13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-06, with 3,611 holding rows worth $65,845,080,000.
- Accession
- 0001084208-19-000018
- Filer
- CIK 1084208
- Filed
- 2019-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 3,702 entries on the cover page, a total value of $65,845,080,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $65,845,080,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 18,090 | $289,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 10,629 | $289,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 19,000 | $289,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 8,171 | $288,000 | thousands by filing date | |
| NEXGEN ENERGY LTD COM | 65340P106 | Stock | 178,253 | $288,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 5,933 | $287,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 5,344 | $286,000 | thousands by filing date | |
| ISHARES MSCI BRAZIL SMALL-CAP ETF | 464289131 | ETF | 18,625 | $285,000 | thousands by filing date | |
| ATLANTICA YIELD PLC | G0751N103 | SHS | 14,596 | $284,000 | thousands by filing date | |
| High Yield ETF | 30151E814 | HIGH YIELD ETF | 8,076 | $282,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 14,695 | $282,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 31,916 | $281,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 22,651 | $281,000 | thousands by filing date | |
| FUNKO INC CLASS A | 361008105 | COMMON STOCK | 12,922 | $281,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 18,988 | $281,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 41,060 | $281,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 16,808 | $280,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 49,481 | $280,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 24,702 | $280,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q886 | DIVERSFED RTRN | 4,290 | $279,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 7,385 | $278,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 25,758 | $278,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 61,239 | $278,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 17,245 | $277,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 34,684 | $277,000 | thousands by filing date | |
| RA PHARMACEUTICALS INC | 74933V108 | COM | 12,350 | $277,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,748 | $274,000 | thousands by filing date | |
| DROPBOX INC CL A | 26210C104 | Stock | 12,547 | $274,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,619 | $274,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 31,828 | $274,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 9,666 | $273,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 3,915 | $272,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 32,016 | $272,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 13,198 | $272,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 7,320 | $271,000 | thousands by filing date | |
| NINE ENERGY SERVICE INC | 65441V101 | COM | 11,943 | $271,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 47,171 | $270,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 4,797 | $269,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 8,275 | $269,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 23,655 | $269,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 5,123 | $268,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 20,072 | $268,000 | thousands by filing date | |
| CODEXIS INC | 192005106 | COM | 13,042 | $268,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 70,500 | $268,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 9,955 | $268,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 57,821 | $268,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1,870 | $267,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E123 | S&P SMLCP INDL | 4,240 | $267,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 8,328 | $267,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 7,300 | $265,000 | thousands by filing date | call |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 7,429 | $265,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 15,872 | $265,000 | thousands by filing date | |
| COLUMBIA ETF TR I | 19761L508 | DIVERSIFID FXD | 13,331 | $265,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 11,595 | $265,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 27,925 | $264,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 4,149 | $264,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 8,853 | $262,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 24,753 | $261,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 11,228 | $260,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 4,828 | $259,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V241 | S&P500 QUALITY | 8,052 | $259,000 | thousands by filing date | |
| MACERICH CO | 554382101 | COM | 5,975 | $259,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 5,130 | $258,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 12,295 | $258,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 350 | $257,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 33,013 | $257,000 | thousands by filing date | |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 13,341 | $257,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 8,473 | $256,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 10,957 | $256,000 | thousands by filing date | |
| WILLSCOT CORP | 971375126 | COM | 23,100 | $256,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 6,108 | $255,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 13,409 | $255,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 100,834 | $254,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 9,973 | $254,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 82,736 | $253,000 | thousands by filing date | |
| CLEARWAY ENERGY INC CL C | 18539C204 | Stock | 16,773 | $253,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 23,486 | $253,000 | thousands by filing date | |
| DIAMOND S SHIPPING INC COM | Y20676105 | COM | 24,334 | $253,000 | thousands by filing date | |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 4,799 | $252,000 | thousands by filing date | |
| FOX CORP | 35137L204 | CL B COM | 7,019 | $252,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 7,077 | $252,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 4,894 | $252,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X719 | CHINADIV EX FI | 3,223 | $251,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 4,601 | $250,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 15,836 | $250,000 | thousands by filing date | |
| CAPSTAR FINL HLDGS INC | 14070T102 | COM | 17,305 | $250,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 2,869 | $248,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 11,732 | $247,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 14,050 | $247,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 6,022 | $246,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 12,301 | $246,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 116,700 | $245,000 | thousands by filing date | call |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 6,652 | $245,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 25,396 | $245,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 31,514 | $245,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 46,211 | $245,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 4,604 | $244,000 | thousands by filing date | |
| MANITOWOC CO INC | 563571405 | COM NEW | 14,868 | $244,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X511 | YIELD ENHANCD US | 4,878 | $243,000 | thousands by filing date | |
| WARRIOR MET COAL INC | 93627C101 | COM | 8,004 | $243,000 | thousands by filing date | |
| POLARITYTE INC | 731094108 | COM | 22,730 | $243,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 7,827 | $242,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 24,095 | $242,000 | thousands by filing date | |
| NIO INC SPON ADS | 62914V106 | ADR | 47,421 | $242,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 1,689 | $242,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 8,657 | $242,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 179,400 | $241,000 | thousands by filing date | call |
| COCA COLA CONS INC | 191098102 | COM | 837 | $241,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 8,268 | $241,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 66,400 | $240,000 | thousands by filing date | put |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 20,019 | $240,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 11,520 | $239,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 14,990 | $239,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 12,826 | $239,000 | thousands by filing date | |
| Invesco KBW Premium Yield | 46138E594 | KBW PREM YIELD | 7,790 | $239,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 15,281 | $238,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 33,261 | $238,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 30,263 | $238,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 20,845 | $238,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 5,627 | $238,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 18,457 | $238,000 | thousands by filing date | |
| AVANOS MED INC | 05350V106 | COM | 5,560 | $237,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 7,656 | $237,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 9,560 | $237,000 | thousands by filing date | |
| NOVOCURE LTD | G6674U108 | ORD SHS | 4,902 | $236,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 10,871 | $236,000 | thousands by filing date | |
| FIRST BANCSHARES INC MISS | 318916103 | COM | 7,633 | $236,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 3,830 | $234,000 | thousands by filing date | |
| ARK ETF TR | 00214Q708 | BLOC FIN INN ETF | 10,841 | $234,000 | thousands by filing date | |
| McCormick & Company Inc | 579780107 | COM | 1,566 | $234,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 21,033 | $234,000 | thousands by filing date | |
| PERMIANVILLE RTY TR | 71425H100 | TR UNIT | 70,400 | $234,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 59,700 | $234,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,200 | $233,000 | thousands by filing date | call |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 7,721 | $233,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 3,738 | $233,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 6,241 | $233,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 3,984 | $233,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 16,265 | $233,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 5,736 | $232,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 788 | $232,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 31,803 | $232,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 6,044 | $232,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 60,322 | $232,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q643 | SPROTT GL MINE | 12,264 | $232,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 13,621 | $231,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 3,685 | $231,000 | thousands by filing date | |
| ARK ETF TR | 00214Q203 | AUTNMUS TECHNLGY | 6,750 | $230,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,694 | $230,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 43,799 | $230,000 | thousands by filing date | |
| DURECT CORP | 266605104 | COM | 367,000 | $230,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 14,809 | $229,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 5,610 | $229,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 68,300 | $229,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 35,000 | $228,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,750 | $228,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,167 | $228,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 3,509 | $228,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 15,224 | $227,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 15,539 | $227,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 5,215 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 11,364 | $227,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 17,089 | $226,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 39,806 | $226,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 121,500 | $225,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 203,200 | $225,000 | thousands by filing date | call |
| Vanguard ESG International Stock ETF | 921910725 | SHS | 4,617 | $225,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 6,404 | $225,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 3,365 | $225,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 5,623 | $225,000 | thousands by filing date | |
| ETF MANAGERS TR | 26924G706 | WEDBUSH VID GAME | 5,035 | $225,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 16,339 | $224,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 16,539 | $223,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 7,323 | $223,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 75,415 | $223,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 72,200 | $222,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 8,835 | $222,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 21,436 | $222,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 17,917 | $221,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 5,153 | $221,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 3,404 | $220,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 4,746 | $220,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 16,453 | $220,000 | thousands by filing date | |
| DBX ETF TR | 233051515 | XTRACKERS FTSE | 8,001 | $220,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 4,010 | $220,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 18,257 | $220,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,223 | $219,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 20,938 | $219,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 33,707 | $218,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 11,606 | $217,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 17,215 | $217,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 11,528 | $217,000 | thousands by filing date | |
| PROTECTIVE INSURANCE CORP- B | 74368l203 | COM | 11,731 | $217,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H106 | AGRICULTURE FD | 13,108 | $216,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 13,140 | $216,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 7,338 | $216,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 5,915 | $215,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 15,030 | $215,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 15,707 | $215,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 3,750 | $215,000 | thousands by filing date | |
| INVSC RAFI US 1500 SML MID ETF | 46137V209 | ETF | 5,821 | $214,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 96,600 | $213,000 | thousands by filing date | call |
| PAPA JOHNS INTL INC | 698813102 | COM | 4,027 | $213,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 5,445 | $213,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 9,332 | $213,000 | thousands by filing date | |
| ETFS GOLD TR | 00326A104 | PHYSCL GOLD SHS | 1,700 | $212,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 3,005 | $212,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 14,806 | $212,000 | thousands by filing date | |
| PROSHARES TR | 74347B847 | MSCI EMRG MKTS | 3,660 | $211,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 12,338 | $211,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 43,400 | $210,000 | thousands by filing date | call |
| INOGEN INC | 45780L104 | COM | 2,202 | $210,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 12,811 | $210,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 18,240 | $210,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F460 | CEF MUNI INCOME | 8,017 | $209,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 3,717 | $209,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 135,054 | $209,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 11,843 | $208,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 28,142 | $208,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 20,614 | $207,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 9,638 | $207,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 175 | $207,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 13,887 | $206,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 5,742 | $206,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 9,090 | $206,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 6,381 | $206,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 5,782 | $206,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 3,001 | $205,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 26,200 | $204,000 | thousands by filing date | call |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 6,422 | $204,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 16,708 | $204,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 10,573 | $204,000 | thousands by filing date | |
| SWITCH INC | 87105L104 | CL A | 19,769 | $204,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 205,000 | $204,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 700 | $203,000 | thousands by filing date | call |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,344 | $203,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 8,962 | $203,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 5,891 | $203,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 1,783 | $202,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 13,469 | $202,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 168,100 | $201,000 | thousands by filing date | call |
| ADVANSIX INC | 00773T101 | COM | 7,028 | $201,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 10,888 | $201,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 15,476 | $201,000 | thousands by filing date | |
| CEL-SCI CORP | 150837607 | COM PAR NEW | 56,749 | $201,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 44,232 | $201,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 10,927 | $199,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 12,395 | $197,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 21,837 | $195,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 14,764 | $195,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 15,371 | $194,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 13,874 | $193,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 200,000 | $193,000 | thousands by filing date | principal |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 13,080 | $192,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 14,301 | $192,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 13,240 | $192,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 10,272 | $190,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 19,034 | $190,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 50,728 | $190,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 10,737 | $189,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 10,114 | $188,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 11,624 | $188,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 12,765 | $187,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 34,550 | $187,000 | thousands by filing date | |
| Mercantil Bank Holding Corporation | 58734F305 | Not 13F Security | 13,350 | $186,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 14,012 | $185,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 18,700 | $183,000 | thousands by filing date | |
| Veru Inc | 92536C103 | Common Stock | 125,000 | $183,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 18,688 | $182,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 13,865 | $182,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 16,625 | $182,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 40,583 | $181,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 15,793 | $181,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,155 | $181,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 45,209 | $180,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 13,882 | $180,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 19,913 | $180,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 14,434 | $180,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 14,477 | $179,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 14,682 | $178,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 11,433 | $178,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 10,411 | $177,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 10,581 | $177,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 10,488 | $175,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 16,161 | $175,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 18,326 | $175,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 26,415 | $175,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 19,900 | $175,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 13,248 | $173,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 10,406 | $170,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 11,346 | $170,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 12,185 | $169,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 17,010 | $169,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 29,159 | $169,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 12,333 | $167,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 44,179 | $167,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 13,650 | $166,000 | thousands by filing date | |
| LEVEL BRANDS INC | 52730Q209 | COM NEW | 37,448 | $166,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 338480106 | COM | 11,958 | $165,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 10,157 | $164,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 24,826 | $161,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 14,466 | $161,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 12,270 | $160,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 28,557 | $159,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 11,711 | $158,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 33,100 | $158,000 | thousands by filing date | call |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 26,344 | $157,000 | thousands by filing date | |
| MONOLITHIC PWR SYS INC COM | 609839105 | Stock | 17,800 | $155,000 | thousands by filing date | call |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 16,508 | $155,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 18,300 | $154,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 18,255 | $152,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 61,235 | $152,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 11,583 | $149,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 13,497 | $149,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 21,542 | $148,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 20,539 | $147,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 22,755 | $147,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 12,004 | $146,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 11,242 | $146,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 10,766 | $146,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 16,475 | $145,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 23,742 | $145,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 48,906 | $145,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 14,682 | $144,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 142,700 | $142,000 | thousands by filing date | call |
| MCDERMOTT INTL INC COM | 580037703 | Stock | 19,131 | $142,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 12,675 | $141,000 | thousands by filing date | |
| NUVEEN MUN 2021 TARGET TERM | 670687102 | COM | 14,500 | $140,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 44,700 | $138,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 12,599 | $138,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 10,245 | $137,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 18,400 | $136,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 19,500 | $135,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 20,500 | $135,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 16,959 | $132,000 | thousands by filing date | |
| DOVA PHARMACEUTICALS INC | 25985T102 | COM | 14,853 | $132,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 53,772 | $132,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 153,558 | $131,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 10,714 | $130,000 | thousands by filing date | |
| NUVEEN EMERGING MKTS DEBT 20 | 67077P101 | COM | 14,945 | $130,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 30,185 | $130,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 32,500 | $130,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 10,399 | $129,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 14,488 | $129,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE PFD INCO | 33848E106 | COM | 11,460 | $129,000 | thousands by filing date | |
| SUPER LEAGUE ENTERPRISE INC COM | 86804F202 | Stock | 16,000 | $129,000 | thousands by filing date | |
| DWS STRATEGIC MUN INCOME TR | 23342Q101 | COM | 11,428 | $128,000 | thousands by filing date | |
| EATON VANCE NEW YORK MUN BD | 27827Y109 | COM | 10,853 | $128,000 | thousands by filing date | |
| SIGA TECHNOLOGIES INC COM | 826917106 | Stock | 21,100 | $127,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 103,725 | $125,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 15,785 | $125,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 21,100 | $125,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 75,020 | $124,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 37,065 | $124,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 11,671 | $123,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 22,490 | $123,000 | thousands by filing date | |
| AMERICAN FINANCE TRUST INC | 02607T109 | COM CLASS A | 11,290 | $122,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 14,648 | $122,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 84,400 | $121,000 | thousands by filing date | put |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 15,330 | $121,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 10,570 | $121,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 10,208 | $120,000 | thousands by filing date | |
| FOUNDATION BLDG MATLS INC | 350392106 | COM | 12,173 | $120,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 20,956 | $119,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 38,793 | $118,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 47,827 | $116,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 52,433 | $116,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 11,087 | $113,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 16,000 | $112,000 | thousands by filing date | put |
| KLA CORP | 482480100 | COM | 36,700 | $111,000 | thousands by filing date | call |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 114,241 | $111,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 26,348 | $110,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 13,757 | $109,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 13,207 | $107,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 12,624 | $106,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 46,027 | $106,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760102 | COM CL A | 10,500 | $106,000 | thousands by filing date | |
| SYNDAX PHARMACEUTICALS INC | 87164F105 | COM | 20,000 | $105,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 26,777 | $105,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 10,120 | $105,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 28,000 | $105,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 15,086 | $104,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 30,000 | $104,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 30,656 | $103,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 11,343 | $102,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 19,426 | $102,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 21,000 | $100,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 11,800 | $100,000 | thousands by filing date | call |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 13,287 | $100,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 20,087 | $100,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 11,775 | $99,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $99,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 46,150 | $97,000 | thousands by filing date | |
| CHAPARRAL ENERGY INC | 15942R208 | COM CL A | 17,030 | $97,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 12,838 | $97,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 12,000 | $96,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 10,422 | $95,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 45,125 | $95,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 12,975 | $94,000 | thousands by filing date | |
| ALPINE IMMUNE SCIENCES INC | 02083G100 | COM | 13,744 | $94,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 45,351 | $93,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,449 | $93,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 17,648 | $92,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 10,060 | $92,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 21,461 | $92,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 11,110 | $92,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 12,018 | $91,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 30,200 | $91,000 | thousands by filing date | call |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 10,844 | $90,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 11,761 | $89,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 21,650 | $88,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 22,279 | $88,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 12,000 | $87,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 26,640 | $87,000 | thousands by filing date | |
| EVERSPIN TECHNOLOGIES INC | 30041T104 | COMMON STOCK | 11,300 | $87,000 | thousands by filing date | |
| FIVE POINT HOLDINGS LLC | 33833Q106 | COM CL A | 12,064 | $87,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 14,148 | $87,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 10,071 | $87,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 14,904 | $86,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 28,200 | $85,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 16,291 | $85,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 14,100 | $85,000 | thousands by filing date | call |
| ENERGOUS CORP | 29272C103 | COM | 13,178 | $84,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 20,172 | $83,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 11,400 | $83,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 12,767 | $83,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 54,400 | $83,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 82,377 | $82,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 11,644 | $79,000 | thousands by filing date | |
| HEXO CORP | 428304109 | COM | 11,978 | $79,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 55,000 | $79,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 117,300 | $76,000 | thousands by filing date | call |
| BLACKSTONE MTG TR INC | 09257WAC4 | NOTE 4.750% 3/1 | 75,000 | $76,000 | thousands by filing date | principal |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 12,595 | $75,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 14,300 | $74,000 | thousands by filing date | |
| SILVERCREST METALS INC | 828363101 | COM | 22,674 | $74,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 11,947 | $74,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938JAB2 | NOTE | 85,000 | $74,000 | thousands by filing date | principal |
| DISCOVER FINL SVCS | 254709108 | COM | 17,700 | $73,000 | thousands by filing date | call |
| INVESCO QQQ TR | 46090E103 | COM | 23,000 | $72,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 68,000 | $71,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 126,000 | $71,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 91,200 | $70,000 | thousands by filing date | call |
| RITEAID CORP | 767754104 | COM | 109,335 | $69,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 28,400 | $68,000 | thousands by filing date | call |
| AK STEEL HOLDING CORP | 001547108 | COM | 24,798 | $68,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 13,375 | $67,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 114,924 | $67,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 14,175 | $67,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 13,007 | $66,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 16,805 | $66,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,700 | $66,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 13,300 | $65,000 | thousands by filing date | put |
| TTOO | 89853L104 | Stock | 24,850 | $65,000 | thousands by filing date | |
| NEUROTROPE INC | 64129T207 | COM NEW | 11,773 | $64,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 119,200 | $63,000 | thousands by filing date | call |
| MEDLEY CAP CORP | 58503F106 | COM | 19,954 | $62,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 176,100 | $61,000 | thousands by filing date | call |
| GEE GROUP INC | 36165A102 | COM | 50,853 | $61,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 23,334 | $61,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 40,003 | $60,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 16,699 | $59,000 | thousands by filing date | |
| CORINDUS VASCULAR ROBOTICS I | 218730109 | COM | 34,137 | $59,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 15,574 | $58,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 19,000 | $58,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 14,720 | $56,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 38,800 | $56,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 45,670 | $55,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 10,130 | $55,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 14,020 | $54,000 | thousands by filing date | |
| THE MEET GROUP INC. | 58513U101 | Common Stock | 10,740 | $54,000 | thousands by filing date | |
| SIENNA BIOPHARMACEUTICALS IN | 82622H108 | COM | 23,226 | $54,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 14,800 | $51,000 | thousands by filing date | call |
| SILVERCORP METALS INC COMP | 82835P103 | EQUITY | 18,998 | $49,000 | thousands by filing date | |
| BRISTOL-MYERS SQUIBB CO | 110122AN8 | DBCV | 40,000 | $49,000 | thousands by filing date | principal |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 50,000 | $49,000 | thousands by filing date | principal |
| Home Depot, Inc | 437076102 | COM | 69,100 | $46,000 | thousands by filing date | call |
| BLINK CHARGING CO | 09354A100 | COM | 14,600 | $46,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 12,112 | $45,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 11,500 | $45,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 18,938 | $45,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 44,800 | $44,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 63,600 | $44,000 | thousands by filing date | call |
| NOVUS THERAPEUTICS INC | 67011N105 | COM | 10,944 | $44,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,000 | $42,000 | thousands by filing date | call |
| MURPHY OIL CORP COM | 626717102 | Stock | 12,800 | $42,000 | thousands by filing date | call |
| BEST BUY INC COM | 086516101 | Stock | 29,400 | $41,000 | thousands by filing date | call |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 20,507 | $41,000 | thousands by filing date | |
| MARRONE BIO INNOVATIONS INC | 57165B106 | COM | 26,892 | $41,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 25,000 | $41,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 10,605 | $40,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 16,285 | $40,000 | thousands by filing date | |
| OASIS PETE INC NEW | 674215AJ7 | NOTE | 43,000 | $40,000 | thousands by filing date | principal |
| TELIGENT INC NEW | 87960W104 | COM | 33,500 | $39,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 222,400 | $38,000 | thousands by filing date | call |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 12,658 | $38,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 11,000 | $36,000 | thousands by filing date | call |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 36,413 | $36,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 42,300 | $35,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 15,200 | $35,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-19-000018 | this filing | 2019-05-06 | acceptance time not in the bulk data set |