13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 3,419 holding rows worth $54,422,889,000.
- Accession
- 0001084208-18-000004
- Filer
- CIK 1084208
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 3,521 entries on the cover page, a total value of $54,422,889,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $54,422,889,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 18,880 | $1,239,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 19,261 | $1,239,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 48,643 | $1,236,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 146,854 | $1,232,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 75,546 | $1,230,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 39,242 | $1,226,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 39,797 | $1,224,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 109,088 | $1,223,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 73,127 | $1,223,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 24,412 | $1,223,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 18,471 | $1,220,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 22,441 | $1,217,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 36,598 | $1,215,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 50,727 | $1,214,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 35,193 | $1,211,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 27,389 | $1,208,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 42,149 | $1,205,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 87,044 | $1,202,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 44,489 | $1,201,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 18,397 | $1,198,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 42,726 | $1,192,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 34,130 | $1,191,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 22,119 | $1,189,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 92,198 | $1,189,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 8,850 | $1,187,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 13,321 | $1,186,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 23,647 | $1,186,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 53,847 | $1,184,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 49,785 | $1,183,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 20,154 | $1,182,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 119,140 | $1,182,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 22,400 | $1,180,000 | thousands by filing date | call |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 67,464 | $1,169,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 89,500 | $1,168,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 23,997 | $1,166,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 82,472 | $1,161,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 27,622 | $1,159,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 82,219 | $1,158,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 64,560 | $1,158,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 85,299 | $1,157,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 15,088 | $1,155,000 | thousands by filing date | |
| AMERICAN CUSTOMER SATISFACTION ETF | 26922A776 | ETF | 37,246 | $1,149,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 112,717 | $1,147,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 21,733 | $1,146,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 84,015 | $1,144,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 31,531 | $1,142,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 37,793 | $1,141,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 41,841 | $1,140,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 21,557 | $1,136,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 123,181 | $1,135,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 9,973 | $1,133,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 130,797 | $1,131,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 21,163 | $1,127,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 13,129 | $1,125,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 27,502 | $1,124,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 23,967 | $1,123,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 20,012 | $1,123,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 180,777 | $1,123,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 10,029 | $1,122,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 47,334 | $1,122,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 8,464 | $1,117,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 24,825 | $1,113,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 108,509 | $1,112,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 20,920 | $1,111,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 44,309 | $1,110,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 89,837 | $1,109,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 36,126 | $1,109,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 42,336 | $1,105,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 85,670 | $1,105,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 65,900 | $1,105,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 8,262 | $1,104,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 51,182 | $1,103,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 8,997 | $1,102,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540208 | COM NEW | 38,361 | $1,101,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 18,140 | $1,099,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 22,627 | $1,099,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 9,965 | $1,096,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 45,265 | $1,095,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 19,899 | $1,094,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 45,145 | $1,093,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 31,159 | $1,092,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 9,534 | $1,092,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 22,917 | $1,088,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 88,140 | $1,084,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 48,974 | $1,082,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 42,342 | $1,081,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 31,659 | $1,079,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 34,422 | $1,075,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 53,666 | $1,067,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 42,746 | $1,066,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C401 | ULTRA DIVID REV | 29,125 | $1,066,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 26,331 | $1,065,000 | thousands by filing date | |
| ABERDEEN INCOME CR STRATEGIE | 003057106 | COM | 75,518 | $1,060,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 46,230 | $1,059,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 40,431 | $1,058,000 | thousands by filing date | |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 8,273 | $1,058,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 41,340 | $1,058,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 25,174 | $1,054,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 19,777 | $1,053,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 31,889 | $1,052,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AX4 | NOTE 0.900% 9/1 | 900,000 | $1,052,000 | thousands by filing date | principal |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 14,626 | $1,051,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 18,767 | $1,051,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 7,300 | $1,049,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 17,195 | $1,048,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 34,862 | $1,044,000 | thousands by filing date | |
| UDR INC COM | 902653104 | REIT | 27,108 | $1,044,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 27,810 | $1,042,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 88,900 | $1,041,000 | thousands by filing date | call |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 93,590 | $1,039,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 74,081 | $1,037,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,548 | $1,034,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 7,860 | $1,034,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 35,102 | $1,027,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 82,082 | $1,026,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 22,491 | $1,024,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 87,133 | $1,021,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 48,303 | $1,019,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 68,320 | $1,018,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 19,172 | $1,018,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 39,001 | $1,017,000 | thousands by filing date | |
| CHINA LODGING GROUP LTD | 16949N109 | SPONSORED ADR | 7,038 | $1,016,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 11,952 | $1,012,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 9,305 | $1,010,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 26,438 | $1,006,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 46,351 | $1,004,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 37,828 | $1,003,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 38,291 | $1,003,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 22,394 | $1,002,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 16,625 | $1,002,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 15,607 | $998,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 7,061 | $997,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 81,953 | $996,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 53,594 | $991,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 114,724 | $991,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 38,409 | $990,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 27,743 | $987,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 155,082 | $983,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 74,806 | $983,000 | thousands by filing date | |
| LATTICE STRATEGIES TR | 518416102 | HARTFORD MLT ETF | 33,655 | $983,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 25,271 | $980,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 19,736 | $976,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 107,495 | $973,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,108,000 | $972,000 | thousands by filing date | principal |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 33,375 | $971,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 31,793 | $968,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 31,730 | $965,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 21,509 | $964,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 71,078 | $963,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 83,674 | $962,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 50,898 | $962,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 22,640 | $960,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 60,366 | $957,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 68,023 | $956,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 37,962 | $953,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 144,526 | $948,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 575,000 | $946,000 | thousands by filing date | principal |
| ENVESTNET INC | 29404K106 | COM | 18,910 | $943,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 21,361 | $942,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 49,755 | $939,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 27,674 | $937,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 61,586 | $937,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 24,737 | $936,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 38,149 | $934,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 52,185 | $934,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 15,564 | $927,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 19,539 | $927,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 41,152 | $926,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 23,222 | $925,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 103,235 | $925,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 15,975 | $924,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 82,290 | $921,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 18,104 | $916,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 14,866 | $914,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 26,086 | $913,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 79,960 | $912,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 46,476 | $911,000 | thousands by filing date | |
| XPERI CORP | 98421B100 | COM | 37,291 | $910,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 25,764 | $910,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 166,169 | $909,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 116,831 | $905,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 24,307 | $905,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 184,853 | $902,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 34,556 | $901,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 22,282 | $899,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 46,314 | $898,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 16,923 | $896,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 19,662 | $895,000 | thousands by filing date | |
| FLOOR & DECOR HLDGS INC CL A | 339750101 | Stock | 18,360 | $894,000 | thousands by filing date | |
| CONSOL ENERGY INC NEW | 20854L108 | COM | 22,607 | $893,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 58,767 | $891,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 67,570 | $889,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 82,100 | $888,000 | thousands by filing date | call |
| CENTERSTATE BK CORP | 15201P109 | COM | 34,408 | $885,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 76,765 | $883,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 36,152 | $880,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 14,929 | $880,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 22,166 | $880,000 | thousands by filing date | |
| FB FINL CORP | 30257X104 | COM | 20,914 | $878,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 20,192 | $877,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 26,788 | $876,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 33,000 | $873,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 32,859 | $871,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 11,296 | $870,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 66,412 | $870,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 17,393 | $869,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 14,500 | $868,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 67,956 | $867,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 15,367 | $867,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 99,774 | $866,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 62,709 | $865,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 5,515 | $862,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 16,305 | $861,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 4,801 | $855,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 194,497 | $854,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 158,074 | $854,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 73,129 | $853,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 23,502 | $852,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 23,395 | $852,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 65,421 | $852,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 39,978 | $843,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 147,556 | $843,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 26,741 | $842,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 87,606 | $838,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 20,347 | $836,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 93,359 | $835,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 54,294 | $834,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 24,990 | $832,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 86,385 | $832,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 67,891 | $825,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,303 | $824,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 211,100 | $822,000 | thousands by filing date | call |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 132,996 | $818,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 35,150 | $815,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 8,121 | $813,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 43,674 | $811,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 16,724 | $811,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 15,659 | $809,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 25,607 | $807,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 43,582 | $806,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 22,029 | $804,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 36,561 | $803,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 21,881 | $801,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 27,616 | $799,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 85,047 | $798,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 3,814 | $794,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 11,118 | $794,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 47,953 | $793,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 143,264 | $792,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 13,471 | $791,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 27,118 | $791,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 79,129 | $788,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 39,735 | $787,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 25,243 | $787,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 8,351 | $786,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 22,008 | $786,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 22,894 | $786,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 114,660 | $785,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 6,216 | $782,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 13,465 | $780,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 8,359 | $779,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 35,692 | $777,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 21,344 | $776,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 52,959 | $774,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 43,292 | $774,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 64,559 | $773,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 41,007 | $773,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B408 | COM NEW | 47,448 | $772,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 22,755 | $771,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 12,423 | $771,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 34,628 | $770,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 3,165 | $769,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 25,419 | $769,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 22,565 | $769,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 22,177 | $768,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 6,133 | $764,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 16,277 | $763,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 89,671 | $762,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 23,621 | $761,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 49,121 | $760,000 | thousands by filing date | |
| FEDERATED HERMES PREM MUNI I | 31423P108 | COM | 54,036 | $759,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 230,447 | $758,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 12,572 | $756,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 120,568 | $755,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 23,736 | $755,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 25,643 | $754,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 15,826 | $751,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 33,837 | $750,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 90,614 | $750,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 79,002 | $750,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 5,743 | $747,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 8,181 | $747,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 36,534 | $746,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 39,438 | $745,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 136,740 | $745,000 | thousands by filing date | |
| ATHENE HOLDING LTD | G0684D107 | CL A | 14,395 | $744,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 33,734 | $740,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 79,862 | $737,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 22,627 | $735,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 22,929 | $731,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 10,166 | $731,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 30,659 | $731,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 8,679 | $730,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 23,069 | $730,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 112,476 | $729,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 57,933 | $729,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 22,744 | $728,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 20,708 | $726,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 12,748 | $726,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 16,150 | $725,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 56,740 | $725,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 54,703 | $725,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 18,380 | $722,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 19,395 | $721,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 39,863 | $720,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 24,032 | $720,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 7,721 | $718,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 14,991 | $717,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 36,840 | $716,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 24,085 | $716,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 13,143 | $716,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 11,819 | $715,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 9,765 | $714,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 34,809 | $714,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 17,126 | $713,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 20,047 | $713,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 34,132 | $713,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 62,541 | $712,000 | thousands by filing date | |
| HOULIHAN LOKEY INC CL A | 441593100 | Stock | 15,623 | $710,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 9,126 | $708,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 62,812 | $702,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13,908 | $702,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 54,855 | $701,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 6,155 | $701,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 22,096 | $700,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 27,776 | $698,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 20,478 | $698,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 10,731 | $697,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 33,993 | $695,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 11,662 | $694,000 | thousands by filing date | |
| IGNYTA INC | 451731103 | COM | 25,911 | $692,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 88,739 | $691,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 20,848 | $691,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 20,881 | $691,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 22,183 | $689,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 14,937 | $689,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 13,169 | $689,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,847 | $687,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 20,084 | $687,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 25,477 | $685,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 11,928 | $684,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 6,067 | $684,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 4,221 | $683,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 9,839 | $683,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 36,610 | $683,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 7,364 | $682,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 18,162 | $682,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 10,102 | $682,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 1,164 | $682,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 9,805 | $679,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 30,357 | $679,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 171,415 | $679,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 7,270 | $674,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 13,219 | $674,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 650,000 | $674,000 | thousands by filing date | principal |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 24,325 | $673,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 132,814 | $673,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 10,120 | $672,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 12,554 | $671,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 13,851 | $671,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 1,611 | $669,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 46,029 | $668,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 117,679 | $666,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 13,066 | $665,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 6,790 | $665,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 39,924 | $665,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 19,095 | $662,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 13,041 | $660,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 18,069 | $660,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 6,561 | $659,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 19,214 | $654,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 68,068 | $654,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 18,104 | $650,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 36,257 | $650,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 100,000 | $650,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 15,380 | $649,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 26,155 | $647,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 26,738 | $647,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 19,616 | $645,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 7,642 | $644,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 19,614 | $644,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 9,039 | $640,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 13,550 | $639,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 14,116 | $638,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 26,958 | $638,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 14,498 | $636,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 23,939 | $633,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 19,472 | $633,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 75,728 | $631,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 15,559 | $630,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 17,097 | $629,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 44,872 | $628,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 33,535 | $627,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 20,325 | $624,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 14,162 | $623,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 39,965 | $621,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 11,912 | $620,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 46,302 | $619,000 | thousands by filing date | |
| INNOVATOR ETFS TRUST | 45782C102 | mc | 18,593 | $617,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 12,613 | $615,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 4,871 | $613,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 90,656 | $611,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 17,229 | $611,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 30,988 | $610,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 89,273 | $610,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 33,238 | $610,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 9,626 | $603,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L795 | STOXX GLOBR INF | 12,356 | $602,000 | thousands by filing date | |
| OKTAINCCLASSA | 679295105 | STOK | 23,483 | $601,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 39,607 | $600,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 33,339 | $600,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 12,933 | $599,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 16,747 | $594,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 44,077 | $592,000 | thousands by filing date | |
| MAXAR TECHNOLOGIES LTD | 57778L103 | COM | 9,204 | $592,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 5,443 | $591,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 216,357 | $591,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 39,559 | $588,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 32,350 | $587,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 281,100 | $586,000 | thousands by filing date | call |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 16,819 | $586,000 | thousands by filing date | |
| CATALYST BIOSCIENCES INC | 14888D208 | COM | 42,890 | $585,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 12,760 | $584,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 41,593 | $584,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 44,325 | $584,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 10,815 | $583,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 12,158 | $582,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 25,844 | $582,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 35,234 | $582,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 24,030 | $582,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 49,193 | $581,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 28,407 | $581,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 7,541 | $579,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 50,783 | $577,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 32,417 | $577,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 301,000 | $577,000 | thousands by filing date | principal |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 5,333 | $576,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 12,770 | $575,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 4,793 | $575,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 45,400 | $572,000 | thousands by filing date | call |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 63,814 | $568,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 84,282 | $568,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 42,803 | $567,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 23,416 | $567,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 39,550 | $566,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 7,562 | $566,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 60,486 | $564,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 7,505 | $564,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 8,431 | $563,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 11,596 | $562,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 9,463 | $562,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 25,348 | $560,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 52,425 | $560,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 107,521 | $560,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 14,109 | $560,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 19,183 | $560,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 2,403 | $559,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 39,987 | $558,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 4,267 | $557,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 7,379 | $556,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,299 | $556,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 11,851 | $556,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 39,044 | $554,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 180,000 | $554,000 | thousands by filing date | principal |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 156,000 | $553,000 | thousands by filing date | principal |
| JUPAI HLDGS LTD | 48205B107 | ADS | 29,914 | $553,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 23,736 | $552,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 45,509 | $551,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 534,760 | $551,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 57,762 | $551,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 6,182 | $550,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 9,789 | $550,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 64,280 | $550,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 81,700 | $549,000 | thousands by filing date | call |
| TIER REIT COM | 88650V208 | COM NEW | 26,921 | $549,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 7,235 | $546,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 153,400 | $544,000 | thousands by filing date | call |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,675 | $543,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 5,035 | $540,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 14,378 | $540,000 | thousands by filing date | |
| PBF LOGISTICS LP | 69318Q104 | UNIT LTD PTNR | 25,750 | $539,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 38,464 | $539,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 89,706 | $537,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 35,283 | $535,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 47,972 | $535,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 3,469 | $535,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 21,354 | $534,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 21,076 | $534,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 4,848 | $531,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 8,236 | $531,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-18-000004 | this filing | 2018-02-14 | acceptance time not in the bulk data set |