13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 3,419 holding rows worth $54,422,889,000.
- Accession
- 0001084208-18-000004
- Filer
- CIK 1084208
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 3,521 entries on the cover page, a total value of $54,422,889,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $54,422,889,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 36,055 | $221,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 21,584 | $220,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 3,450 | $220,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,137 | $219,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 12,584 | $219,000 | thousands by filing date | |
| JBG SMITH PPTYS COM | 46590V100 | REIT | 6,280 | $218,000 | thousands by filing date | |
| CROWN CRAFTS INC | 228309100 | COM | 33,800 | $218,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 3,111 | $218,000 | thousands by filing date | |
| FIDELITY MERRIMACK STR TR | 316188309 | TOTAL BD ETF | 4,321 | $217,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 6,331 | $217,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 10,685 | $216,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 7,777 | $216,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 9,955 | $215,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 8,448 | $215,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 41,883 | $215,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 8,295 | $215,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 30,452 | $214,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 4,455 | $214,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 10,000 | $214,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 5,670 | $213,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 3,042 | $213,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 20,000 | $213,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 4,187 | $212,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 6,699 | $211,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 2,986 | $211,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 1,345 | $211,000 | thousands by filing date | |
| ETRACS Wells Fargo Busine | 902641588 | ETRAC WELLS BDCI | 10,153 | $211,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 89,420 | $211,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 5,462 | $210,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 7,051 | $210,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 4,619 | $210,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 12,071 | $210,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 349,400 | $209,000 | thousands by filing date | call |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 4,644 | $209,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 18,218 | $209,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 9,385 | $209,000 | thousands by filing date | |
| HILTON GRAND VACATIONS INC COM | 43283X105 | Stock | 4,956 | $208,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 15,175 | $208,000 | thousands by filing date | |
| HESS MIDSTREAM PARTNERS LP | 428104103 | UNIT LTD PR INT | 10,500 | $208,000 | thousands by filing date | |
| FRANKLIN ETF TR | 353506108 | SHRT DUR US GOVT | 2,174 | $208,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 15,396 | $208,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 18,343 | $207,000 | thousands by filing date | |
| KYOCERA CORP -SPONS ADR | 501556203 | COM | 3,163 | $207,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 33,700 | $206,000 | thousands by filing date | call |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 11,016 | $206,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 15,345 | $206,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 9,870 | $205,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 2,437 | $205,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 12,199 | $204,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 36,757 | $204,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 5,779 | $204,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 20,151 | $204,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 4,570 | $203,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 8,154 | $202,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 13,682 | $202,000 | thousands by filing date | |
| ISHARES TR | 46435G755 | IBONDS DEC2022 | 7,868 | $202,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 53,900 | $202,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 8,814 | $201,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 24,100 | $201,000 | thousands by filing date | call |
| ISHARES INC | 464286301 | CMN | 9,559 | $201,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 5,543 | $201,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 8,359 | $200,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 11,867 | $200,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 17,833 | $199,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 16,293 | $199,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 63,500 | $199,000 | thousands by filing date | |
| LUNA INNOVATIONS INC | 550351100 | COM | 81,459 | $198,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 68,450 | $197,000 | thousands by filing date | |
| MACATAWA BANK CORP | 554225102 | COMMON STOCK | 19,610 | $196,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 37,313 | $195,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 21,680 | $195,000 | thousands by filing date | |
| CYPRESS ENVIRONMENTL PARTNR | 232751107 | LTD PARTNER INT | 32,400 | $194,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 21,600 | $193,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 53,500 | $193,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 24,973 | $192,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 61,500 | $191,000 | thousands by filing date | call |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 11,113 | $191,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 16,820 | $190,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 11,362 | $190,000 | thousands by filing date | |
| KKR INCOME OPPORTUNITIES FD | 48249T106 | COM | 11,767 | $189,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 19,734 | $189,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 45,706 | $189,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 20,578 | $188,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 13,143 | $188,000 | thousands by filing date | |
| WESTERN NEW ENGLAND BANCORP | 958892101 | COMMON STOCK | 17,055 | $186,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 12,733 | $185,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 10,990 | $184,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 15,774 | $183,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVESTMENT | 09254T100 | COM | 13,056 | $182,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 14,142 | $182,000 | thousands by filing date | |
| BLACKROCK MUNI N Y INTER DUR | 09255F109 | COM | 13,375 | $182,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 17,722 | $181,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 14,599 | $180,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 13,421 | $180,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 16,966 | $180,000 | thousands by filing date | |
| VUZIX CORP | 92921W300 | COM NEW | 28,615 | $179,000 | thousands by filing date | |
| SOGOU INC ADR REPSTG A | 83409V104 | ADR REPSTG A | 15,500 | $179,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 10,142 | $178,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 10,074 | $178,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 16,722 | $177,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 10,246 | $177,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 111,152 | $177,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 13,604 | $176,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,496 | $176,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 81,210 | $175,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 56,286 | $173,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 17,250 | $172,000 | thousands by filing date | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 49,000 | $172,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 10,669 | $171,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 12,000 | $171,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 10,850 | $171,000 | thousands by filing date | |
| SSR MINING IN | 784730103 | COM | 19,336 | $170,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 11,475 | $170,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 11,118 | $170,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 24,983 | $170,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 10,710 | $168,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 36,899 | $167,000 | thousands by filing date | |
| SPROTT FOCUS TR INC | 85208J109 | COM | 20,848 | $165,000 | thousands by filing date | |
| NEVADA GOLD & CASINOS | 64126Q206 | COM | 61,300 | $164,000 | thousands by filing date | |
| MFS MUNICIPAL INCOME TRUST | 552738106 | SH BEN INT | 23,710 | $163,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 12,682 | $162,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 11,100 | $161,000 | thousands by filing date | call |
| VITAL THERAPIES INC | 92847R104 | COM | 27,002 | $161,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 24,300 | $160,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 23,500 | $156,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 11,071 | $154,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 14,300 | $153,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 10,200 | $150,000 | thousands by filing date | call |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 36,200 | $150,000 | thousands by filing date | call |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 22,100 | $150,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 16,746 | $149,000 | thousands by filing date | |
| VOYA ASIA PACIFIC HIGH DIVIDEN | 92912J102 | COM | 14,148 | $148,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 10,225 | $148,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 62,804 | $148,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 12,400 | $148,000 | thousands by filing date | |
| NUVEEN HGH INC DEC18 TRGT TR | 67075P103 | COM | 14,865 | $147,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 11,461 | $146,000 | thousands by filing date | |
| FIRST TR SR FLOATING RATE 20 | 33740K101 | COM SHS | 15,952 | $146,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALI | 09254A101 | COM | 10,840 | $145,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 58,150 | $145,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 10,928 | $145,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 104,793 | $145,000 | thousands by filing date | |
| JIANPU TECHNOLOGY INC | 47738D101 | ADR | 22,335 | $145,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 33,487 | $144,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 10,286 | $143,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 14,626 | $142,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 15,200 | $142,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 23,025 | $141,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 24,075 | $141,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 78,900 | $141,000 | thousands by filing date | call |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 14,158 | $141,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 12,003 | $140,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 28,940 | $139,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 35,412 | $138,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 12,250 | $137,000 | thousands by filing date | |
| PIERIS PHARMACEUTICALS INC | 720795103 | COM | 18,200 | $137,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 33,630 | $137,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 10,225 | $136,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 17,790 | $133,000 | thousands by filing date | |
| VOC ENERGY TR | 91829B103 | TR UNIT | 22,522 | $133,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 19,000 | $131,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 30,000 | $131,000 | thousands by filing date | call |
| PICO HLDGS INC | 693366205 | COM NEW | 10,256 | $131,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 40,000 | $130,000 | thousands by filing date | |
| CMB.TECH NV SHS | B38564108 | Stock | 13,900 | $129,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 23,900 | $129,000 | thousands by filing date | call |
| BRIDGFORD FOODS CORP | 108763103 | COM | 10,300 | $129,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 25,860 | $129,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 17,148 | $129,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 10,358 | $129,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 41,479 | $129,000 | thousands by filing date | |
| CUSHING ENERGY INCOME | 23162T102 | COM SH BEN INT | 13,707 | $128,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 65,666 | $127,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 11,002 | $126,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $125,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 10,570 | $122,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723763108 | COM SHS | 10,085 | $120,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 14,300 | $119,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 251,400 | $118,000 | thousands by filing date | call |
| GENWORTH FINL INC | 37247D106 | COM SHS | 37,989 | $118,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 12,029 | $118,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 12,845 | $117,000 | thousands by filing date | |
| BEST INC | 08653C106 | SPONSORED ADS | 13,020 | $117,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 179,000 | $116,000 | thousands by filing date | call |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 11,669 | $116,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 10,054 | $114,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 22,900 | $114,000 | thousands by filing date | call |
| GEE GROUP INC | 36165A102 | COM | 40,853 | $114,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 17,084 | $114,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 18,281 | $113,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 125,200 | $113,000 | thousands by filing date | call |
| ENDO INTL PLC | G30401106 | SHS | 14,453 | $112,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 11,196 | $111,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 43,800 | $110,000 | thousands by filing date | call |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 18,495 | $110,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 14,203 | $110,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 38,460 | $110,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 12,447 | $109,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 13,075 | $108,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 10,801 | $107,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 18,145 | $107,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 10,260 | $107,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 20,083 | $105,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 447,636 | $104,000 | thousands by filing date | |
| RESONANT INC | 76118L102 | COM | 13,984 | $104,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 32,473 | $103,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 42,972 | $103,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 11,941 | $100,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 19,900 | $99,000 | thousands by filing date | call |
| CVR Partners, LP | 126633106 | LTD | 29,979 | $98,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 23,848 | $98,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 44,500 | $97,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 50,000 | $97,000 | thousands by filing date | call |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 23,740 | $96,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 19,781 | $95,000 | thousands by filing date | |
| 22ND CENTY GROUP INC | 90137F103 | COM | 33,850 | $95,000 | thousands by filing date | |
| RANGER ENERGY SERVICES CL A | 75282U104 | COMMON STOCK | 10,200 | $94,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 10,913 | $93,000 | thousands by filing date | |
| DRIVE SHACK INC | 262077100 | COM | 16,883 | $93,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 13,020 | $93,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 16,824 | $92,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 43,380 | $90,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 21,722 | $90,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 54,433 | $88,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 14,125 | $87,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 19,600 | $86,000 | thousands by filing date | call |
| TIME WARNER INC | 887317303 | COM NEW | 91,400 | $86,000 | thousands by filing date | call |
| SENSEONICS HLDGS INC | 81727U105 | COM | 32,500 | $86,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 167,600 | $85,000 | thousands by filing date | call |
| ADVISORSHARES | 00768Y883 | EXCHANGE TRADED | 10,810 | $85,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 59,400 | $84,000 | thousands by filing date | call |
| NOVAVAX INC | 670002104 | COMMON STOCK | 68,031 | $84,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 18,700 | $82,000 | thousands by filing date | call |
| STEIN MART INC | 858375108 | COM | 70,635 | $82,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 14,040 | $81,000 | thousands by filing date | |
| PLX PHARMA INC. XXXBANKRUPTCY EFF: 10/02/23 | 72942A107 | COMMON STOCK | 11,630 | $80,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 24,400 | $78,000 | thousands by filing date | call |
| WASHINGTON PRIME GROUP NEW | 93964W108 | COM | 11,011 | $78,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 12,100 | $77,000 | thousands by filing date | call |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 30,100 | $77,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 30,929 | $76,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 37,248 | $76,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 20,800 | $76,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 55,100 | $75,000 | thousands by filing date | call |
| Chubb Limited | H1467J104 | COM | 98,800 | $74,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 44,600 | $74,000 | thousands by filing date | call |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 14,528 | $74,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 24,300 | $73,000 | thousands by filing date | put |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 17,362 | $72,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 15,387 | $72,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 10,498 | $72,000 | thousands by filing date | |
| DHI GROUP INC | 23331S100 | COM | 37,515 | $71,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 102,100 | $70,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 16,043 | $69,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 23,970 | $68,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 38,224 | $67,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 52,800 | $66,000 | thousands by filing date | call |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 37,800 | $66,000 | thousands by filing date | call |
| GROUPON INC | 399473107 | COMMON STOCK | 12,989 | $66,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 50,500 | $66,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 14,500 | $65,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 13,087 | $63,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 21,600 | $62,000 | thousands by filing date | call |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 79,400 | $61,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 18,090 | $60,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 32,335 | $60,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 11,600 | $57,000 | thousands by filing date | call |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 108,875 | $56,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 60,600 | $55,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 69,100 | $55,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 14,825 | $55,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 15,491 | $55,000 | thousands by filing date | |
| SACHEM CAP CORP | 78590A109 | COM | 14,000 | $55,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 13,250 | $55,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 13,270 | $53,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 17,120 | $53,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 17,638 | $53,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 60,000 | $53,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 11,315 | $52,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 13,020 | $51,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 11,700 | $50,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 20,400 | $49,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 30,000 | $48,000 | thousands by filing date | call |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 12,500 | $47,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 85,300 | $47,000 | thousands by filing date | call |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 11,000 | $47,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 10,750 | $47,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 11,000 | $46,000 | thousands by filing date | call |
| HECLA MNG CO | 422704106 | COM | 11,540 | $46,000 | thousands by filing date | |
| AMERICAN SUPERCONDUCTOR CORP | 030111207 | SHS NEW | 12,547 | $46,000 | thousands by filing date | |
| CITIUS PHARMACEUTICALS INC | 17322U207 | COM | 12,000 | $46,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 20,900 | $43,000 | thousands by filing date | call |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 11,900 | $43,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 15,300 | $42,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 124,600 | $42,000 | thousands by filing date | call |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 10,500 | $42,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 30,974 | $42,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 31,158 | $41,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 11,300 | $40,000 | thousands by filing date | call |
| PLUG PWR INC | 72919P202 | COM NEW | 16,959 | $40,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 11,700 | $39,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 18,300 | $39,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 27,700 | $38,000 | thousands by filing date | call |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 15,944 | $38,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 93,500 | $37,000 | thousands by filing date | call |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 11,088 | $37,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 13,008 | $36,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 20,000 | $35,000 | thousands by filing date | call |
| iShares Russell 2000 ETF | 464287655 | SHS | 67,800 | $34,000 | thousands by filing date | call |
| Salesforce.com, Inc | 79466L302 | COM | 14,600 | $34,000 | thousands by filing date | call |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 19,114 | $34,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 135,900 | $34,000 | thousands by filing date | call |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 28,439 | $34,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 78,000 | $34,000 | thousands by filing date | call |
| TORCHLIGHT ENERGY RES INC | 89102U103 | COM | 25,000 | $34,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 18,800 | $33,000 | thousands by filing date | |
| SOLIGENIX INC | 834223307 | COM | 14,710 | $33,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 73,800 | $32,000 | thousands by filing date | call |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 20,700 | $31,000 | thousands by filing date | call |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 14,900 | $31,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 16,000 | $30,000 | thousands by filing date | call |
| RESEARCH FRONTIERS INC | 760911107 | COM | 27,500 | $29,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 20,547 | $29,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 36,444 | $29,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 13,994 | $29,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 14,100 | $28,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 13,100 | $27,000 | thousands by filing date | call |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 25,500 | $27,000 | thousands by filing date | |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 19,300 | $27,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 10,300 | $26,000 | thousands by filing date | call |
| ZION OIL & GAS INC | 989696109 | COM | 12,189 | $26,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 90,500 | $24,000 | thousands by filing date | call |
| EMX RTY CORP | 26873J107 | COM | 29,449 | $24,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 13,711 | $23,000 | thousands by filing date | |
| ANTARES PHARMA INC | 036642106 | COM | 11,323 | $23,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 92,000 | $22,000 | thousands by filing date | call |
| PETROQUEST ENERGY INC COM NEW | 716748306 | Stock | 11,875 | $22,000 | thousands by filing date | |
| OCEAN PWR TECHNOLOGIES INC | 674870407 | COM PAR $ | 18,700 | $21,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 31,400 | $20,000 | thousands by filing date | call |
| INTERPACE DIAGNOSTICS GROUP | 46062X204 | COM NEW | 20,000 | $20,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 14,300 | $20,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 11,900 | $19,000 | thousands by filing date | call |
| PG&E CORP COM | 69331C108 | Stock | 18,000 | $19,000 | thousands by filing date | put |
| HARTE-HANKS INC | 416196103 | COM | 20,000 | $19,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 22,793 | $19,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 10,420 | $19,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 25,000 | $19,000 | thousands by filing date | |
| AURYN RES INC | 05208W108 | COM | 11,500 | $19,000 | thousands by filing date | |
| AETHLON MED INC | 00808Y208 | AETHLON MED INC | 16,730 | $19,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 26,500 | $18,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 48,800 | $18,000 | thousands by filing date | call |
| CAN-FITE BIOPHARMA LTD | 13471N102 | SPONSORED ADR | 12,200 | $18,000 | thousands by filing date | |
| CYTRX CORP | 232828608 | COM PAR | 10,379 | $18,000 | thousands by filing date | |
| BIOCEPT INC | 09072V204 | COM NEW | 25,000 | $17,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 15,000 | $16,000 | thousands by filing date | call |
| MICROVISION INC DEL | 594960304 | COM NEW | 10,025 | $16,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 28,100 | $15,000 | thousands by filing date | call |
| KINROSS GOLD CORP | 496902404 | COM | 109,500 | $15,000 | thousands by filing date | call |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 17,130 | $15,000 | thousands by filing date | |
| JONESTOWN BK &TR CO PA COM | 48019R108 | COM | 13,495 | $15,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 12,900 | $14,000 | thousands by filing date | call |
| VWO | 922042858 | SHS | 23,100 | $14,000 | thousands by filing date | call |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 13,000 | $14,000 | thousands by filing date | call |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 51,000 | $14,000 | thousands by filing date | put |
| FINISAR CORP | 31787A507 | COM NEW | 24,100 | $14,000 | thousands by filing date | call |
| ENSYNC INC. | 29359T102 | Common Stock | 36,000 | $14,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 65,500 | $13,000 | thousands by filing date | call |
| UNIVAR SOLUTIONS | 65342H110 | EQUITY WRT | 21,065 | $13,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 52,200 | $12,000 | thousands by filing date | put |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 15,540 | $12,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 18,600 | $11,000 | thousands by filing date | call |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 48,000 | $11,000 | thousands by filing date | put |
| POLYMET MINING CORP | 731916102 | COM | 12,500 | $11,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 17,501 | $10,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 48,500 | $10,000 | thousands by filing date | call |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 20,000 | $10,000 | thousands by filing date | put |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 11,000 | $10,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 30,300 | $9,000 | thousands by filing date | call |
| USBANCORPDEL | 902973304 | COM NEW | 39,600 | $9,000 | thousands by filing date | call |
| XILINX INC | 983919101 | COM | 23,100 | $9,000 | thousands by filing date | call |
| ASANKO GOLD INC | 04341Y105 | COM | 13,440 | $9,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 121,300 | $8,000 | thousands by filing date | call |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 20,000 | $8,000 | thousands by filing date | call |
| NEKTAR THERAPEUTICS | 640268108 | COM | 14,300 | $8,000 | thousands by filing date | put |
| BIOSCRIP INC | 09069N108 | COM | 15,000 | $8,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 20,533 | $8,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,800 | $7,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 16,300 | $7,000 | thousands by filing date | call |
| GOLDCORP INC NEW | 380956409 | COM | 68,600 | $7,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 16,200 | $7,000 | thousands by filing date | call |
| TROVAGENE INC | 897238309 | COM | 23,000 | $7,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 15,000 | $6,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 10,900 | $6,000 | thousands by filing date | call |
| BGC PARTNERS INC | 05541T101 | CL A | 21,300 | $6,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 16,000 | $6,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 26,300 | $5,000 | thousands by filing date | call |
| METLIFE INC COM | 59156R108 | Stock | 22,700 | $5,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 99,500 | $5,000 | thousands by filing date | call |
| BIOAMBER INC | 09072Q106 | COM | 13,000 | $5,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 14,600 | $4,000 | thousands by filing date | call |
| SANOFI | 80105N113 | COMMON STOCK-FO | 11,068 | $4,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 10,300 | $3,000 | thousands by filing date | call |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 32,600 | $3,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 14,400 | $3,000 | thousands by filing date | call |
| FORD MTR CO COM | 345370860 | Stock | 32,400 | $2,000 | thousands by filing date | put |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 24,200 | $2,000 | thousands by filing date | call |
| WESTROCK CO | 96145D105 | COM | 17,900 | $2,000 | thousands by filing date | call |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 19,200 | $2,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 22,800 | $1,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 16,600 | $1,000 | thousands by filing date | call |
| Mondelez International,Inc. Class A | 609207105 | COM | 17,000 | $1,000 | thousands by filing date | call |
| Vanguard Real Estate | 922908553 | SHS | 23,100 | $1,000 | thousands by filing date | call |
| GENERAL ELEC CO | 369604103 | COM | 27,800 | $1,000 | thousands by filing date | call |
| WELLTOWER INC COM | 95040Q104 | REIT | 10,700 | $1,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 18,400 | $1,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 17,000 | $1,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 10,900 | $1,000 | thousands by filing date | call |
| ENCANA CORP | 292505104 | COM | 20,300 | $1,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 36,927 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-18-000004 | this filing | 2018-02-14 | acceptance time not in the bulk data set |