13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-13, with 3,397 holding rows worth $49,937,988,000.
- Accession
- 0001084208-17-000008
- Filer
- CIK 1084208
- Filed
- 2017-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 3,522 entries on the cover page, a total value of $49,937,988,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $49,937,988,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STAG INDUSTRIAL INC | 85254J102 | COM | 42,685 | $1,173,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 79,502 | $1,173,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 98,542 | $1,170,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 49,325 | $1,170,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 31,240 | $1,169,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 30,549 | $1,165,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 13,802 | $1,160,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 24,270 | $1,160,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 149,371 | $1,158,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 96,313 | $1,156,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 29,061 | $1,155,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 20,672 | $1,151,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 82,136 | $1,150,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 44,775 | $1,150,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 86,087 | $1,148,000 | thousands by filing date | |
| Viewra, Inc | 92672L107 | COM | 199,200 | $1,147,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 32,529 | $1,138,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 74,583 | $1,136,000 | thousands by filing date | |
| NUVEEN MUN HIGH INCOME OPPOR | 670682103 | COM | 83,449 | $1,136,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 44,548 | $1,136,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 79,019 | $1,135,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 14,855 | $1,133,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 24,881 | $1,129,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 34,401 | $1,129,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 39,040 | $1,128,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 44,805 | $1,128,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 54,608 | $1,127,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 103,367 | $1,127,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 118,152 | $1,122,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 81,214 | $1,109,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B571 | 1000 EQ WHT PT | 37,486 | $1,106,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 105,841 | $1,104,000 | thousands by filing date | |
| ARK ETF TR | 00214Q104 | INNOVATION ETF | 32,165 | $1,103,000 | thousands by filing date | |
| BAKER HUGHES COMPANY CL A | 05722G100 | Stock | 30,102 | $1,102,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 51,117 | $1,097,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 42,410 | $1,094,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 31,256 | $1,089,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 78,032 | $1,089,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 27,703 | $1,087,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 123,679 | $1,087,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 35,105 | $1,085,000 | thousands by filing date | |
| HIGHLAND FDS I | 430101774 | HI LD IBOXX SRLN | 59,197 | $1,083,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 29,821 | $1,079,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 62,643 | $1,077,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 24,731 | $1,076,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 13,848 | $1,075,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 22,879 | $1,073,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 26,056 | $1,072,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 93,472 | $1,070,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 78,306 | $1,069,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 28,036 | $1,068,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 20,233 | $1,065,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 28,083 | $1,063,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 50,025 | $1,060,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 10,029 | $1,059,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 4,642 | $1,058,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 89,195 | $1,057,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 32,665 | $1,057,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 47,339 | $1,055,000 | thousands by filing date | |
| PLAINS GP HLDGS L P | 72651A207 | LTD PARTNR INT A | 48,180 | $1,054,000 | thousands by filing date | |
| CHINA FD INC | 169373107 | COM | 51,774 | $1,054,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 21,434 | $1,052,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 76,134 | $1,051,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 6,932 | $1,051,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 9,551 | $1,051,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 73,278 | $1,044,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 167,004 | $1,044,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 31,940 | $1,043,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 103,268 | $1,041,000 | thousands by filing date | |
| PRA HEALTH SCIENCES INC | 69354M108 | COM | 13,634 | $1,039,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 45,862 | $1,039,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 49,120 | $1,036,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 43,633 | $1,036,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 19,808 | $1,036,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 61,556 | $1,034,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 12,632 | $1,033,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 38,541 | $1,033,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 25,423 | $1,032,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 35,884 | $1,028,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 117,812 | $1,025,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 20,725 | $1,023,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 800,000 | $1,023,000 | thousands by filing date | principal |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 25,052 | $1,017,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 52,675 | $1,017,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 79,385 | $1,014,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 53,908 | $1,012,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 28,161 | $1,010,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 70,362 | $1,008,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 56,254 | $1,007,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 19,770 | $1,007,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 16,450 | $1,004,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 59,055 | $1,004,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 23,084 | $1,002,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 9,978 | $1,001,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 20,848 | $1,001,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,108,000 | $999,000 | thousands by filing date | principal |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 39,452 | $999,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 105,639 | $996,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 221,056 | $993,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 34,194 | $992,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 65,885 | $990,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 62,933 | $989,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 19,518 | $987,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 72,750 | $986,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 105,431 | $984,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 19,209 | $980,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 34,032 | $980,000 | thousands by filing date | |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 15,974 | $980,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 32,903 | $977,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 140,099 | $974,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 173,523 | $973,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 43,325 | $968,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 39,790 | $967,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 143,866 | $967,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 7,645 | $966,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 51,073 | $966,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 36,104 | $966,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 32,322 | $965,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 83,029 | $959,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 37,949 | $959,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 33,886 | $958,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 152,079 | $955,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 14,932 | $954,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 60,414 | $953,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 47,520 | $951,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 143,706 | $948,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 70,702 | $947,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 46,950 | $939,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 109,512 | $939,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 25,245 | $938,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 15,253 | $938,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 102,352 | $938,000 | thousands by filing date | |
| AMPLIFY ETF TR | 032108102 | CMN | 25,696 | $937,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 177,653 | $936,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 74,501 | $935,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 49,129 | $934,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 46,693 | $934,000 | thousands by filing date | |
| MTGE INVT CORP COM | 55378A105 | REIT | 48,022 | $932,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 60,328 | $930,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 11,136 | $929,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 13,361 | $928,000 | thousands by filing date | |
| ASSOCIATED CAP GROUP INC | 045528106 | COM | 25,940 | $926,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 49,513 | $924,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 51,806 | $923,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 70,070 | $923,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 14,500 | $920,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 70,186 | $916,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 131,506 | $915,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 11,880 | $914,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 105,739 | $913,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 36,711 | $910,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 54,209 | $906,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 8,744 | $905,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 43,889 | $904,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 17,998 | $902,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 174,135 | $899,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 25,533 | $896,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 17,805 | $896,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 14,534 | $895,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 10,176 | $893,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 33,284 | $893,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 6,876 | $892,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 16,730 | $892,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 15,380 | $892,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 34,556 | $891,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 26,715 | $889,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 77,326 | $889,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 17,295 | $888,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 12,181 | $887,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 29,106 | $885,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 39,022 | $885,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 575,000 | $885,000 | thousands by filing date | principal |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 22,400 | $883,000 | thousands by filing date | call |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 14,167 | $883,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 35,153 | $877,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 25,425 | $873,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 48,660 | $870,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 49,579 | $869,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 33,066 | $869,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 75,357 | $869,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 33,709 | $869,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 29,378 | $868,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 62,783 | $866,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 60,296 | $865,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 95,624 | $864,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,278 | $861,000 | thousands by filing date | |
| SURGERY PARTNERS INC | 86881A100 | COM | 83,111 | $860,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 34,470 | $857,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 67,328 | $856,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 40,377 | $854,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 15,176 | $853,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 37,221 | $849,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 34,770 | $848,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 67,133 | $848,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 67,058 | $847,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 10,989 | $846,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 23,526 | $846,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 25,439 | $845,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 21,383 | $839,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 15,618 | $838,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 25,130 | $837,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 12,958 | $836,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 25,876 | $836,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 63,008 | $835,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 55,307 | $833,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 33,695 | $829,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 26,337 | $825,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 48,950 | $824,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 169,273 | $821,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 24,040 | $821,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 7,013 | $820,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 13,357 | $820,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 49,873 | $818,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 16,897 | $818,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 68,888 | $815,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 37,238 | $815,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 37,598 | $813,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 25,102 | $813,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 15,076 | $812,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 22,728 | $811,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 10,876 | $810,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 17,582 | $810,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 59,519 | $810,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 42,999 | $807,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 27,287 | $806,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 46,951 | $805,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 24,330 | $803,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 55,145 | $800,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 33,000 | $796,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 26,379 | $791,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 42,568 | $790,000 | thousands by filing date | |
| ADVISORSHARES TR INSIDER ADVAN | 00768y818 | INDX FD | 11,632 | $790,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 20,204 | $789,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 18,237 | $789,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 7,746 | $786,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 77,392 | $786,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 27,473 | $784,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 16,638 | $784,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 18,538 | $781,000 | thousands by filing date | |
| PEGASYSTEMS INC COM | 705573103 | Stock | 13,553 | $781,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 50,085 | $779,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 37,001 | $776,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 55,630 | $774,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 21,212 | $772,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 25,346 | $772,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 33,285 | $772,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 61,161 | $771,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 66,386 | $768,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 74,559 | $768,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 37,024 | $767,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 30,376 | $766,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 52,575 | $765,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 21,557 | $762,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 23,971 | $758,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 51,011 | $755,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 7,894 | $748,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 22,029 | $747,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 35,158 | $746,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 12,415 | $745,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 200,628 | $744,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 42,160 | $744,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 22,561 | $743,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 57,933 | $743,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 21,568 | $742,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 49,349 | $742,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 59,133 | $737,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 13,678 | $736,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 198,100 | $735,000 | thousands by filing date | call |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 91,099 | $735,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 20,608 | $735,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 11,927 | $734,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 18,128 | $734,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 19,387 | $732,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 7,339 | $726,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 52,982 | $726,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 36,838 | $725,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 14,626 | $724,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 68,515 | $724,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 64,246 | $723,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 23,267 | $721,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 21,324 | $719,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 22,405 | $715,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 21,576 | $715,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 8,381 | $709,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 10,406 | $707,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 14,205 | $705,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 31,353 | $704,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 18,169 | $704,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 75,305 | $703,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 15,163 | $703,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 73,850 | $702,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 60,938 | $701,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13,604 | $700,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 28,766 | $697,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 17,526 | $697,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 29,723 | $697,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 51,737 | $695,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 13,254 | $693,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 25,800 | $691,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 16,911 | $690,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 46,973 | $685,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 8,087 | $685,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 70,493 | $684,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 7,559 | $683,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 39,157 | $681,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 39,007 | $678,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 23,797 | $678,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 22,529 | $678,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 12,328 | $677,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 39,298 | $677,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 33,954 | $676,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 120,509 | $676,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 13,118 | $676,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 37,815 | $671,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 21,909 | $671,000 | thousands by filing date | |
| ULTRA CLEAN HLDGS INC COM | 90385V107 | Stock | 21,845 | $669,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 31,907 | $669,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 49,265 | $668,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 15,820 | $667,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 19,027 | $667,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 49,370 | $667,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 12,449 | $667,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 25,076 | $666,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 24,796 | $665,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 19,883 | $664,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 13,166 | $663,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 49,878 | $660,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 18,478 | $658,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 33,937 | $657,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 9,867 | $656,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 9,805 | $654,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 7,765 | $654,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 13,147 | $653,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 306,200 | $652,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 9,914 | $652,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 11,068 | $650,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 15,902 | $648,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 18,432 | $648,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 9,559 | $644,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 3,183 | $643,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 21,190 | $642,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 29,750 | $642,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 21,252 | $642,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 43,187 | $640,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 555,933 | $639,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 5,564 | $637,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 1,761 | $635,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 12,478 | $633,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 30,771 | $630,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 54,525 | $630,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 16,936 | $629,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 57,004 | $628,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 87,742 | $627,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 160,430 | $626,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 11,154 | $625,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 257,300 | $625,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 219,001 | $624,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 4,994 | $620,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 63,759 | $617,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 18,153 | $617,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 20,929 | $616,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 13,326 | $614,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 20,196 | $612,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 40,912 | $612,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 20,442 | $610,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 14,600 | $610,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 12,851 | $609,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 4,986 | $609,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 5,848 | $608,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 14,197 | $606,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 6,416 | $605,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 18,332 | $605,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 65,300 | $601,000 | thousands by filing date | call |
| CONVERGYS CORP | 212485106 | COM | 23,202 | $601,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 100,204 | $599,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P871 | CMN | 18,069 | $599,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5,556 | $598,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 6,736 | $598,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 33,937 | $597,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q536 | DYNA CORE IN ETF | 24,077 | $597,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 3,321 | $594,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 11,867 | $593,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 15,832 | $591,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 31,800 | $590,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 68,926 | $590,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 15,751 | $589,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 10,973 | $588,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 23,682 | $588,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 15,433 | $586,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 10,820 | $585,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 21,966 | $584,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 23,092 | $581,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 35,064 | $580,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 11,117 | $579,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 15,552 | $579,000 | thousands by filing date | |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 7,388 | $579,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 87,957 | $577,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,675 | $577,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 8,038 | $577,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 14,280 | $574,000 | thousands by filing date | |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 60,291 | $572,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 41,508 | $572,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 23,068 | $572,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 6,474 | $571,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 17,966 | $570,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,335 | $568,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 12,650 | $567,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 95,000 | $566,000 | thousands by filing date | call |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 37,676 | $566,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 21,702 | $564,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 5,332 | $564,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 16,830 | $562,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 38,251 | $562,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 11,859 | $560,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 17,150 | $560,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 7,666 | $559,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 6,356 | $559,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 67,436 | $559,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 19,504 | $559,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 39,629 | $557,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 25,983 | $556,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 18,051 | $556,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 23,855 | $555,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 10,066 | $554,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 13,154 | $552,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,425 | $551,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 113,900 | $550,000 | thousands by filing date | call |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 41,699 | $550,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 39,843 | $547,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 32,000 | $546,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 9,611 | $546,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 4,187 | $544,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 5,243 | $543,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 54,837 | $543,000 | thousands by filing date | |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 20,995 | $542,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 103,530 | $542,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 15,684 | $541,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 21,916 | $539,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 36,052 | $538,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 34,615 | $538,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 7,260 | $537,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 301,000 | $537,000 | thousands by filing date | principal |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 21,902 | $536,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 49,719 | $535,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 5,252 | $535,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 37,905 | $532,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 36,077 | $532,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 26,214 | $531,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W882 | CONSUMR DISCRT | 5,703 | $531,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 20,359 | $530,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 20,648 | $530,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 22,836 | $530,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 8,375 | $530,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 24,125 | $529,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 11,060 | $529,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 40,154 | $528,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 39,948 | $528,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 21,340 | $526,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 500,000 | $523,000 | thousands by filing date | principal |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 9,655 | $522,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 62,200 | $520,000 | thousands by filing date | call |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 5,947 | $519,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 26,851 | $518,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06744CBA8 | MTNF 7/2 | 510,000 | $518,000 | thousands by filing date | principal |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 4,881 | $517,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 5,332 | $517,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 15,364 | $517,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 14,172 | $517,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 10,196 | $517,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 3,756 | $516,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 19,265 | $514,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 9,256 | $514,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 6,889 | $514,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 8,181 | $512,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 6,006 | $511,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 18,606 | $511,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 156,000 | $511,000 | thousands by filing date | principal |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 41,867 | $510,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 59,391 | $509,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 57,231 | $509,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 24,604 | $507,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 28,163 | $507,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 3,917 | $506,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 48,503 | $506,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 20,743 | $505,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 96,651 | $505,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 8,270 | $505,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 76,400 | $504,000 | thousands by filing date | call |
| TRUSTMARK CORP | 898402102 | COM | 15,218 | $504,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 8,333 | $503,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 33,094 | $502,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 34,388 | $501,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 22,236 | $500,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 43,475 | $499,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 11,272 | $499,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 6,428 | $497,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 22,042 | $495,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 48,900 | $494,000 | thousands by filing date | call |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 14,545 | $488,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 13,171 | $488,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-17-000008 | this filing | 2017-11-13 | acceptance time not in the bulk data set |