13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 3,397 holding rows worth $49,937,988,000.
- Accession
- 0001084208-17-000008
- Filer
- CIK 1084208
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 3,522 entries on the cover page, a total value of $49,937,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $49,937,988,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 75,110 | $488,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 8,412 | $487,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 33,722 | $487,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 6,321 | $486,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 8,304 | $486,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 9,270 | $485,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 30,547 | $484,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 167,996 | $484,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 11,195 | $483,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 36,034 | $483,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 5,039 | $483,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 20,627 | $483,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 17,506 | $482,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 7,655 | $481,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 10,420 | $479,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 31,022 | $479,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 30,151 | $478,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 100,452 | $477,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 9,147 | $474,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 20,424 | $472,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 13,608 | $472,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 25,679 | $470,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V309 | 6.875% CON PFD A | 440 | $470,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 26,218 | $469,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J505 | EURO ALPHADEX | 11,035 | $469,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 5,323 | $468,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 8,156 | $467,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 180,000 | $467,000 | thousands by filing date | principal |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 21,866 | $466,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 4,774 | $466,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 21,881 | $465,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 7,436 | $463,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 10,736 | $463,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 18,198 | $462,000 | thousands by filing date | |
| GEMPHIRE THERAPEUTICS INC | 36870A108 | COM | 48,551 | $461,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 19,679 | $460,000 | thousands by filing date | |
| RH | 74967X103 | COM | 6,522 | $459,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 25,752 | $459,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 3,996 | $458,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 22,598 | $454,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 43,415 | $453,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 17,960 | $452,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 23,551 | $451,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 11,325 | $451,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 7,647 | $451,000 | thousands by filing date | |
| USA TRUCK INC | 902925106 | COM | 32,000 | $450,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 16,687 | $446,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 73,613 | $445,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 3,074 | $444,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 6,632 | $441,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 7,678 | $440,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 128,000 | $440,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 24,416 | $439,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 28,695 | $439,000 | thousands by filing date | |
| BOJANGLES INC | 097488100 | COM | 32,540 | $439,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 17,150 | $437,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 31,998 | $435,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 4,022 | $434,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 10,500 | $434,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 24,285 | $432,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 10,244 | $432,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 29,255 | $430,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 14,195 | $430,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 25,846 | $430,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 22,406 | $430,000 | thousands by filing date | |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 5,423 | $430,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 11,885 | $429,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 17,771 | $429,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 37,101 | $429,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 20,226 | $429,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 70,148 | $429,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 14,067 | $428,000 | thousands by filing date | |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 37,118 | $428,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 47,849 | $428,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 13,182 | $427,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 8,853 | $427,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 17,835 | $426,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 30,107 | $425,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 400,000 | $425,000 | thousands by filing date | principal |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 60,624 | $424,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 9,270 | $423,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 6,022 | $423,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 58,596 | $422,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 16,514 | $422,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 13,113 | $421,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 36,318 | $419,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 9,337 | $419,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 21,475 | $418,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 15,417 | $418,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 22,106 | $417,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 12,524 | $416,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 33,829 | $416,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 10,780 | $416,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 8,129 | $415,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 10,106 | $415,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 31,047 | $414,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 28,734 | $414,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 41,088 | $413,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 75,520 | $413,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 14,771 | $412,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 30,046 | $412,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 26,519 | $412,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 12,760 | $410,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 9,505 | $409,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 7,832 | $407,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 30,729 | $406,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 34,143 | $406,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 10,532 | $406,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 20,516 | $402,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 11,381 | $401,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 25,583 | $400,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 11,396 | $400,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 20,686 | $400,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 82,000 | $400,000 | thousands by filing date | put |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 28,190 | $400,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 15,509 | $399,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 27,406 | $398,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 350,000 | $398,000 | thousands by filing date | principal |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 89,301 | $398,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 22,100 | $397,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 103,200 | $396,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 20,727 | $394,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 9,727 | $394,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 3,402 | $394,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 87,450 | $393,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 53,378 | $393,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 16,900 | $392,000 | thousands by filing date | call |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 23,606 | $391,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 23,170 | $390,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 16,256 | $390,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 5,291 | $387,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 13,712 | $387,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 7,248 | $386,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 16,028 | $386,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 21,314 | $386,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 3,004 | $384,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 66,761 | $384,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 4,443 | $384,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 13,311 | $383,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 20,462 | $382,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 24,107 | $380,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 15,017 | $379,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 6,359 | $379,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 135,059 | $378,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 9,454 | $378,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 6,950 | $378,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 46,390 | $378,000 | thousands by filing date | |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,573 | $377,000 | thousands by filing date | |
| VANECK VECTORS ETF TRUST | 92189F288 | ENERGY INCOME | 15,690 | $375,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 9,031 | $375,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 4,342 | $373,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 16,905 | $372,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 7,013 | $372,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 9,866 | $369,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 350,000 | $369,000 | thousands by filing date | principal |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 25,772 | $368,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 78,200 | $368,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 96,294 | $367,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,787 | $366,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 10,702 | $366,000 | thousands by filing date | |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 15,573 | $366,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 2,910 | $365,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 16,583 | $364,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 20,380 | $364,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 22,680 | $363,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M217 | 2022 HG YLD CB | 14,262 | $362,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 85,113 | $361,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 15,742 | $361,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 7,127 | $361,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 6,028 | $361,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 30,669 | $360,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 16,793 | $359,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 13,448 | $359,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 16,986 | $358,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X263 | CURRNCY INT EQ | 12,055 | $358,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 25,682 | $358,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 22,107 | $358,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 10,299 | $357,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 8,025 | $355,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 11,200 | $355,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 4,574 | $354,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 29,586 | $354,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 8,844 | $354,000 | thousands by filing date | |
| DAVIS FUNDAMENTAL ETF TR | 23908L306 | SELECT WRLD WI | 14,509 | $354,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 15,561 | $353,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 14,531 | $353,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 27,165 | $351,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 120,943 | $351,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 20,863 | $350,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 5,357 | $350,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 4,962 | $350,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,815 | $350,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 30,710 | $349,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 5,881 | $349,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 42,799 | $347,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 10,057 | $347,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 6,351 | $344,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 34,162 | $344,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 13,455 | $343,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 472 | $341,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 10,067 | $341,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 3,820 | $341,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 7,924 | $340,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 7,808 | $340,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 7,975 | $340,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 18,725 | $339,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 7,090 | $339,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 9,394 | $337,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 24,147 | $337,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 18,000 | $336,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 36,178 | $335,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 8,122 | $334,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 15,445 | $334,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 6,794 | $333,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 14,871 | $333,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 8,416 | $332,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 30,247 | $332,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 34,177 | $331,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 21,148 | $331,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 6,356 | $330,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 8,496 | $330,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 1,981 | $330,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 465,000 | $330,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 16,714 | $330,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 53,371 | $330,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 45,379 | $330,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 75,812 | $330,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 5,965 | $330,000 | thousands by filing date | |
| Nashville Area ETF | 53957P106 | NASHVILLE AREA E | 12,000 | $330,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 12,425 | $329,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 31,092 | $329,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 9,588 | $329,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 9,097 | $329,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 26,974 | $329,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 11,732 | $328,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 7,523 | $328,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 6,034 | $326,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 17,296 | $325,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 3,677 | $325,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 7,800 | $324,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 19,691 | $324,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 7,840 | $323,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 248,800 | $322,000 | thousands by filing date | call |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,055 | $321,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 7,756 | $321,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 13,351 | $321,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,445 | $320,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 12,427 | $320,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 8,586 | $320,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q510 | ACTIVE EQTY OPPT | 10,436 | $320,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 27,739 | $319,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 25,625 | $319,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 16,920 | $319,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 6,326 | $319,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 11,743 | $318,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 12,162 | $318,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 8,417 | $318,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 14,068 | $317,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 20,355 | $316,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 11,255 | $316,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 14,054 | $316,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 3,586 | $315,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 70 | $315,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 31,401 | $314,000 | thousands by filing date | |
| OPPENHEIMER ETF TR | 68386C807 | S&P FINCIAL REVE | 4,900 | $314,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 2,349 | $313,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 3,042 | $312,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 22,190 | $312,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 22,055 | $311,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 390,000 | $310,000 | thousands by filing date | call |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 15,300 | $310,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 7,660 | $310,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 50,000 | $310,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 2,503 | $310,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 13,842 | $310,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 20,161 | $309,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 3,949 | $309,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 19,897 | $308,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 30,466 | $308,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 16,272 | $307,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 5,353 | $305,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 87,167 | $305,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 42,300 | $305,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 5,156 | $305,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 11,862 | $304,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 17,774 | $304,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 6,751 | $304,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 19,913 | $303,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 23,085 | $303,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 18,533 | $302,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 14,255 | $301,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 5,042 | $299,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 37,503 | $299,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 4,565 | $298,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 5,828 | $298,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 20,835 | $298,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 62,919 | $298,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 121,826 | $298,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 3,017 | $297,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,527 | $297,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 6,100 | $296,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 2,995 | $296,000 | thousands by filing date | |
| GMS INC | 36251C103 | COM | 8,350 | $296,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 18,750 | $296,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y715 | RBTCS ARTFL INTE | 13,548 | $295,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 5,230 | $295,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 35,900 | $295,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 15,971 | $295,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 16,650 | $293,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 19,243 | $293,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 50,561 | $293,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 30,350 | $292,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 25,326 | $291,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 14,015 | $291,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 4,718 | $290,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 2,473 | $290,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 7,583 | $290,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y871 | GLOBAL X URANIUM | 21,767 | $290,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 8,861 | $290,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 14,962 | $289,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 7,602 | $289,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 200,000 | $289,000 | thousands by filing date | principal |
| PARATEK PHARMACEUTICALS INC | 699374302 | Equity | 11,525 | $289,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,386 | $288,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 22,922 | $288,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 2,500 | $287,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 18,283 | $286,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 8,144 | $285,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 35,300 | $285,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 81,390 | $285,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 8,833 | $282,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 21,529 | $282,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 12,435 | $281,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 16,600 | $281,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 405,000 | $280,000 | thousands by filing date | principal |
| COCA COLA CONS INC | 191098102 | COM | 1,291 | $279,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 21,007 | $279,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 78,329 | $278,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 18,927 | $277,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 11,726 | $277,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 9,816 | $276,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092832 | DIVID ETF RISI | 9,495 | $276,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 7,354 | $275,000 | thousands by filing date | |
| VERASTEM INC | 92337C104 | COM | 58,406 | $275,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 30,856 | $275,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 90,000 | $275,000 | thousands by filing date | principal |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 4,564 | $274,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 11,629 | $274,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 37,640 | $274,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 30,488 | $274,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,323 | $273,000 | thousands by filing date | |
| TRACON PHARMACEUTICALS INC | 89237H100 | COM | 86,800 | $273,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 4,684 | $272,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 27,328 | $272,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 6,730 | $271,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 26,306 | $270,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 9,749 | $269,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 5,967 | $269,000 | thousands by filing date | |
| GLOBAL NET LEASE INC COM NEW | 379378201 | REIT | 12,310 | $269,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 26,329 | $269,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 27,622 | $269,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 162,000 | $268,000 | thousands by filing date | put |
| WESTLAKE CORPORATION | 960413102 | COM | 3,220 | $268,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 62,400 | $268,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 11,150 | $266,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 16,138 | $265,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 6,695 | $263,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 6,864 | $262,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 15,621 | $262,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 9,428 | $262,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 112,010 | $261,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 5,224 | $261,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 10,236 | $261,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 14,582 | $260,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 2,812 | $260,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 3,928 | $259,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 10,720 | $259,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 6,676 | $259,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 5,493 | $259,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 31,007 | $259,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 4,600 | $259,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 18,964 | $259,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 13,928 | $258,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 5,408 | $257,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 5,689 | $257,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 8,124 | $257,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 3,743 | $256,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 4,556 | $256,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 57,650 | $256,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 10,072 | $256,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 10,281 | $256,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 12,952 | $256,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 14,425 | $254,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 187,400 | $253,000 | thousands by filing date | call |
| GABELLI UTIL TR | 36240A101 | COM | 35,948 | $253,000 | thousands by filing date | |
| CIDARA THERAPEUTICS INC COM NEW | 171757107 | Stock | 31,206 | $253,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 12,984 | $253,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 8,303 | $252,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 31,983 | $252,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 6,993 | $251,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 11,673 | $251,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 17,604 | $251,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 9,965 | $251,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 3,907 | $251,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 6,779 | $250,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 5,080 | $250,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 8,100 | $250,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,449 | $250,000 | thousands by filing date | |
| BANK OF N T BUTTERFIELD & SO | G0772R208 | SHS NEW | 6,762 | $248,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 4,570 | $247,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 8,515 | $247,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 1,766 | $246,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 11,455 | $246,000 | thousands by filing date | |
| COBALT INTL ENERGY | 19075F304 | COM | 171,064 | $245,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 33,300 | $245,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 9,285 | $245,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 9,841 | $245,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 14,021 | $244,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 2,591 | $244,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 61,800 | $244,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 5,854 | $243,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 2,356 | $243,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 7,226 | $243,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 6,609 | $243,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 9,700 | $242,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 7,737 | $242,000 | thousands by filing date | |
| MAINSOURCE FINANCIAL GP INC | 56062Y102 | COM | 6,739 | $242,000 | thousands by filing date | |
| 51JOB INC | 316827104 | SPONSORED ADS | 3,983 | $241,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 334,700 | $240,000 | thousands by filing date | call |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 6,665 | $240,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 5,593 | $240,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 9,484 | $240,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 17,308 | $239,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 35,600 | $239,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 12,802 | $239,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 4,856 | $238,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 30,624 | $238,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 632 | $237,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 3,163 | $236,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 22,300 | $236,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 7,565 | $236,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 46,645 | $236,000 | thousands by filing date | |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 42,500 | $236,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 9,083 | $235,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 9,974 | $234,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 5,050 | $234,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 4,088 | $234,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 3,631 | $234,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 235,000 | $234,000 | thousands by filing date | principal |
| RADNET INC | 750491102 | COM | 20,151 | $233,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 41,733 | $233,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 3,068 | $232,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 54,130 | $232,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 6,510 | $232,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 8,037 | $231,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 44,085 | $231,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 16,404 | $231,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 10,218 | $231,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 7,755 | $231,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 7,086 | $230,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 10,842 | $230,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 117,294 | $229,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 24,392 | $228,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 69,585 | $228,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 40,814 | $227,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,919 | $227,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 7,681 | $227,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 5,873 | $227,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 174,974 | $227,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 3,563 | $226,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 7,716 | $225,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 5,389 | $225,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 26,628 | $225,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 13,500 | $224,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,129 | $224,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 5,736 | $224,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 8,569 | $223,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 8,616 | $223,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 7,616 | $222,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 13,374 | $221,000 | thousands by filing date | |
| DORCHESTER MINERALS L P | 25820R105 | COM UNIT | 14,682 | $221,000 | thousands by filing date | |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 6,429 | $221,000 | thousands by filing date | |
| MANNKIND CORP COM NEW | 56400P706 | Stock | 101,288 | $220,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 14,191 | $220,000 | thousands by filing date | |
| BLUEPRINT MEDICINES CORP | 09627Y109 | COM | 3,137 | $219,000 | thousands by filing date | |
| ASCENT INDUSTRIES CO | 871565107 | COM | 17,500 | $219,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2021 TERM MUNI BD ETF | 46435G789 | ETF | 8,475 | $219,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 4,814 | $218,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 3,907 | $218,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 7,465 | $218,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 4,784 | $218,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 153,000 | $218,000 | thousands by filing date | principal |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 20,000 | $218,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 1,645 | $217,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M183 | GUGENHIM 2023 | 8,063 | $217,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 45,000 | $216,000 | thousands by filing date | call |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 17,926 | $216,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 35,209 | $216,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 7,986 | $215,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 7,327 | $215,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-17-000008 | this filing | 2017-11-13 | acceptance time not in the bulk data set |