 30212W100 | COM | 8,832 | $402,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 213,400 | $401,000 | thousands by filing date | call |
| STOCK YDS BANCORP INC | 861025104 | COM | 7,848 | $401,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 20,762 | $400,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 107,000 | $400,000 | thousands by filing date | call |
| GLOBAL BLOOD THERAPEUTICS USD | 37890U108 | COM | 9,802 | $399,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 10,801 | $398,000 | thousands by filing date | |
| UFP INDUSTRIES INC | 90278Q108 | COM | 5,248 | $398,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 14,950 | $398,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 26,648 | $397,000 | thousands by filing date | |
| ALPHA ARCHITECT U.S. QUANTITATIVE MOMENTUM ETF | 02072L409 | ETF | 7,600 | $397,000 | thousands by filing date | |
| ACADEMY SPORTS & OUTDOORS INC COM | 00402L107 | Stock | 14,654 | $396,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 9,608 | $395,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 7,674 | $394,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 35,441 | $394,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 27,498 | $392,000 | thousands by filing date | |
| ABRDN GLOBAL PREMIER PPTYS F | 00302L108 | COM SH BEN INT | 65,782 | $391,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 38,023 | $391,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 6,725 | $390,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 25,943 | $390,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 7,977 | $389,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 30,400 | $389,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 41,927 | $389,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 18,145 | $389,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 3,241 | $389,000 | thousands by filing date | |
| TWO HARBORS INVENTMENT CORPO | 90187BAA9 | NOTE 6.250% 1/1 | 380,000 | $388,000 | thousands by filing date | principal |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 24,651 | $387,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P409 | NUVEEN ESG MIDCP | 7,704 | $386,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 38,508 | $385,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 27,810 | $385,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 41,110 | $385,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 10,693 | $384,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 15,943 | $383,000 | thousands by filing date | |
| ATLAS CREST INVT CORP | 049284102 | COM | 38,138 | $383,000 | thousands by filing date | |
| BERKELEY LTS INC | 084310101 | COM | 7,613 | $382,000 | thousands by filing date | |
| STRATEGIC ED INC COM | 86272C103 | Stock | 4,145 | $381,000 | thousands by filing date | |
| SFL CORP LTD | G7738W106 | COMMON STOCK | 47,490 | $381,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 7,050 | $380,000 | thousands by filing date | |
| DOMO INC | 257554105 | COM CL B | 6,751 | $380,000 | thousands by filing date | |
| MORPHIC HLDG INC | 61775R105 | COM | 6,004 | $380,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 2,800 | $379,000 | thousands by filing date | |
| JOINT CORP | 47973J102 | COM | 7,827 | $379,000 | thousands by filing date | |
| HYLIION HOLDINGS CORP | 449109107 | COMMON STOCK | 35,327 | $377,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 6,793 | $377,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 6,374 | $376,000 | thousands by filing date | |
| DWS MUNICIPAL INCOME TRUST | 233368109 | COM | 32,301 | $376,000 | thousands by filing date | |
| MARAVAI LIFESCIENCES HLDGS A | 56600D107 | COMMON STOCK | 10,550 | $376,000 | thousands by filing date | |
| INVESCO RAFI DEVELOPED MARKETS EX-U.S. SMALL-MID ETF | 46138E735 | ETF | 10,271 | $376,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 15,690 | $376,000 | thousands by filing date | |
| ASENSUS SURGICAL INC | 04367G103 | COM | 115,500 | $375,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 51,047 | $374,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 10,303 | $373,000 | thousands by filing date | |
| UBS AG LONDON BRANCH | 902677780 | NT LKD 24 | 662 | $372,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 9,598 | $371,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 29,743 | $371,000 | thousands by filing date | |
| RED ROCK RESORTS INC | 75700L108 | CL A | 11,387 | $371,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 33,700 | $370,000 | thousands by filing date | call |
| CROCS INC COM | 227046109 | Stock | 4,602 | $370,000 | thousands by filing date | |
| TRILLIUM THERAPEUTICS INC COM NEW | 89620X506 | Stock | 34,482 | $370,000 | thousands by filing date | |
| NUVEEN ESG MID-CAP VALUE ETF | 67092P508 | ETF | 10,724 | $369,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 20,449 | $369,000 | thousands by filing date | |
| NUVEEN ENHANCED MUNICIPAL VALU | 67074M101 | COM | 21,974 | $369,000 | thousands by filing date | |
| SIENTRA INC | 82621J105 | COM | 50,450 | $368,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 14,036 | $367,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 22,751 | $366,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137Y500 | ZACKS MULT AST | 15,728 | $365,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 17,936 | $364,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 9,354 | $363,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 4,494 | $362,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 29,621 | $362,000 | thousands by filing date | |
| ACIES ACQUISITION CORP | G0103T105 | CL A | 36,353 | $362,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 103,000 | $361,000 | thousands by filing date | call |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 4,231 | $361,000 | thousands by filing date | |
| Rafael Holdings Inc Class B | 75062E106 | COM | 9,050 | $361,000 | thousands by filing date | |
| ISHARES TR | 46434V639 | CUR HD EURZN ETF | 10,466 | $358,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 4,212 | $357,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 4,760 | $357,000 | thousands by filing date | |
| TRANSMEDICS GROUP INC | 89377M109 | COM | 8,595 | $357,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 14,073 | $357,000 | thousands by filing date | |
| PARSONS CORP DEL COM | 70202L102 | Stock | 8,798 | $356,000 | thousands by filing date | |
| KORNIT DIGITAL LTD | M6372Q113 | SHS | 3,579 | $355,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 9,060 | $355,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 14,745 | $354,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 9,774 | $354,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 12,917 | $352,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 106,000 | $351,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q878 | HIGH YLD RESRCH | 6,799 | $350,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 6,939 | $350,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 20,213 | $349,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 11,362 | $348,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 80,600 | $347,000 | thousands by filing date | call |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 340,000 | $347,000 | thousands by filing date | principal |
| ISHARES TR | 464288372 | COM | 7,669 | $346,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 19,904 | $346,000 | thousands by filing date | |
| XPERI HLDG CORP | 98390M103 | COM | 15,900 | $346,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 96,112 | $346,000 | thousands by filing date | |
| SSGA ACTIVE TR | 78470P309 | ST STR MARKE ETF | 6,857 | $345,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 18,730 | $344,000 | thousands by filing date | |
| NUSHARES ETF TR | 67092P102 | NUVEEN ENHNC YLD | 13,923 | $344,000 | thousands by filing date | |
| VEONEER INC | 92336X109 | COM | 14,028 | $343,000 | thousands by filing date | |
| LOANDEPOT INC | 53946R106 | COM CL A | 17,226 | $343,000 | thousands by filing date | |
| AFFIRM HLDGS INC COM CL A | 00827B106 | Stock | 4,840 | $342,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 22,452 | $341,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 24,857 | $341,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 8,869 | $340,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 3,672 | $340,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 31,911 | $339,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J833 | BULSHS 2024 HY | 13,577 | $339,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 15,468 | $338,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 11,144 | $338,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 22,859 | $337,000 | thousands by filing date | |
| PROSHARES TR | 74347B375 | LONG ONLINE SHRT | 4,027 | $337,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 12,388 | $336,000 | thousands by filing date | |
| INVESCO BULLETSHARES 2029 CORPORATE BOND ETF | 46138J577 | ETF | 16,238 | $336,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 45,880 | $336,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 2,720 | $335,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 7,892 | $335,000 | thousands by filing date | |
| ONEWATER MARINE INC CL A | 68280L101 | COMMON STOCK | 8,387 | $335,000 | thousands by filing date | |
| TRONOX HOLDINGS PLC SHS | G9087Q102 | Stock | 18,257 | $334,000 | thousands by filing date | |
| TELOS CORP MD | 87969B101 | COM | 8,820 | $334,000 | thousands by filing date | |
| CERTARA INC COM | 15687V109 | Stock | 12,210 | $333,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 6,189 | $333,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 7,677 | $333,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 103,616 | $332,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 6,965 | $330,000 | thousands by filing date | |
| TTEC HLDGS INC | 89854H102 | COM | 3,288 | $330,000 | thousands by filing date | |
| Akoustis Technologies Inc | 00973N102 | COM | 24,722 | $330,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 2,546 | $329,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 23,796 | $328,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 76,314 | $327,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 16,649 | $326,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 5,400 | $326,000 | thousands by filing date | call |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 5,612 | $326,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 50,307 | $326,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,673 | $326,000 | thousands by filing date | |
| HESKA CORP | 42805E306 | COM | 1,933 | $326,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 14,235 | $326,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 7,767 | $325,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 35,817 | $325,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 192,155 | $325,000 | thousands by filing date | |
| FRANCHISE GROUP INC | 35180X105 | COM | 8,979 | $324,000 | thousands by filing date | |
| VIRTUS CONVERTIBLE & INC 202 | 92838R105 | COM | 31,250 | $324,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 1,435 | $323,000 | thousands by filing date | |
| FIRST EAGLE SENIOR LOAN FUND | 32010E100 | COM NEW | 22,515 | $323,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 12,781 | $323,000 | thousands by filing date | |
| INNOVATIVE INDL PPTYS INC COM | 45781V101 | REIT | 1,790 | $322,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 18,107 | $322,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 59,825 | $321,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 4,333 | $321,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 5,165 | $321,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 48,319 | $320,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 76,097 | $320,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189H300 | JP MRGAN EM LOC | 10,422 | $320,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 55,250 | $320,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108805 | AMPLIFY LITHIUM | 20,895 | $320,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L108 | SELECT FINL | 11,352 | $319,000 | thousands by filing date | |
| NUVEEN CR OPPORTUNITIES 2022 | 67075U102 | COM | 38,022 | $319,000 | thousands by filing date | |
| EASTERN BANKSHARES INC COM | 27627N105 | Stock | 16,500 | $318,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 9,322 | $318,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 31,511 | $318,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 2,736 | $317,000 | thousands by filing date | |
| MEDTECH ACQUISITION CORP | 58507N204 | UNIT 12/18/2025 | 31,500 | $317,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 179,491 | $316,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 40,567 | $315,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 10,980 | $315,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 7,256 | $314,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 39,860 | $314,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 4,670 | $313,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 17,791 | $312,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 26,000 | $312,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 2,800 | $310,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 5,470 | $309,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 23,976 | $309,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 36,314 | $308,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST | 85571BAH8 | Convertible Debt | 296,000 | $308,000 | thousands by filing date | principal |
| CHATHAM LODGING TR | 16208T102 | COM | 23,341 | $307,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739G103 | MNGD FUTRS STRGY | 6,455 | $306,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 6,540 | $305,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 53,462 | $305,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES SWISS | 46138R108 | SWISS FRANC | 3,173 | $305,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 6,139 | $305,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 7,735 | $305,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 14,051 | $305,000 | thousands by filing date | |
| XPENG INC ADS | 98422D105 | ADR | 8,315 | $304,000 | thousands by filing date | |
| METROPOLITAN BANK HOLDING CO | 591774104 | COMMON STOCK | 6,045 | $304,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 7,274 | $303,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 38,414 | $302,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 33,458 | $302,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096AF9 | DBCV 4.375% 2/0 | 295,000 | $302,000 | thousands by filing date | principal |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 6,410 | $301,000 | thousands by filing date | |
| GLADSTONE LAND CORP | 376549101 | REIT | 16,318 | $299,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 17,947 | $299,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 23,947 | $297,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 34,544 | $297,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 56,579 | $297,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 6,817 | $297,000 | thousands by filing date | |
| PROCURE SPACE ETF | 74280R205 | ETF | 10,421 | $297,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 3,778 | $296,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A101 | CMN | 3,162 | $296,000 | thousands by filing date | |
| AZURE POWER GLOBAL LTD | V0393H103 | COM | 10,838 | $295,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 293,000 | $295,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 21,935 | $294,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 294,000 | $294,000 | thousands by filing date | principal |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 5,644 | $293,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 14,993 | $293,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 4,395 | $293,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 10,162 | $293,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 31,248 | $292,000 | thousands by filing date | |
| NORTH AMERN CONSTR GROUP LTD | 656811106 | COM | 27,106 | $292,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 7,432 | $291,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 5,008 | $291,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 4,719 | $291,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 26,251 | $291,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 58,500 | $291,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 23,891 | $291,000 | thousands by filing date | |
| MFA FINL INC | 55272XAA0 | BOND | 294,000 | $291,000 | thousands by filing date | principal |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 30,356 | $291,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 67,498 | $290,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 37,000 | $289,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075AD7 | BOND | 294,000 | $289,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 4,560 | $288,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 4,579 | $288,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 27,448 | $288,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 14,300 | $288,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 23,407 | $288,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 19,249 | $287,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 3,916 | $287,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 20,878 | $285,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 19,543 | $285,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 6,470 | $285,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 8,750 | $284,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 72,700 | $284,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 1,261 | $283,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 11,532 | $281,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 5,332 | $281,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R655 | SP KENSHO CLEAN | 2,462 | $281,000 | thousands by filing date | |
| APA CORPORATION COM | 03743Q108 | Stock | 99,400 | $280,000 | thousands by filing date | put |
| CHEFS WHSE INC | 163086101 | COM | 9,180 | $280,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 9,695 | $280,000 | thousands by filing date | |
| CALLON PETROLEUM CORP | 13123X508 | COMMON STOCK | 7,258 | $280,000 | thousands by filing date | |
| COLLPLANT BIOTECHNOLOGIES LTD SHS NEW | 19516R107 | Stock | 20,800 | $280,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733A201 | DOW 30 EQL WGT | 9,407 | $278,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 27,895 | $278,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 10,389 | $277,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 8,219 | $277,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 18,488 | $277,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 15,159 | $276,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 6,902 | $276,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 13,499 | $276,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 4,772 | $275,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 4,737 | $275,000 | thousands by filing date | |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 38,463 | $274,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 30,348 | $274,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 11,332 | $273,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 74,600 | $272,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 44,373 | $271,000 | thousands by filing date | |
| TCP Cap Corp Sr Conv Nt | 87238qad5 | CONV | 265,000 | $271,000 | thousands by filing date | principal |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 15,158 | $270,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 6,713 | $270,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 11,317 | $269,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 24,400 | $268,000 | thousands by filing date | call |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 15,197 | $268,000 | thousands by filing date | |
| AMERICAN CENTURY ETF TR QUALITY DIVERSIFIED INTL | 025072406 | ETF | 5,365 | $268,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 1,980 | $267,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 16,399 | $267,000 | thousands by filing date | |
| FTAC OLYMPUS ACQUISITION COR | G37288100 | CL A SHS | 25,268 | $267,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,185 | $266,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 58,338 | $266,000 | thousands by filing date | |
| ESTABLISHMENT LABS HOLDINGS | G31249108 | COMMON STOCK | 4,250 | $266,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 3,858 | $266,000 | thousands by filing date | |
| APHRIA INC | 03765K104 | COM | 14,475 | $266,000 | thousands by filing date | |
| GRANITE PT MTG TR INC | 38741LAC1 | NOTE 6.375%10/0 | 280,000 | $266,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 17,997 | $265,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 18,136 | $265,000 | thousands by filing date | |
| ALDEYRA THERAPEUTICS INC | 01438T106 | COM | 22,300 | $265,000 | thousands by filing date | |
| ZAI LAB LTD ADR | 98887Q104 | ADR | 1,982 | $264,000 | thousands by filing date | |
| BLACKROCK N Y MUN INCOME TRU | 09248L106 | SH BEN INT | 17,065 | $264,000 | thousands by filing date | |
| PROQR THERAPEUTICS NV | N71542109 | SHS EURO | 40,000 | $264,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 20,101 | $264,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 17,360 | $264,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 8,739 | $263,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,750 | $262,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 25,646 | $262,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 21,273 | $262,000 | thousands by filing date | |
| HAPPEN INC COM NEW | 52603A208 | Stock | 15,796 | $261,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 6,081 | $261,000 | thousands by filing date | |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 2,339 | $260,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 12,762 | $260,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 22,729 | $260,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X434 | MSCI EAFE STRTGC | 3,588 | $259,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,215 | $259,000 | thousands by filing date | |
| LIBERTY ENERGY INC | 53115L104 | COM CL A | 22,899 | $259,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 2,123 | $259,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 6,483 | $259,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 15,600 | $257,000 | thousands by filing date | call |
| LAIRD SUPERFOOD INC | 50736T102 | CMN | 6,869 | $257,000 | thousands by filing date | |
| FINVOLUTION GROUP SPONSORED ADS | 31810T101 | ADR | 36,576 | $256,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 28,036 | $255,000 | thousands by filing date | |
| DXC TECHNOLOGY CO COM | 23355L106 | Stock | 41,200 | $255,000 | thousands by filing date | call |
| ROMEO POWER INC | 776153108 | COM | 30,570 | $255,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 13,153 | $255,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 28,500 | $254,000 | thousands by filing date | call |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 3,840 | $254,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 21,473 | $254,000 | thousands by filing date | |
| QELL ACQUISITION CORP | G7307X105 | CL A | 24,961 | $254,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 7,729 | $253,000 | thousands by filing date | |
| SPROTT ETF TRUST | 85210B102 | GOLD MINERS ETF | 9,437 | $253,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 40,821 | $253,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 19,000 | $252,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767835 | MSCI ALL CHINA | 6,472 | $252,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 24,400 | $251,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 5,711 | $250,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y889 | S&P 500 CATHOLIC | 5,050 | $250,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 3,621 | $250,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 24,877 | $249,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 16,556 | $249,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 5,392 | $248,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 9,827 | $248,000 | thousands by filing date | |
| ISHARES TR | 46436E700 | IBONDS 21 TRM TS | 9,792 | $248,000 | thousands by filing date | |
| Vanguard ESG U.S. Corporate Bond ETF | 921910691 | SHS | 3,400 | $247,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 5,399 | $246,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 28,008 | $246,000 | thousands by filing date | |
| HYDROFARMS HLDGS GROUP INC | 44888K209 | COM | 4,072 | $246,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X804 | COMMON STOCK | 3,493 | $244,000 | thousands by filing date | |
| COOTEK CAYMAN INC SPONSORED ADS | 21718L102 | ADR | 88,250 | $244,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 42,949 | $243,000 | thousands by filing date | |
| REDHILL BIOPHARMA LTD | 757468103 | ADR | 33,242 | $243,000 | thousands by filing date | |
| INDUSTRIAL LOGISTICS PPTYS T | 456237106 | COM SHS BEN INT | 10,441 | $242,000 | thousands by filing date | |
| CORMEDIX INC COM | 21900C308 | Stock | 24,099 | $241,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 23,119 | $240,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 295,000 | $240,000 | thousands by filing date | principal |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 13,855 | $239,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 4,203 | $238,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-21-000009 | this filing | 2021-05-14 | acceptance time not in the bulk data set |