13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2019-03-31, filed 2019-05-06, with 3,611 holding rows worth $65,845,080,000.
- Accession
- 0001084208-19-000018
- Filer
- CIK 1084208
- Filed
- 2019-05-06
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2019
A holdings report, 3,702 entries on the cover page, a total value of $65,845,080,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $65,845,080,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| JETBLUE AWYS CORP | 477143101 | COM | 39,083 | $639,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 15,563 | $635,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 19,881 | $634,000 | thousands by filing date | |
| China Rapid Finance Ltd ADR | 16953Q105 | ADR | 570,093 | $633,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 49,272 | $632,000 | thousands by filing date | |
| BARINGS BDC INC | 06759L103 | COM | 64,336 | $631,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 8,604 | $629,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 40,942 | $629,000 | thousands by filing date | |
| INVESCO ACTVELY MNGD ETC FD | 46090F100 | OPTIMUM YIELD | 37,808 | $628,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 220,621 | $627,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 17,361 | $626,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 13,979 | $626,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 64,784 | $624,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 62,109 | $624,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 1,531 | $623,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 13,279 | $621,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 46,275 | $621,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 21,338 | $619,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 43,465 | $618,000 | thousands by filing date | |
| EVO PMTS INC | 26927E104 | CL A COM | 21,207 | $616,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 15,456 | $615,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 13,326 | $614,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 10,680 | $613,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 31,838 | $613,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 23,502 | $612,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 36,980 | $610,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 6,431 | $609,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 38,421 | $609,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 450,000 | $608,000 | thousands by filing date | principal |
| HERON THERAPEUTICS INC | 427746102 | COM | 24,855 | $607,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 15,795 | $607,000 | thousands by filing date | |
| VICI PPTYS INC COM | 925652109 | REIT | 27,685 | $606,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 52,146 | $604,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 22,358 | $603,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 46,308 | $603,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 18,927 | $601,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 17,590 | $601,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 4,211 | $600,000 | thousands by filing date | |
| FOX FACTORY HLDG CORP | 35138V102 | COM | 8,565 | $599,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E545 | MSCI GBL TIMBR | 21,771 | $597,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 11,296 | $596,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 48,347 | $596,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 16,812 | $595,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 109,876 | $594,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 6,645 | $593,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 12,108 | $593,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 51,621 | $588,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 11,615 | $587,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 28,327 | $586,000 | thousands by filing date | |
| VANGUARD WELLINGTON FD | 921935607 | US MULTIFACTOR | 7,797 | $585,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 10,269 | $584,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 45,186 | $583,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 12,477 | $583,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 17,469 | $582,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 36,249 | $581,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 66,432 | $579,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 18,843 | $579,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 301,000 | $578,000 | thousands by filing date | principal |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 7,007 | $576,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 46,545 | $575,000 | thousands by filing date | |
| HIGHLAND GLOBAL ALLOCATION F | 43010T104 | COM | 44,364 | $573,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 46,056 | $573,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 32,548 | $572,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 29,153 | $572,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 72,135 | $570,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 32,585 | $570,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 13,701 | $570,000 | thousands by filing date | |
| GRANITE CONSTR INC COM | 387328107 | Stock | 13,175 | $569,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 44,826 | $569,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 15,579 | $567,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,565 | $566,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 42,754 | $566,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 30,314 | $565,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 42,582 | $563,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 14,337 | $562,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 14,648 | $562,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 14,671 | $562,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 17,737 | $561,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 24,703 | $560,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 37,993 | $560,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 38,908 | $560,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 4,332 | $559,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 11,249 | $559,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 56,482 | $559,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 58,425 | $557,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 40,338 | $553,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 21,573 | $552,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 35,107 | $552,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 10,236 | $551,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 127,633 | $550,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 6,174 | $548,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 23,008 | $546,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 20,480 | $545,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 21,724 | $543,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 16,454 | $543,000 | thousands by filing date | |
| ADAM NAT RES FD INC | 00548F105 | COM | 32,358 | $543,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 271,200 | $542,000 | thousands by filing date | |
| SAILPOINT TECHNOLOGIES HOLDING | 78781P105 | COM | 18,850 | $541,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 14,215 | $540,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 12,278 | $538,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 14,902 | $538,000 | thousands by filing date | |
| iShares U.S. ETF Trust iShares GSCI Commodity Dynamic Roll Strategy ETF | 46431W853 | SHS | 16,245 | $537,000 | thousands by filing date | |
| PDD HOLDINGS INC SPONSORED ADS | 722304102 | ADR | 21,666 | $537,000 | thousands by filing date | |
| AMNEAL PHARMACEUTICALS INC | 03168L105 | COM STK CL A | 37,894 | $537,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 15,540 | $536,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 56,368 | $534,000 | thousands by filing date | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 21,909 | $533,000 | thousands by filing date | |
| ORIGIN BANCORP INC | 68621T102 | COMMON STOCK | 15,554 | $530,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 14,522 | $529,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 40,861 | $528,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 72,451 | $527,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 20,173 | $526,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 35,369 | $525,000 | thousands by filing date | |
| APOLLO UNVT CORP | 03761U502 | COM NEW | 34,657 | $525,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 20,032 | $524,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 10,620 | $524,000 | thousands by filing date | |
| PLURALSIGHT INC | 72941B106 | COM CL A | 16,515 | $524,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 7,387 | $522,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 50,678 | $521,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 7,651 | $520,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 7,462 | $517,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 9,803 | $517,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 111,273 | $517,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 22,287 | $516,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 16,449 | $516,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 19,104 | $516,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 19,257 | $515,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 9,156 | $515,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 8,643 | $515,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 27,800 | $513,000 | thousands by filing date | call |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,690 | $512,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 22,687 | $512,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 6,717 | $512,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 56,400 | $509,000 | thousands by filing date | call |
| FIVE9 INC | 338307101 | COM | 9,604 | $507,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 99,827 | $507,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 4,560 | $506,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 8,916 | $506,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 17,792 | $506,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,619 | $505,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 56,067 | $505,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 13,549 | $505,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 13,235 | $505,000 | thousands by filing date | |
| NORTHWEST NAT HLDG CO COM | 66765N105 | Stock | 7,629 | $501,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 69,300 | $499,000 | thousands by filing date | call |
| TENABLE HLDGS INC | 88025T102 | COM | 15,760 | $499,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 55,114 | $499,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 49,931 | $498,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 9,524 | $498,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 23,909 | $495,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 34,784 | $494,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 48,213 | $494,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 32,552 | $493,000 | thousands by filing date | |
| BLOOM ENERGY CORP | 093712107 | COM | 38,093 | $492,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 9,064 | $491,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 36,618 | $491,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L505 | FRANKLIN INTL LW | 18,969 | $491,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 4,690 | $490,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 12,149 | $489,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 7,316 | $488,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 6,103 | $487,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 32,092 | $487,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 111,925 | $486,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 53,621 | $486,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 13,093 | $486,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 136,800 | $485,000 | thousands by filing date | call |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 51,576 | $484,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 6,822 | $484,000 | thousands by filing date | |
| FIRST TR EXCHNG TRADED FD VI | 33740F409 | INCOME OPPRTNTES | 22,504 | $482,000 | thousands by filing date | |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 89,865 | $482,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 15,500 | $481,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N865 | CMN | 10,470 | $481,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 6,676 | $480,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 488 | $479,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 10,087 | $479,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 59,220 | $479,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 19,446 | $479,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 45,523 | $478,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 699 | $478,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 14,080 | $478,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 14,960 | $477,000 | thousands by filing date | |
| EVI INDUSTRIES INC | 26929N102 | COMMON STOCK | 12,500 | $477,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 11,318 | $477,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 5,881 | $476,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 10,266 | $476,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 182,448 | $476,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J842 | MULTIFACTR SML | 18,341 | $475,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 21,843 | $474,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 17,913 | $474,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 25,279 | $474,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B388 | IQ U.S. LRGE CAP | 20,052 | $474,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 49,586 | $473,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 350,000 | $473,000 | thousands by filing date | principal |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 34,975 | $471,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 20,162 | $471,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B509 | RESEARCH ENHANCD | 20,824 | $470,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 10,187 | $470,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 18,435 | $470,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 30,377 | $470,000 | thousands by filing date | |
| BUSINESS FIRST BANCSHARES | 12326C105 | COMMON STOCK | 19,120 | $469,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 14,450 | $469,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 7,664 | $467,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 44,881 | $467,000 | thousands by filing date | |
| SB ONE BANCORP | 78413T103 | COM | 21,493 | $467,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 10,297 | $466,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 37,589 | $466,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 40,537 | $466,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 35,352 | $466,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L845 | QLT DIV DEF IDX | 10,411 | $465,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R712 | DORSEY WRIGHT | 23,152 | $465,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 7,424 | $463,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 66,579 | $463,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416409 | HARTFORD US EQTY | 14,900 | $461,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 39,035 | $460,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 9,081 | $459,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 24,521 | $459,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 3,386 | $459,000 | thousands by filing date | |
| MASTERCRAFT BOAT HOLDINGS IN | 57637H103 | COMMON STOCK | 20,316 | $459,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 42,957 | $459,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 19,750 | $459,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 31,610 | $458,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E333 | GLBX SUPRINC ETF | 39,475 | $458,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 18,687 | $457,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 37,312 | $457,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 22,366 | $456,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 9,794 | $456,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,693 | $456,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 9,478 | $454,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 29,247 | $453,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 13,684 | $452,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 18,077 | $451,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 81,069 | $451,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 8,953 | $451,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G888 | SHORT TERM ETF | 4,270 | $450,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 41,257 | $450,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 15,830 | $448,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 22,317 | $448,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 9,938 | $447,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 87,433 | $447,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 6,016 | $446,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 18,702 | $445,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 569,000 | $445,000 | thousands by filing date | principal |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 34,655 | $443,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 21,983 | $443,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 128,783 | $443,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,851 | $442,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,426 | $441,000 | thousands by filing date | |
| FIRST HAWAIIAN INC | 32051X108 | COM | 16,835 | $439,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 33,221 | $438,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 968 | $437,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 8,031 | $437,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 12,217 | $436,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 13,371 | $436,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 29,354 | $435,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 23,599 | $434,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 8,016 | $434,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 152,100 | $433,000 | thousands by filing date | call |
| AVISTA CORP COM | 05379B107 | Stock | 10,665 | $433,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 9,298 | $433,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 21,465 | $433,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 125,583 | $432,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 18,464 | $432,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 13,360 | $431,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 49,583 | $431,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 12,365 | $430,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 11,629 | $429,000 | thousands by filing date | |
| JELD-WEN HLDG INC | 47580P103 | COM | 24,275 | $429,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 16,399 | $427,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 12,563 | $426,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 42,858 | $426,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 4,717 | $425,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 12,316 | $423,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 16,018 | $423,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 20,030 | $423,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 6,578 | $422,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 10,000 | $422,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 20,992 | $421,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 21,129 | $420,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 12,105 | $419,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 8,299 | $418,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 5,747 | $417,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 6,566 | $417,000 | thousands by filing date | |
| iShares Emerging Markets Equity Factor ETF | 46434G889 | SHS | 9,718 | $415,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 29,625 | $415,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y475 | S&P 500 COVERED | 8,671 | $414,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 67,299 | $414,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 8,069 | $413,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 10,393 | $413,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 24,318 | $413,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 16,014 | $412,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 6,106 | $412,000 | thousands by filing date | |
| ABRDN PRECIOUS METALS BASKET | 003263100 | PHYSCL PRECS MET | 6,471 | $412,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW NPV | 84860W300 | COM NEW | 10,370 | $412,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 5,416 | $411,000 | thousands by filing date | |
| EDITAS MEDICINE INC | 28106W103 | COM | 16,798 | $411,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 5,270 | $411,000 | thousands by filing date | |
| Vanguard U.S. Momentum Factor ETF | 921935508 | SHS | 5,169 | $410,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 59,126 | $409,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 26,080 | $408,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 10,723 | $408,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 84,487 | $408,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 96,946 | $407,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 12,197 | $407,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 4,437 | $406,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 9,047 | $403,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 14,800 | $403,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 18,545 | $403,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 19,981 | $401,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 8,898 | $400,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 11,791 | $399,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 27,667 | $399,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 28,813 | $399,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 400,000 | $399,000 | thousands by filing date | principal |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 22,762 | $398,000 | thousands by filing date | |
| GUARDANT HEALTH INC COM | 40131M109 | Stock | 5,180 | $397,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 11,789 | $397,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 8,795 | $397,000 | thousands by filing date | |
| MESA AIR GROUP INC | 590479135 | COM NEW | 47,600 | $397,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 13,597 | $395,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 165,950 | $395,000 | thousands by filing date | |
| LIVERAMP HLDGS INC COM | 53815P108 | Stock | 7,226 | $394,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 16,410 | $394,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 9,081 | $393,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 4,045 | $392,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 22,247 | $392,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 7,288 | $392,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V779 | BLDG CONSTR ETF | 14,125 | $391,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 4,874 | $391,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 31,003 | $390,000 | thousands by filing date | |
| KURA ONCOLOGY INC COM | 50127T109 | Stock | 23,490 | $390,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 11,982 | $390,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 7,075 | $389,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 6,137 | $388,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 8,020 | $386,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B479 | IQ ENCH COR PL | 20,109 | $386,000 | thousands by filing date | |
| VIRTU FINL INC | 928254101 | CL A | 16,209 | $385,000 | thousands by filing date | |
| AVALARA INC | 05338G106 | COM | 6,901 | $385,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 5,772 | $384,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 27,325 | $383,000 | thousands by filing date | |
| LEVI STRAUSS & CO NEW CL A COM STK | 52736R102 | Stock | 16,144 | $380,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 13,130 | $379,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 16,635 | $379,000 | thousands by filing date | |
| COOPER STANDARD HOLDING | 21676P103 | COMMON STOCK | 8,054 | $378,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 15,183 | $378,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 19,991 | $378,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 9,150 | $377,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 9,803 | $377,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 21,591 | $377,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 12,012 | $377,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 40,220 | $376,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 30,431 | $376,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 5,312 | $375,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 12,617 | $374,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 6,115 | $374,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 13,414 | $374,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 29,841 | $373,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,003 | $373,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 20,782 | $373,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 6,660 | $372,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 14,114 | $372,000 | thousands by filing date | |
| CAPITAL CLEAN ENERGY CARRIERS COM | Y11082206 | Stock | 35,462 | $372,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265KAB8 | NOTE 4.50012/1 | 370,000 | $371,000 | thousands by filing date | principal |
| PIPER SANDLER COMPANIES | 724078100 | COM | 5,084 | $370,000 | thousands by filing date | |
| VOCERA COMMUNICATIONS INC | 92857F107 | COMMON STOCK | 11,655 | $369,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 14,345 | $367,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,662 | $367,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 300,000 | $367,000 | thousands by filing date | principal |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 29,290 | $366,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,500 | $365,000 | thousands by filing date | call |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 16,221 | $365,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 11,312 | $365,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 20,428 | $364,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 18,441 | $363,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 24,692 | $363,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 13,653 | $363,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 396 | $363,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 8,089 | $362,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 32,529 | $362,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 11,194 | $361,000 | thousands by filing date | |
| EVERTEC INC | 30040P103 | COM | 12,976 | $361,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 5,500 | $360,000 | thousands by filing date | |
| TENCENT MUSIC ENTMT GROUP SPON ADS | 88034P109 | ADR | 19,800 | $358,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 4,750 | $356,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 7,795 | $355,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 18,912 | $354,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 9,123 | $352,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 24,948 | $352,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 14,344 | $351,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 10,444 | $351,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 20,852 | $351,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 59,348 | $351,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 18,800 | $350,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 15,929 | $349,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 24,231 | $349,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 16,070 | $349,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAT0 | NOTE 3.750% 2/0 | 350,000 | $349,000 | thousands by filing date | principal |
| ALCENTRA CAP CORP | 01374T102 | COM | 46,427 | $348,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 29,900 | $347,000 | thousands by filing date | call |
| COMPUGEN LTD | M25722105 | ORD | 83,832 | $347,000 | thousands by filing date | |
| LYFT INC | 55087P104 | CL A COM | 4,425 | $346,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 8,874 | $344,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 10,346 | $344,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147UAB3 | NOTE 4.500% 4/0 | 350,000 | $344,000 | thousands by filing date | principal |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 5,953 | $343,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 80 | $343,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 13,551 | $342,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 37,700 | $342,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 23,938 | $342,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 10,104 | $341,000 | thousands by filing date | |
| ASCENDIS PHARMA A/S DKK 1.0 AD | 04351P101 | SPONSORED ADR | 2,895 | $341,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 11,646 | $341,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 26,260 | $340,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 81,459 | $340,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 5,277 | $339,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 15,989 | $337,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 22,875 | $337,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 11,333 | $337,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 6,281 | $336,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 14,520 | $336,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 1,228 | $334,000 | thousands by filing date | |
| QUINSTREET INC | 74874Q100 | COM | 24,866 | $333,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 118,438 | $332,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 19,112 | $332,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 16,109 | $332,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 5,885 | $332,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 7,459 | $331,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 7,339 | $329,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 26,718 | $329,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 9,703 | $329,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 116,329 | $329,000 | thousands by filing date | |
| GARRETT MOTION INC | 366505105 | COM | 22,250 | $328,000 | thousands by filing date | |
| FIRST WESTERN FINANCIAL INC | 33751L105 | COMMON STOCK | 25,000 | $328,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 11,967 | $327,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 47,070 | $327,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 19,825 | $326,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 6,483 | $326,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 26,064 | $326,000 | thousands by filing date | |
| OSI ETF TR | 67110P100 | OSI ETF TR | 12,140 | $322,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 12,755 | $321,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 44,642 | $321,000 | thousands by filing date | |
| MYOKARDIA INC | 62857M105 | COM | 6,181 | $321,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 26,088 | $321,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 49,202 | $320,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 39,253 | $319,000 | thousands by filing date | |
| BILIBILI INC SPONS ADS REP Z | 090040106 | ADR | 16,817 | $319,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 6,429 | $319,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 29,827 | $319,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 7,982 | $319,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E164 | S&P SMLCP ENGY | 29,614 | $319,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 4,128 | $317,000 | thousands by filing date | |
| BIGLARI HOLDINGS INC B | 08986R309 | COMMON STOCK | 2,245 | $317,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 12,621 | $317,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 15,428 | $316,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 155,894 | $315,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 23,408 | $315,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 9,493 | $315,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 49,249 | $315,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 5,182 | $313,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 8,117 | $312,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,662 | $312,000 | thousands by filing date | |
| ELLINGTON FINANCIAL INC | 28852N109 | COM | 17,328 | $310,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 10,147 | $310,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 5,100 | $310,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,824 | $309,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 21,467 | $309,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 31,886 | $308,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 12,354 | $308,000 | thousands by filing date | |
| REPLIGEN CORP COM | 759916109 | Stock | 5,192 | $307,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 13,237 | $306,000 | thousands by filing date | |
| MODERNA INC | 60770K107 | COM | 14,970 | $305,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 41,407 | $305,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 12,518 | $305,000 | thousands by filing date | |
| TRISTATE CAP HLDGS INC COM | 89678F100 | COM | 14,923 | $305,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 8,015 | $304,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 11,711 | $303,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 22,439 | $302,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 6,741 | $301,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 6,013 | $300,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 25,850 | $300,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 11,546 | $300,000 | thousands by filing date | |
| ANGI INC CLASS A | 00183L102 | CL A | 19,434 | $300,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 3,436 | $299,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 2,619 | $299,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 39,940 | $299,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F429 | PREFERRED SECURT | 15,375 | $298,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 5,941 | $298,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 27,077 | $297,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 41,500 | $297,000 | thousands by filing date | call |
| VOYAGER THERAPEUTICS INC | 92915B106 | COMMON STOCK | 15,515 | $297,000 | thousands by filing date | |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 12,170 | $296,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 10,033 | $295,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 15,326 | $295,000 | thousands by filing date | |
| TERNIUM SA | 880890108 | SPONSORED ADS | 10,747 | $293,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 17,750 | $292,000 | thousands by filing date | |
| CUE BIOPHARMA INC | 22978P106 | COM | 37,800 | $292,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 6,065 | $291,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1,454 | $290,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 10,450 | $290,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 12,488 | $290,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 23,310 | $290,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-19-000018 | this filing | 2019-05-06 | acceptance time not in the bulk data set |