13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 3,581 holding rows worth $59,455,565,000.
- Accession
- 0001084208-18-000025
- Filer
- CIK 1084208
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 3,660 entries on the cover page, a total value of $59,455,565,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $59,455,565,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GENERAC HLDGS INC | 368736104 | COM | 5,969 | $309,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F486 | IG FLOA RATE ETF | 12,233 | $309,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 4,662 | $309,000 | thousands by filing date | |
| GLOBAL X INTERNET OF THINGS ETF | 37954Y780 | UIT EXCHANGE TRADED | 15,882 | $309,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 18,693 | $309,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 27,203 | $308,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V670 | DYNMC OIL GAS | 31,416 | $308,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 37,291 | $308,000 | thousands by filing date | |
| JANUS HENDERSON GROUP PLC ORD SHS | G4474Y214 | Stock | 9,990 | $307,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 9,339 | $307,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 65,674 | $307,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 9,180 | $305,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 6,950 | $304,000 | thousands by filing date | |
| BRIDGFORD FOODS CORP | 108763103 | COM | 22,350 | $304,000 | thousands by filing date | |
| LEVEL ONE BANCORP INC | 52730d208 | COM | 11,184 | $304,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,004 | $303,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 25,482 | $303,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 41,028 | $302,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 746 | $301,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 4,316 | $301,000 | thousands by filing date | |
| CONSTRUCTION PARTNERS INC | 21044C107 | COM CL A | 22,880 | $301,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 7,851 | $301,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 33,794 | $301,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 12,854 | $300,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 7,186 | $300,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 7,650 | $298,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 5,586 | $298,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 4,023 | $297,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 7,866 | $296,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 10,472 | $296,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,334 | $296,000 | thousands by filing date | |
| LEXINFINTECH HLDGS LTD ADR | 528877103 | ADR | 24,036 | $294,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 10,676 | $294,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 25,090 | $294,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 5,450 | $294,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 54,450 | $294,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 4,606 | $294,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 4,406 | $292,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 11,325 | $291,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 11,240 | $291,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 29,710 | $291,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 3,422 | $290,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 14,208 | $290,000 | thousands by filing date | |
| CASA SYS INC | 14713L102 | COM | 17,757 | $290,000 | thousands by filing date | |
| PEABODY ENGR CORP | 704551100 | COM | 6,351 | $289,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 36,228 | $289,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 17,562 | $288,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 45,164 | $288,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 17,533 | $288,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F205 | STEEL ETF | 6,352 | $288,000 | thousands by filing date | |
| INVESCO EXCH TRD SLF IDX FD | 46138J858 | BULSHS 2023 HY | 11,089 | $288,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 16,903 | $287,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 18,460 | $287,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 7,818 | $287,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 18,540 | $286,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 5,411 | $285,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 19,375 | $285,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 66,694 | $285,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 15,253 | $285,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 500 | $284,000 | thousands by filing date | call |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 7,024 | $284,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 13,370 | $284,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 14,925 | $283,000 | thousands by filing date | |
| I3 VERTICALS INC | 46571Y107 | COM CL A | 18,600 | $283,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 393,596 | $283,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 8,027 | $282,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 111,399 | $282,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 4,937 | $281,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 75,812 | $281,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E271 | S&P GLOBL DIVI | 25,944 | $281,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 22,459 | $280,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 26,500 | $278,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 25,365 | $278,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 43,185 | $278,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 9,293 | $278,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 16,165 | $278,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 12,810 | $277,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 44,004 | $277,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 15,886 | $276,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 6,203 | $276,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 9,836 | $275,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V555 | INSIDER SENMNT | 4,242 | $274,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 7,667 | $273,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,403 | $272,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 18,289 | $272,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 21,438 | $271,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E180 | S&P SMLCP DISC | 4,109 | $271,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 87,685 | $271,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 9,420 | $269,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 7,599 | $269,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 10,381 | $269,000 | thousands by filing date | |
| ISHARES TR | 464288786 | U.S. INSRNCE ETF | 4,371 | $269,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V696 | NEXT GEN MEDIA | 8,259 | $269,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 4,937 | $268,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 35,966 | $268,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 6,607 | $267,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 11,645 | $267,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 7,662 | $267,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 4,085 | $267,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,978 | $266,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 7,106 | $265,000 | thousands by filing date | |
| HIGHPOINT RES CORP | 43114K108 | COM | 43,555 | $265,000 | thousands by filing date | |
| INVESCO DB US DLR INDEX TR | 46141D203 | BULLISH FD | 10,577 | $264,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 20,022 | $263,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 7,952 | $263,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 5,018 | $262,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 35,452 | $262,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 22,043 | $261,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 10,573 | $260,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 26,823 | $260,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 8,216 | $259,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 22,017 | $259,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 9,418 | $258,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 18,540 | $258,000 | thousands by filing date | |
| IRHYTHM HOLDINGS INC COM | 450056106 | Stock | 3,169 | $257,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 28,854 | $257,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 19,859 | $256,000 | thousands by filing date | |
| ZSCALERINC | 98980G102 | STOK | 7,135 | $255,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 6,544 | $255,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 21,960 | $255,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 6,563 | $253,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 8,657 | $253,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 11,726 | $253,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,204 | $251,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 144,243 | $251,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 91,400 | $251,000 | thousands by filing date | call |
| CARA THERAPEUTICS INC | 140755109 | COM | 13,069 | $250,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 20,746 | $249,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 15,579 | $248,000 | thousands by filing date | |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 23,794 | $248,000 | thousands by filing date | |
| PROSHARES TR | 74347R404 | PSHS ULT MCAP400 | 5,781 | $247,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 5,848 | $247,000 | thousands by filing date | |
| AT HOME GROUP INC | 04650Y100 | COM | 6,309 | $247,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 4,403 | $246,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 8,467 | $246,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 3,229 | $246,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 13,080 | $246,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 7,658 | $245,000 | thousands by filing date | |
| VanEck Rare Earth/Strat Mtls ETF | 92189F742 | Exchange Traded Fund | 10,614 | $245,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 33,152 | $244,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,757 | $244,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 9,553 | $244,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 17,585 | $243,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 2,835 | $243,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E578 | BLOOM DATA ETF | 4,188 | $243,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 81,459 | $243,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 4,855 | $242,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 11,528 | $242,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W398 | NEGT DUR HIG YLD | 11,526 | $242,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 11,126 | $241,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 34,264 | $240,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 36,237 | $240,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 5,150 | $240,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 66,600 | $240,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 18,234 | $239,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 4,845 | $239,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 5,050 | $239,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 12,270 | $239,000 | thousands by filing date | |
| INTELLIA THERAPEUTICS INC | 45826J105 | COM | 8,688 | $238,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 3,034 | $238,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 3,682 | $237,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 23,988 | $237,000 | thousands by filing date | |
| BMC STK HLDGS INC | 05591B109 | COM | 11,335 | $236,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 18,309 | $235,000 | thousands by filing date | |
| JOHN HANCOCK EXCHANGE TRADED | 47804J206 | MULTIFACTOR MI | 6,748 | $235,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A309 | COM PAR | 44,557 | $235,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 10,557 | $235,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 33,611 | $234,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 1,643 | $234,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 32,241 | $234,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 2,732 | $233,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 11,461 | $233,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 22,813 | $233,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 29,190 | $232,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 23,536 | $232,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 4,812 | $232,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 3,639 | $232,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 34,640 | $231,000 | thousands by filing date | |
| iShares U.S. Small Cap Equity Factor ETF | 46434V290 | SHS | 5,502 | $230,000 | thousands by filing date | |
| DMC GLOBAL INC | 23291C103 | COM | 5,112 | $230,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 10,356 | $230,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 5,995 | $230,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 40,254 | $229,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 69,457 | $229,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 2,602 | $228,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 13,878 | $228,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 32,638 | $228,000 | thousands by filing date | |
| ISHARES TR | 46429B515 | CMN | 5,585 | $228,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 18,502 | $228,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 10,890 | $228,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 13,276 | $226,000 | thousands by filing date | |
| PAGSEGURO DIGITAL LTD | G68707101 | COM CL A | 8,150 | $226,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 15,561 | $226,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 13,466 | $226,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 18,610 | $226,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 235,000 | $226,000 | thousands by filing date | principal |
| iShares International Dividend Growth ETF | 46435G524 | SHS | 4,133 | $225,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 6,662 | $225,000 | thousands by filing date | |
| COLUMBIA INDIA CONSUMER ETF | 19762B707 | ETF | 4,912 | $225,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 15,014 | $224,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 13,151 | $222,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 12,749 | $222,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1,391 | $221,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 52,000 | $221,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 14,166 | $220,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 733 | $220,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 15,332 | $220,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,973 | $218,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 12,954 | $218,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 5,738 | $218,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 14,901 | $217,000 | thousands by filing date | |
| GOODRICH PETE CORP COM PAR | 382410843 | Stock | 17,580 | $217,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 3,196 | $217,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 48,604 | $216,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,216 | $216,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 7,980 | $216,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 5,456 | $216,000 | thousands by filing date | |
| SEMPRA ENERGY | 816851406 | 6% PFD CONV A | 2,090 | $216,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 3,657 | $215,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 4,830 | $215,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 6,384 | $215,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 8,355 | $215,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 19,471 | $215,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 23,205 | $214,000 | thousands by filing date | |
| BRIGHTSPHERE INVESTMENT GROUP | G1644T109 | COMMON STOCK-FO | 14,973 | $214,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 598 | $213,000 | thousands by filing date | |
| AMERICOLD REALTY TRUST INC COM | 03064D108 | REIT | 9,632 | $212,000 | thousands by filing date | |
| CACTUS INC | 127203107 | CL A | 6,280 | $212,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 25,233 | $211,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 4,849 | $211,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 6,323 | $211,000 | thousands by filing date | |
| NUVEEN HIGH INCOME DECMBR 20 | 67076E107 | COM | 21,500 | $211,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 10,300 | $210,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 2,592 | $210,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 12,833 | $210,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 10,662 | $210,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 8,528 | $209,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 4,389 | $209,000 | thousands by filing date | |
| TRINSEO S A | L9340P101 | SHS | 2,944 | $209,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 41,800 | $209,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 6,397 | $208,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 7,820 | $207,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 8,327 | $207,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 100,142 | $207,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 6,019 | $206,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 33,500 | $206,000 | thousands by filing date | call |
| QUANTENNA COMMUNICATIONS INC | 74766D100 | COM | 13,281 | $206,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 5,909 | $205,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 3,060 | $205,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 5,154 | $205,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 16,389 | $205,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,500 | $204,000 | thousands by filing date | call |
| BOTTOMLINE TECH INC DEL | 101388106 | COM | 4,099 | $204,000 | thousands by filing date | |
| ISHARES TR | 46432F370 | MSCI USA SZE FT | 2,419 | $204,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 8,983 | $203,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,576 | $201,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 14,809 | $201,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 9,690 | $201,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 20,800 | $201,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X871 | ST INTL CAP ETF | 5,831 | $200,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,155 | $200,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 37,055 | $199,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND II | 09253T101 | COM | 14,120 | $198,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 34,100 | $198,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 13,552 | $197,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 139,600 | $196,000 | thousands by filing date | call |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 29,242 | $196,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 43,700 | $195,000 | thousands by filing date | call |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 20,003 | $195,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 21,700 | $194,000 | thousands by filing date | put |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 12,893 | $194,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 33,800 | $193,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 14,731 | $192,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 27,886 | $192,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 78,900 | $190,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 18,166 | $189,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F528 | VANECK SHRT MUNI | 10,941 | $189,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 16,895 | $189,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 12,746 | $188,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 17,055 | $188,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 18,705 | $187,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 53,834 | $187,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 12,445 | $185,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 16,177 | $185,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 15,596 | $185,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 11,165 | $184,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 20,000 | $184,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 31,004 | $183,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 15,774 | $181,000 | thousands by filing date | |
| VASCULAR BIOGENICS LTD | M96883109 | COM | 82,142 | $181,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 10,892 | $180,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 14,200 | $178,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 63,050 | $178,000 | thousands by filing date | |
| VENATOR MATERIALS PLC | G9329Z100 | Foreign Stock | 10,884 | $178,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 40,034 | $178,000 | thousands by filing date | |
| ROCKY MTN CHOCOLATE FACT | 77467X101 | Equity | 15,504 | $177,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 22,700 | $177,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 58,290 | $176,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 214,000 | $175,000 | thousands by filing date | call |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 13,101 | $175,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 31,597 | $175,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 47,300 | $175,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 14,487 | $174,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 35,285 | $174,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 12,500 | $173,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 13,697 | $173,000 | thousands by filing date | |
| TREMONT MTG TR | 894789106 | COM | 13,100 | $172,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 194,900 | $170,000 | thousands by filing date | call |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 11,649 | $170,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 11,940 | $170,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 12,919 | $169,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 20,648 | $168,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 16,028 | $168,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 17,584 | $167,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 60,200 | $166,000 | thousands by filing date | call |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 34,600 | $166,000 | thousands by filing date | call |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 17,700 | $166,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 14,835 | $165,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 21,563 | $165,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 18,117 | $165,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 17,522 | $165,000 | thousands by filing date | |
| ZYNERBA PHARMACEUTICALS INC | 98986X109 | COM | 16,870 | $164,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,449 | $164,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 12,097 | $163,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 32,000 | $162,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 16,142 | $162,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 52,300 | $162,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 16,880 | $158,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,000 | $157,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 11,996 | $157,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 19,402 | $156,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 59,600 | $155,000 | thousands by filing date | call |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 12,461 | $153,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 254,300 | $152,000 | thousands by filing date | call |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 11,804 | $149,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 43,600 | $148,000 | thousands by filing date | call |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 16,179 | $148,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 31,025 | $148,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 110,175 | $147,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 11,550 | $146,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 32,490 | $146,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 25,459 | $145,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 15,368 | $144,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 13,259 | $144,000 | thousands by filing date | |
| TOCAGEN INC | 888846102 | COM | 15,158 | $142,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 18,963 | $141,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 23,929 | $140,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 52,165 | $140,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 10,980 | $136,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 57,807 | $136,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 15,000 | $135,000 | thousands by filing date | call |
| Ampio Pharmaceuticals | 03209T109 | COM | 61,584 | $135,000 | thousands by filing date | |
| MIRAGEN THERAPEUTICS INC | 60463E103 | COM | 21,108 | $135,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 18,483 | $134,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 109,293 | $133,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 109,000 | $131,000 | thousands by filing date | call |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 10,633 | $131,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 17,394 | $130,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 10,636 | $130,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 14,027 | $130,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 10,856 | $129,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 10,008 | $128,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 14,413 | $127,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 226,000 | $126,000 | thousands by filing date | call |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 20,970 | $126,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 13,250 | $122,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 61,240 | $122,000 | thousands by filing date | |
| LF CAP ACQUISITION CORP | 50200K207 | UNIT 06/19/2025 | 12,000 | $121,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 33,747 | $120,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 45,433 | $120,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 17,029 | $119,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 18,550 | $118,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 10,203 | $117,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 22,132 | $116,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 32,915 | $115,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 10,898 | $115,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 30,800 | $114,000 | thousands by filing date | put |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 12,975 | $111,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 13,620 | $111,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 11,000 | $111,000 | thousands by filing date | |
| LONESTAR RES US INC | 54240F103 | CL A VTG | 13,000 | $110,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 129,400 | $109,000 | thousands by filing date | call |
| VIAVI SOLUTIONS INC | 925550105 | COM | 10,606 | $109,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 11,342 | $108,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 44,885 | $107,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 13,940 | $106,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 13,263 | $106,000 | thousands by filing date | |
| TORTOISE MLP FD INC | 89148B119 | RIGHT 07/18/2018 | 284,067 | $106,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 15,047 | $105,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,144 | $105,000 | thousands by filing date | |
| Dawson Geophysical Co Ne | 239360100 | COM | 13,014 | $103,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 10,889 | $102,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 11,100 | $102,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 15,827 | $102,000 | thousands by filing date | |
| SOL GEL TECHNOLOGIES | M8694L103 | SHS | 13,260 | $102,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 14,147 | $101,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 61,700 | $101,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 10,072 | $101,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 12,943 | $100,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 92,000 | $99,000 | thousands by filing date | call |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 15,002 | $99,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 23,640 | $98,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 29,479 | $97,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 24,267 | $97,000 | thousands by filing date | |
| ADMA BIOLOGICS INC | 000899104 | COM | 21,320 | $96,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 14,000 | $96,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 40,853 | $94,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 14,148 | $94,000 | thousands by filing date | |
| CORBUS PHARMACEUTICALS HLDGS | 21833P103 | COM | 18,598 | $94,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 11,875 | $92,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 10,426 | $90,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 60,000 | $90,000 | thousands by filing date | put |
| TELIGENT INC NEW | 87960W104 | COM | 25,300 | $88,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 32,100 | $87,000 | thousands by filing date | call |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 13,736 | $86,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $85,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 50,000 | $85,000 | thousands by filing date | call |
| DONNELLEY R R & SONS CO | 257867200 | COM | 14,248 | $82,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 14,548 | $77,000 | thousands by filing date | |
| Pareteum Corporation | 69946T207 | COM | 30,932 | $77,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 28,154 | $76,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 13,479 | $75,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 11,160 | $74,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 54,373 | $73,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 17,515 | $70,000 | thousands by filing date | |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 20,962 | $70,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 15,500 | $69,000 | thousands by filing date | put |
| YAMANA GOLD INC | 98462Y100 | COM | 23,907 | $69,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 29,469 | $69,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 256,400 | $68,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 10,600 | $67,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 19,938 | $66,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 117,100 | $64,000 | thousands by filing date | call |
| HTG MOLECULAR DIAGNOSTICS IN | 40434H104 | COM | 19,700 | $64,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 20,000 | $63,000 | thousands by filing date | call |
| 22ND CENTY GROUP INC | 90137F103 | COM | 23,850 | $59,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 16,335 | $57,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 25,000 | $57,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 10,600 | $52,000 | thousands by filing date | call |
| Veru Inc | 92536C103 | Common Stock | 25,000 | $51,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 11,600 | $49,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 12,671 | $48,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 29,400 | $47,000 | thousands by filing date | call |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 11,512 | $47,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 32,518 | $46,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 138,200 | $44,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 25,000 | $44,000 | thousands by filing date | put |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 12,917 | $43,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,000 | $42,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297306 | RG ENRGY ETN22 | 12,500 | $42,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 10,448 | $41,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 22,793 | $41,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 161,200 | $40,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 184,923 | $40,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 16,566 | $39,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 12,100 | $38,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 60,000 | $37,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 11,500 | $36,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 26,175 | $36,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 58,900 | $35,000 | thousands by filing date | call |
| OMEROS CORP | 682143102 | COM | 29,300 | $35,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 18,364 | $35,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 11,088 | $35,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 10,040 | $35,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 11,946 | $34,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 16,350 | $34,000 | thousands by filing date | |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 25,000 | $34,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 16,469 | $33,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 12,585 | $33,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 42,800 | $32,000 | thousands by filing date | call |
| Fluent Co | 34380C102 | COM | 13,000 | $32,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 12,172 | $32,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 21,500 | $31,000 | thousands by filing date | call |
| AVON PRODS INC | 054303102 | COM | 19,013 | $31,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 17,400 | $30,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 81,600 | $30,000 | thousands by filing date | call |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 18,100 | $30,000 | thousands by filing date | |
| EMX RTY CORP | 26873J107 | COM | 29,449 | $30,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 12,000 | $28,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 45,000 | $27,000 | thousands by filing date | call |
| HELIOS & MATHESON ANALYTICS | 42327L200 | COM NEW | 87,960 | $27,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 60,572 | $27,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 35,100 | $26,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 74,300 | $25,000 | thousands by filing date | call |
| Waste Management, Inc. | 94106L109 | COM | 37,700 | $25,000 | thousands by filing date | call |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 11,200 | $25,000 | thousands by filing date | call |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 10,900 | $25,000 | thousands by filing date | call |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 11,100 | $25,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 30,800 | $24,000 | thousands by filing date | call |
| UNITI GROUP INC | 91325V108 | COM | 40,100 | $24,000 | thousands by filing date | put |
| GLOBALSTAR INC | 378973408 | COM | 48,500 | $24,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 28,600 | $23,000 | thousands by filing date | call |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 17,130 | $23,000 | thousands by filing date | |
| ECA MARCELLUS TRUST I | 26827L109 | COMMON STOCK | 10,300 | $22,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 18,658 | $22,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,920 | $22,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 83,600 | $21,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 13,411 | $21,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 27,900 | $20,000 | thousands by filing date | call |
| ALTIMMUNE INC | 02155H101 | COM | 44,578 | $20,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-18-000025 | this filing | 2018-08-14 | acceptance time not in the bulk data set |