13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-14, with 3,581 holding rows worth $59,455,565,000.
- Accession
- 0001084208-18-000025
- Filer
- CIK 1084208
- Filed
- 2018-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 3,660 entries on the cover page, a total value of $59,455,565,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $59,455,565,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INOGEN INC | 45780L104 | COM | 3,519 | $656,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 24,275 | $651,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 20,325 | $651,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 52,500 | $649,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 27,153 | $649,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 26,459 | $648,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 26,508 | $648,000 | thousands by filing date | |
| Invesco S&P MidCap Momentum ETF | 46137V464 | SHS | 13,156 | $644,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 26,463 | $644,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 53,075 | $644,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 62,568 | $643,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H304 | ENERGY FD | 37,663 | $643,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V878 | DORSEY WRGT ENRG | 14,874 | $642,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 56,060 | $641,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 9,067 | $641,000 | thousands by filing date | |
| NEW RELIC INC | 64829B100 | COMMON STOCK | 6,339 | $638,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 9,431 | $637,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 53,231 | $637,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 9,805 | $636,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V787 | BIOTECHNOLOGY | 11,617 | $636,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 21,243 | $634,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 104,761 | $632,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 33,974 | $632,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 128,276 | $632,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E172 | S&P SMLCP STAP | 7,874 | $630,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 50,477 | $629,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 38,102 | $627,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 47,806 | $626,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 16,249 | $624,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 300,148 | $624,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 25,394 | $623,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 11,226 | $621,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 15,732 | $621,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 27,070 | $619,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 10,319 | $618,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 18,227 | $618,000 | thousands by filing date | |
| ARK ETF TR | 00214Q302 | GENOMIC REV ETF | 21,242 | $617,000 | thousands by filing date | |
| BRANDYWINEGLOBAL GLOBAL INCOME | 10537L104 | COM | 53,892 | $615,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V803 | DORSEY WRGT CSMR | 11,230 | $615,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 11,137 | $613,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 12,534 | $612,000 | thousands by filing date | |
| EAGLE BANCORPORATION INC | 268948106 | COM | 9,932 | $609,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 6,380 | $608,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 33,967 | $607,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G706 | SOLAR ETF | 26,114 | $603,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 9,774 | $601,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 19,394 | $598,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 6,908 | $598,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 27,664 | $597,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 22,220 | $597,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 44,813 | $597,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 4,429 | $595,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 11,319 | $594,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 34,347 | $594,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 31,102 | $593,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 19,507 | $592,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 20,077 | $592,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 46,760 | $592,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 15,959 | $591,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 16,028 | $591,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 32,278 | $590,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 106,369 | $590,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 7,348 | $589,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 11,302 | $589,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 156,000 | $589,000 | thousands by filing date | principal |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 11,003 | $588,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 27,704 | $588,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 180,000 | $588,000 | thousands by filing date | principal |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 16,672 | $587,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E669 | GLOBAL EX US HGH | 24,962 | $586,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 45,470 | $585,000 | thousands by filing date | |
| ASE TECHNOLOGY HLDG CO LTD SPONSORED ADS | 00215W100 | ADR | 126,995 | $584,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 39,717 | $584,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V589 | GBL LISTED PVT | 48,615 | $582,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 17,592 | $581,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 23,628 | $580,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 33,930 | $580,000 | thousands by filing date | |
| Hamilton Bancorp Inc. | 407015106 | Common Stock | 36,973 | $580,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 10,553 | $579,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 13,284 | $579,000 | thousands by filing date | |
| ZYMEWORKS INC | 98985W102 | COM | 39,075 | $578,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 34,330 | $577,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 71,586 | $576,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 3,666 | $575,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 9,691 | $575,000 | thousands by filing date | |
| HARBORONE BANCORP INC | 41165F101 | COM | 30,364 | $575,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 2,391 | $572,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 44,371 | $570,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 26,106 | $569,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 3,325 | $569,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 2,248 | $569,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 42,399 | $569,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 8,314 | $568,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 21,454 | $565,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 39,390 | $564,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 88,005 | $564,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 13,019 | $563,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 14,315 | $563,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 21,571 | $560,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F841 | NATURAL RESOURC | 15,066 | $559,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 23,497 | $559,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 7,129 | $559,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 31,071 | $558,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 25,151 | $557,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 86,764 | $554,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 22,490 | $554,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 20,769 | $553,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 21,058 | $553,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 18,766 | $553,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 42,100 | $552,000 | thousands by filing date | call |
| MRC GLOBAL INC | 55345K103 | COM | 25,459 | $552,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 26,120 | $552,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 54,042 | $551,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 19,110 | $550,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 45,724 | $550,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 37,940 | $549,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 10,863 | $548,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 12,230 | $547,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 52,265 | $547,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 23,833 | $547,000 | thousands by filing date | |
| ZUORA INC | 98983V106 | COMMON STOCK | 20,087 | $546,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 11,360 | $545,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 14,887 | $545,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 18,675 | $541,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 12,167 | $541,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 29,403 | $540,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 7,994 | $539,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 52,035 | $539,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 6,877 | $538,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 157,838 | $537,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 25,602 | $536,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 35,049 | $535,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 6,380 | $534,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 13,822 | $533,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 35,320 | $532,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 6,966 | $531,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 20,003 | $531,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 12,731 | $531,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 19,363 | $531,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 19,080 | $531,000 | thousands by filing date | |
| INTERNATIONAL BANCSHARES COR | 459044103 | COM | 12,385 | $530,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 9,144 | $530,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 42,301 | $530,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P202 | EME MRK BD ETF | 14,110 | $529,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 58,038 | $527,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 14,656 | $527,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 10,422 | $526,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 12,227 | $525,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 34,435 | $525,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V159 | CMN | 9,656 | $524,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 30,847 | $524,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 40,600 | $523,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 21,550 | $521,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 38,241 | $520,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 12,813 | $519,000 | thousands by filing date | |
| PRINCIPAL EXCHANGE TRADED FD | 74255Y888 | SPECTRUM PFD | 5,456 | $519,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 10,169 | $518,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 35,797 | $518,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 107,565 | $518,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 8,007 | $517,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 16,020 | $516,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E420 | CMN | 16,174 | $514,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 26,260 | $514,000 | thousands by filing date | |
| BOVIE MEDICAL CORP | 10211F100 | COM | 118,000 | $513,000 | thousands by filing date | |
| SEA LTD | 81141R100 | SPONSORD ADS | 34,104 | $512,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 13,701 | $512,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 14,790 | $512,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 11,586 | $512,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 14,921 | $511,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 118,061 | $510,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 31,690 | $510,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 24,434 | $509,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 45,464 | $508,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 27,095 | $508,000 | thousands by filing date | |
| ISHARES TR | 46435G672 | CORE INTL AGGR | 9,618 | $507,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 2,835 | $507,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 37,709 | $507,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 93,176 | $507,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 301,000 | $507,000 | thousands by filing date | principal |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 6,121 | $507,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 14,765 | $506,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 11,255 | $506,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 22,072 | $506,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 4,245 | $505,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 10,225 | $505,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 12,500 | $504,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 37,759 | $503,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 23,258 | $501,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 10,311 | $501,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 80,350 | $501,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 63,409 | $500,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 7,421 | $499,000 | thousands by filing date | |
| CARBON BLACK INC | 14081R103 | COM | 19,180 | $499,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 7,521 | $498,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 24,767 | $498,000 | thousands by filing date | |
| APPIAN CORP | 03782L101 | CL A | 13,785 | $498,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 32,162 | $497,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 12,157 | $497,000 | thousands by filing date | |
| INVESCO MSCI SUSTAINABLEFUTURE ETF | 46137V407 | ETF | 11,791 | $497,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 58,942 | $497,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 55,150 | $496,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 8,858 | $496,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 14,709 | $496,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,631 | $495,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 37,027 | $494,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 20,753 | $494,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 37,705 | $491,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 40,046 | $490,000 | thousands by filing date | |
| CNX MIDSTREAM PARTNERS LP | 12654A101 | COM UNIT REPST | 25,255 | $490,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 22,070 | $488,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 615,000 | $487,000 | thousands by filing date | principal |
| GOLDMAN SACHS ETF TR | 381430396 | JUST US LRG CP | 12,375 | $486,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 42,996 | $485,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 10,845 | $485,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 30,034 | $485,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 10,948 | $484,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 34,752 | $483,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 142,087 | $483,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 8,850 | $482,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 5,000 | $481,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 8,534 | $480,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 96,325 | $480,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 10,299 | $479,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 14,234 | $478,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33741X201 | INDXX INOVTV ETF | 16,525 | $476,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 31,238 | $476,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 1,612 | $475,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 9,020 | $475,000 | thousands by filing date | |
| MIMECAST LIMITED | G14838109 | ORD SHS | 11,524 | $475,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 109,412 | $475,000 | thousands by filing date | |
| FORESCOUT TECHNOLOGIES INC | 34553D101 | COM | 13,875 | $475,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 15,735 | $472,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 16,271 | $471,000 | thousands by filing date | |
| SAVARA INC | 805111101 | COM | 41,407 | $469,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 54,110 | $469,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 26,765 | $468,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 16,859 | $467,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 31,066 | $464,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 8,647 | $462,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 9,506 | $461,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 350,000 | $461,000 | thousands by filing date | principal |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 13,515 | $458,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E107 | EQUAL WEGT 0-30 | 14,425 | $457,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 4,630 | $455,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 7,693 | $455,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 28,224 | $454,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 7,802 | $454,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 13,990 | $453,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 23,298 | $453,000 | thousands by filing date | |
| ASURE SOFTWARE INC | 04649U102 | COMMON STOCK | 28,392 | $453,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 35,043 | $452,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 12,557 | $452,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 58,782 | $451,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 56,772 | $450,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 78,373 | $450,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 35,783 | $450,000 | thousands by filing date | |
| OLD LINE BANCSHARES INC | 67984M100 | COMMON | 12,891 | $450,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 25,619 | $449,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 99,374 | $448,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 7,228 | $445,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 6,065 | $444,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E719 | BLOO EN ANGE ETF | 24,254 | $444,000 | thousands by filing date | |
| GREENSKY INC | 39572G100 | CL A | 21,009 | $444,000 | thousands by filing date | |
| INVESCO DB MULTI-SECTOR COMM | 46140H403 | OIL FD | 35,474 | $442,000 | thousands by filing date | |
| INDEXIQ ETF TR IQ GLB | 45409B883 | RES ETF | 16,000 | $442,000 | thousands by filing date | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 75,200 | $441,000 | thousands by filing date | call |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 9,484 | $440,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 36,382 | $440,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 8,361 | $439,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 116,578 | $438,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 19,166 | $437,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 8,297 | $437,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,859 | $436,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 3,127 | $436,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 34,146 | $436,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 50,762 | $435,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 5,284 | $435,000 | thousands by filing date | |
| CARVANA CO CL A | 146869102 | Stock | 10,440 | $434,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 6,865 | $433,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 14,988 | $433,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 59,587 | $433,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 43,524 | $432,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 84,800 | $431,000 | thousands by filing date | call |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 13,215 | $431,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 20,082 | $429,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 21,814 | $429,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 17,778 | $429,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 9,731 | $428,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 75,875 | $428,000 | thousands by filing date | |
| INVESCO EXCHNG TRADED FD TR | 46138E255 | S&P HIGH INCOM | 16,078 | $428,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 45,762 | $427,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 5,774 | $427,000 | thousands by filing date | |
| RH | 74967X103 | COM | 3,054 | $427,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G409 | S&P SMLCP UTIL | 7,894 | $427,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 5,797 | $426,000 | thousands by filing date | |
| NUVEEN CORPORATE INCM NOVEME | 67077N106 | COM | 44,598 | $426,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 17,051 | $425,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,808 | $424,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 29,786 | $424,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 30,927 | $424,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 15,329 | $422,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 63,300 | $421,000 | thousands by filing date | call |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 12,607 | $420,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 32,807 | $419,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 12,846 | $419,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 38,320 | $419,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 15,492 | $418,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 32,022 | $416,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 6,565 | $416,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 12,962 | $415,000 | thousands by filing date | |
| STITCH FIX INC | 860897107 | COM CL A | 15,088 | $414,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,291 | $414,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 8,988 | $412,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 350,000 | $412,000 | thousands by filing date | principal |
| TOPBUILD COR COM | 89055F103 | Stock | 5,243 | $411,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 5,141 | $411,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,569 | $411,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 73,464 | $411,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 216,030 | $410,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 16,676 | $409,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 55,790 | $409,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 6,863 | $408,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 27,957 | $407,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 130,016 | $406,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 8,863 | $406,000 | thousands by filing date | |
| OSI ETF TR | 67110P506 | OSHARES FTSE EUR | 17,078 | $406,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A334 | BLOMBERG BRC INT | 12,956 | $405,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 5,684 | $404,000 | thousands by filing date | |
| NLIGHT INC | 65487K100 | COM | 12,205 | $403,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 30,588 | $403,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 11,700 | $403,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,138 | $402,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 5,224 | $401,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 29,068 | $401,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y814 | FINTECH ETF | 15,406 | $401,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 25,917 | $401,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 97,000 | $400,000 | thousands by filing date | call |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 15,376 | $398,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 13,284 | $398,000 | thousands by filing date | |
| ISHARES TR | 464288729 | GLOB INDSTRL ETF | 4,529 | $398,000 | thousands by filing date | |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 11,228 | $397,000 | thousands by filing date | |
| CARDTRONICS PLC | G1991C105 | COMMON STOCK-FO | 16,418 | $397,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 400,000 | $397,000 | thousands by filing date | principal |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 17,361 | $396,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 8,405 | $396,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 23,687 | $391,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 34,519 | $389,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 5,842 | $389,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 19,048 | $389,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 6,504 | $388,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 8,154 | $388,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 24,811 | $387,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 38,698 | $386,000 | thousands by filing date | |
| EVERFORTH INC COM | 00191U102 | Stock | 4,930 | $385,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 8,863 | $385,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 7,983 | $385,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 43,869 | $384,000 | thousands by filing date | |
| JUPAI HLDGS LTD | 48205B107 | ADS | 20,230 | $383,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 137,200 | $382,000 | thousands by filing date | call |
| INTERSECT ENT INC | 46071F103 | COM | 10,208 | $382,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 29,409 | $381,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 17,281 | $381,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 15,001 | $380,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 98,421 | $380,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 129,500 | $379,000 | thousands by filing date | |
| BRIGHT SCHOLAR ED HLDGS LTD | 109199109 | SPONSORED ADS | 22,820 | $379,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 13,268 | $378,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 6,611 | $377,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 68,640 | $377,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 16,691 | $376,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 16,962 | $376,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 3,838 | $376,000 | thousands by filing date | |
| MARCHEX INC | 56624R108 | CMN | 122,773 | $376,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 12,940 | $375,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 10,115 | $374,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 22,341 | $373,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 5,893 | $373,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 7,358 | $371,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 7,737 | $370,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 3,346 | $369,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 41,718 | $368,000 | thousands by filing date | |
| ABERDEEN GLOBAL DYNAMIC DIVIDE | 00302M106 | COM | 35,855 | $368,000 | thousands by filing date | |
| MAMMOTH ENERGY SERVICES INC | 56155L108 | COM | 10,834 | $368,000 | thousands by filing date | |
| Reality Shares Nasdaq NexGen Economy ETF | 75605A702 | COM | 16,371 | $368,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 8,276 | $367,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 36,505 | $366,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 8,180 | $365,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 22,026 | $365,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 15,276 | $364,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 23,695 | $364,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 10,167 | $363,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 106,676 | $362,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 51,710 | $362,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 9,137 | $361,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 12,402 | $361,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 52,100 | $361,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 150,000 | $361,000 | thousands by filing date | principal |
| INVESCO EXCH TRADED FD TR II | 46138E610 | KBW HIG DV YLD | 15,614 | $360,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 23,232 | $360,000 | thousands by filing date | |
| COUPA SOFTWARE INCORPORATED | 22266L106 | COM | 5,790 | $360,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 20,300 | $360,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 11,267 | $359,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 7,390 | $359,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 34,295 | $359,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V753 | FOOD & BEVERAGE | 10,802 | $359,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 61,431 | $359,000 | thousands by filing date | |
| INSIGHT SELECT INCOME FD | 45781W109 | COM | 18,957 | $359,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 5,403 | $357,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 16,807 | $357,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 6,242 | $357,000 | thousands by filing date | |
| ISHARES TR | 46435G102 | CONV BD ETF | 6,169 | $356,000 | thousands by filing date | |
| TRIUMPH FINANCIAL INC | 89679E300 | COM | 8,747 | $356,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 69,195 | $356,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 23,094 | $356,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 5,639 | $355,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 203,900 | $353,000 | thousands by filing date | call |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 40,970 | $353,000 | thousands by filing date | |
| ANAPTYSBIO INC | 032724106 | COM | 4,975 | $353,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 4,397 | $351,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 14,802 | $350,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 4,602 | $350,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 17,500 | $349,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 7,845 | $348,000 | thousands by filing date | |
| FRANKLIN TEMPLETON ETF TR | 35473P801 | US LRG CP MLTFCT | 11,828 | $348,000 | thousands by filing date | |
| INVESCO EXCHANGETRADED FD T DWA TACTCL SCT | 46138E826 | CEF | 11,704 | $347,000 | thousands by filing date | |
| CSOP ETF TR | 12649L105 | FTSE CHINA A50 | 22,754 | $347,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 16,430 | $346,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 16,917 | $346,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 23,001 | $345,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,728 | $344,000 | thousands by filing date | |
| VERITONE INC | 92347M100 | COM | 20,475 | $344,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 631 | $344,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 466 | $342,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 34,381 | $342,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 5,796 | $341,000 | thousands by filing date | |
| SUNRUN INC | 86771W105 | COM | 25,931 | $341,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 31,671 | $340,000 | thousands by filing date | |
| WAFD INC | 938824109 | COM | 10,390 | $340,000 | thousands by filing date | |
| INVESCO | 46138J825 | EXCHANGE TRADED | 17,170 | $340,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 44,832 | $338,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 85 | $337,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 113 | $336,000 | thousands by filing date | |
| CVR ENERGY, INC. | 12662P108 | COM | 9,081 | $336,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V886 | S&P500 EX-RATE | 4,747 | $336,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 9,678 | $335,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E263 | S&P GBL WATER | 9,992 | $335,000 | thousands by filing date | |
| INVESCO DB MULTI ETF SECTOR COMMODITY TRUST BASE METALS FUND | 46140H700 | ETF | 19,063 | $335,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 29,300 | $335,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 10,977 | $334,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 129,626 | $334,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 34,507 | $334,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E156 | S&P SMLCP FINL | 5,836 | $334,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 11,083 | $332,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 30,098 | $332,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 13,421 | $331,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 16,837 | $331,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 23,945 | $330,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 5,179 | $330,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B560 | FTSE INTL EQTY C | 15,775 | $330,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 6,979 | $329,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 36,826 | $329,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 28,300 | $328,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 12,001 | $328,000 | thousands by filing date | |
| EVOLUS INC | 30052C107 | COM | 11,681 | $327,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 14,733 | $327,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 3,861 | $327,000 | thousands by filing date | |
| SMART GLOBAL HLDGS INC | G8232Y101 | COM | 10,260 | $327,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 23,381 | $326,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 13,010 | $325,000 | thousands by filing date | |
| ISHARES TR | 464288422 | S&P DEV EX-US | 8,549 | $325,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 8,489 | $324,000 | thousands by filing date | |
| INVESCO ACTIVELY MANAGED EXC | 46090A804 | TOTAL RETURN | 6,229 | $324,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 4,964 | $324,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 131,908 | $323,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 20,574 | $321,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 4,385 | $320,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 21,982 | $320,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 78,100 | $320,000 | thousands by filing date | call |
| TRANSENTERIX INC | 89366M201 | COM NEW | 73,466 | $320,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 44,600 | $319,000 | thousands by filing date | call |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 7,929 | $319,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 21,093 | $319,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 19,279 | $318,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 5,876 | $317,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 104,800 | $316,000 | thousands by filing date | call |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 7,955 | $315,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 16,140 | $315,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 13,421 | $315,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F593 | CMN | 9,659 | $315,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V498 | S&P SMLCP MOMENT | 8,572 | $314,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 35,900 | $314,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 22,143 | $313,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 49,359 | $313,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 23,785 | $313,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 24,833 | $313,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 12,129 | $312,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR | 427825500 | PR SHS BEN INT | 14,535 | $312,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 11,076 | $311,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E800 | CHINA TECHNLGY | 5,594 | $311,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W471 | BLMBG US BULL | 11,660 | $310,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-18-000025 | this filing | 2018-08-14 | acceptance time not in the bulk data set |