13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 3,334 holding rows worth $46,267,703,000.
- Accession
- 0001084208-17-000006
- Filer
- CIK 1084208
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 3,459 entries on the cover page, a total value of $46,267,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $46,267,703,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 23,180 | $439,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 12,090 | $438,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 16,902 | $438,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 4,447 | $435,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 5,053 | $434,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 152,900 | $432,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 6,487 | $431,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 14,304 | $430,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 32,754 | $430,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 28,534 | $429,000 | thousands by filing date | |
| FQF TR | 351680848 | O SHS FTSE EUR | 17,296 | $429,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 15,076 | $428,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W430 | HEDGED HI YLD BD | 17,771 | $427,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 28,980 | $426,000 | thousands by filing date | |
| BARNWELL INDS INC | 068221100 | COM | 235,400 | $426,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 91,716 | $426,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 3,044 | $426,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 8,191 | $424,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 1,343 | $423,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 31,360 | $423,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 47,440 | $423,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 173,112 | $422,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 4,271 | $421,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 35,943 | $421,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 4,561 | $421,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 51,022 | $420,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 35,958 | $420,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 10,042 | $419,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 10,089 | $418,000 | thousands by filing date | |
| INTEGER HLDGS CORP | 45826H109 | COM | 71,900 | $417,000 | thousands by filing date | call |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 15,020 | $417,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y206 | DORSEY WRIGT ADR | 8,922 | $417,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 11,136 | $416,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 25,971 | $416,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 12,428 | $415,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 23,795 | $414,000 | thousands by filing date | |
| ISHARES TR | 46434VBD1 | IBONDS DEC25 ETF | 16,586 | $414,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 12,734 | $414,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 10,176 | $414,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 6,925 | $412,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 16,363 | $412,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 5,716 | $410,000 | thousands by filing date | |
| KINSALECAPGROUPINC | 49714P108 | STOK | 10,970 | $409,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 10,625 | $409,000 | thousands by filing date | |
| LEGG MASON ETF INVT | 52468L406 | FRANKLIN US LOW | 13,564 | $407,000 | thousands by filing date | |
| Poage Bankshares, Inc. | 730206109 | Common Stock | 21,314 | $406,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 7,550 | $403,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 25,104 | $402,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 42,849 | $402,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 5,008 | $397,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 25,866 | $397,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 31,184 | $395,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 7,832 | $395,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 4,280 | $395,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 21,475 | $395,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 15,400 | $394,000 | thousands by filing date | call |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 16,419 | $394,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 73,299 | $394,000 | thousands by filing date | |
| BIOHAVEN PHARMACEUTICAL HOLDIN | G11196105 | COM | 15,710 | $393,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA MUNICIPAL | 09248E102 | SH BEN INT | 27,368 | $393,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 17,899 | $393,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 7,409 | $392,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 80,560 | $392,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 5,911 | $390,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 6,480 | $389,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 28,552 | $389,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 9,810 | $386,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 53,887 | $386,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 28,777 | $385,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 19,250 | $384,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,490 | $383,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 5,971 | $383,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 20,722 | $383,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 14,719 | $383,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 17,339 | $381,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 6,836 | $380,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 10,497 | $379,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 13,893 | $378,000 | thousands by filing date | |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 3,734 | $378,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 14,292 | $378,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 179,792 | $378,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 12,634 | $377,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 15,230 | $377,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 15,776 | $376,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 25,252 | $375,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 46,000 | $374,000 | thousands by filing date | call |
| POWERSHARES ACTIVE MNG ETF TUS | 73935B508 | COM | 4,743 | $374,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 13,614 | $374,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 350,000 | $372,000 | thousands by filing date | principal |
| MANAGED PORTFOLIO SERIES | 56167N720 | TORTOISE NRAM PI | 15,899 | $372,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 7,682 | $371,000 | thousands by filing date | |
| GLOBANT S A | L44385109 | COM | 8,542 | $371,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 12,688 | $370,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 14,608 | $370,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92835W107 | COM | 29,323 | $370,000 | thousands by filing date | |
| GAMCO INVS INC COM | 361438104 | COM | 12,510 | $370,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 12,133 | $370,000 | thousands by filing date | |
| CARS COM INC | 14575E105 | COM | 13,844 | $369,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 25,151 | $368,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 32,555 | $368,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 4,655 | $367,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 45,835 | $366,000 | thousands by filing date | |
| ADVANCED ACCELERATOR APPLIC SPONSORED ADS | 00790T100 | ADR | 9,381 | $366,000 | thousands by filing date | |
| Western Midstream Partners | 95825r103 | COM | 8,489 | $365,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 20,516 | $363,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 39,729 | $362,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 2,744 | $362,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 23,875 | $362,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 15,479 | $362,000 | thousands by filing date | |
| GREEN PLAINS PARTNERS LP | 393221106 | COM | 19,374 | $362,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 10,388 | $361,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 21,193 | $361,000 | thousands by filing date | |
| NOAH HLDGS LTD | 65487X102 | SPON ADS CL A | 12,558 | $360,000 | thousands by filing date | |
| JANUS DETROIT STR TR | 47103U886 | HENDRSN SHRT ETF | 7,151 | $359,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 9,370 | $359,000 | thousands by filing date | |
| PIXELWORKS INC | 72581M305 | COM NEW | 78,200 | $359,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 22,256 | $358,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 36,190 | $358,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 17,898 | $358,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 9,031 | $358,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 51,581 | $356,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 10,540 | $355,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 52,276 | $355,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 19,436 | $354,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 11,708 | $354,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 350,000 | $354,000 | thousands by filing date | principal |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 2,531 | $352,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 3,741 | $351,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 4,684 | $351,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 10,623 | $351,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 35,223 | $351,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 10,938 | $351,000 | thousands by filing date | |
| ISHARES TR | 46435G805 | MSCI MEXICO | 16,451 | $351,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 5,731 | $350,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 10,055 | $350,000 | thousands by filing date | |
| PARK HOTELS & RESORTS INC COM | 700517105 | REIT | 12,941 | $349,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 9,135 | $349,000 | thousands by filing date | |
| THIRD PT REINS LTD | G8827U100 | COM | 25,095 | $349,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 7,070 | $347,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 8,058 | $347,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 36,068 | $347,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 9,660 | $345,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 38,168 | $345,000 | thousands by filing date | |
| LIBERTY EXPEDIA HLDGS INC | 53046P109 | SER A COM | 6,384 | $345,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 17,055 | $344,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 85,390 | $344,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 8,837 | $343,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N766 | CMN | 7,711 | $341,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M201 | MID CAP VAL FD | 10,178 | $340,000 | thousands by filing date | |
| NETSOL TECHNOLOGIES INC | 64115A402 | COM PAR $.001 | 85,917 | $339,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 7,330 | $337,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 43,524 | $337,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 13,459 | $337,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 17,277 | $335,000 | thousands by filing date | |
| CASTLIGHT HEALTH INC CL B | 14862Q100 | Stock | 80,700 | $335,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 18,400 | $333,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 49,249 | $333,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 6,825 | $333,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 23,152 | $332,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 20,780 | $331,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 39,446 | $331,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 10,924 | $330,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 19,771 | $330,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 23,330 | $330,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 23,594 | $330,000 | thousands by filing date | |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 10,525 | $329,000 | thousands by filing date | |
| ICHOR HOLDINGS | G4740B105 | SHS | 16,327 | $329,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B412 | IQ S&P HGH YLD | 12,938 | $329,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 18,866 | $328,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 5,965 | $327,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 5,867 | $326,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 10,727 | $325,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q528 | DYNAM US ETF | 11,434 | $325,000 | thousands by filing date | |
| ISHARES INC ETF MSCI GLOBAL GOLD MINERS ETF NEW | 46434G855 | ETF | 18,374 | $324,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 2,630 | $322,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 40,284 | $322,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 4,989 | $321,000 | thousands by filing date | |
| CRISPR THERAPEUTICS AG NAMEN AKT | H17182108 | Stock | 20,009 | $321,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 17,925 | $321,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 25,957 | $321,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 23,189 | $320,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 5,940 | $319,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 113,277 | $318,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 19,333 | $318,000 | thousands by filing date | |
| MORGAN STANLEY ASIA PAC FD I | 61744U106 | COM | 19,128 | $318,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 7,883 | $317,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 7,315 | $317,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 14,021 | $316,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 5,270 | $316,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 11,442 | $316,000 | thousands by filing date | |
| TPI Composites Inc | 87266J104 | Common Stock | 17,123 | $316,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 8,835 | $314,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 10,296 | $313,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q710 | GLBL ST HI YLD | 12,908 | $313,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 18,281 | $312,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 28,810 | $312,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 530715AG6 | DEB 4.000%11/1 | 465,000 | $312,000 | thousands by filing date | principal |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 16,769 | $311,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 150,000 | $311,000 | thousands by filing date | principal |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 6,597 | $310,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 2,470 | $309,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 12,809 | $309,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 24,026 | $309,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 16,250 | $308,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 144,600 | $307,000 | thousands by filing date | call |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 23,280 | $307,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 28,243 | $307,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 10,077 | $305,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 6,588 | $305,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 14,135 | $305,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 115,707 | $304,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 25,755 | $303,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 46,390 | $303,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 15,224 | $303,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 20,327 | $302,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 47,835 | $302,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 5,701 | $302,000 | thousands by filing date | |
| PACER FDS TR | 69374H709 | GLOBL CASH ETF | 10,275 | $301,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 9,524 | $301,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME INV QL | 09250G102 | COM | 20,394 | $301,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 5,341 | $300,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 7,023 | $300,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 6,129 | $299,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 420 | $299,000 | thousands by filing date | |
| TRIPLEPOINT VENTR GRW BDC CORP | 89677Y100 | COM | 22,493 | $299,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 33,911 | $298,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 151,400 | $297,000 | thousands by filing date | call |
| AAR CORP | 000361105 | COM | 8,552 | $297,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 3,362 | $297,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 13,781 | $297,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 174,974 | $296,000 | thousands by filing date | |
| SPDR Portfolio S&P 500 High Dividend ETF | 78468R788 | SHS | 8,365 | $295,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 2,230 | $295,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 4,934 | $294,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 27,219 | $294,000 | thousands by filing date | |
| Rithm Property Trust Inc | 38983D300 | REIT | 21,000 | $294,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 200,000 | $294,000 | thousands by filing date | principal |
| OPUS BK IRVINE CALIF | 684000102 | COM | 12,143 | $294,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 9,386 | $293,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 9,629 | $293,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 12,283 | $293,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 13,393 | $292,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 4,026 | $292,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P707 | SPONSORED ADR | 5,256 | $292,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 38,459 | $291,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 6,212 | $291,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 6,895 | $290,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 9,353 | $290,000 | thousands by filing date | |
| ETFIS SER TR I | 26923G301 | VIRTUS LIFESC CT | 12,068 | $290,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 35,000 | $288,000 | thousands by filing date | call |
| EPAM SYS INC COM | 29414B104 | Stock | 3,419 | $288,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 22,713 | $288,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 15,696 | $287,000 | thousands by filing date | |
| ORCHIDS PAPER PRODUCTS CO | 68572N104 | COMMON STOCK | 22,140 | $287,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 38,939 | $286,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 7,742 | $285,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 12,664 | $285,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 15,539 | $284,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 5,420 | $283,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 17,793 | $281,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 70 | $280,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 16,575 | $280,000 | thousands by filing date | |
| HERITAGE CRYSTAL CLEAN INC | 42726M106 | COM | 17,577 | $279,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 14,722 | $278,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 7,077 | $278,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 7,377 | $278,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 12,336 | $277,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 15,743 | $277,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 5,523 | $277,000 | thousands by filing date | |
| MCBC HLDGS INC | 55276F107 | COM | 14,170 | $277,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 7,368 | $276,000 | thousands by filing date | |
| SERVISFIRST BANCSHARES INC | 81768T108 | COM | 7,485 | $276,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 26,232 | $276,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 30,137 | $276,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 2,944 | $275,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 3,104 | $275,000 | thousands by filing date | |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 3,072 | $274,000 | thousands by filing date | |
| NUVEEN ARIZ PREM INCOME MUN | 67061W104 | COM | 18,927 | $274,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 8,074 | $274,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502887 | UNIT 05/15/2020 | 2,500 | $274,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 52,572 | $273,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 6,458 | $272,000 | thousands by filing date | |
| BAOZUN INC ADR | 06684L103 | SPONSORED ADR | 12,258 | $272,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 17,100 | $272,000 | thousands by filing date | call |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 32,860 | $272,000 | thousands by filing date | |
| AQUA METALS INC | 03837J101 | COM | 21,558 | $271,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 102,700 | $270,000 | thousands by filing date | call |
| NEWS CORP NEW | 65249B208 | CL B | 19,111 | $270,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 4,045 | $270,000 | thousands by filing date | |
| NUVEEN NEW JERSEY QULT MUN F | 67069Y102 | COM | 19,721 | $270,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 8,115 | $270,000 | thousands by filing date | |
| CHINOOK THERAPEUTICS INC. | 00739L101 | Common Stock | 23,649 | $270,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 61,300 | $269,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 3,648 | $269,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 3,227 | $269,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 7,847 | $268,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M409 | SML CAP VAL ALPH | 7,883 | $268,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 126,600 | $267,000 | thousands by filing date | call |
| INDEXIQ ETF TR | 45409B396 | IQ U.S. SMALL CA | 10,475 | $267,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 83,513 | $266,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 19,412 | $266,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 11,955 | $266,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 40,504 | $266,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 6,815 | $265,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 35,900 | $265,000 | thousands by filing date | |
| ISHARES | 46434VBG4 | EXCHANGE TRADED | 10,586 | $265,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 4,972 | $264,000 | thousands by filing date | |
| HCI GROUP INC | 40416E103 | COM | 5,620 | $264,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 15,305 | $264,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 25,994 | $264,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 43,620 | $263,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 15,612 | $263,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 42,400 | $263,000 | thousands by filing date | |
| MANNING + NAPIER INC | 56382Q102 | CL A | 60,550 | $263,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 41,266 | $262,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 17,212 | $262,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 8,600 | $261,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W877 | GLB HIGH DIV FD | 5,760 | $261,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL | 73935X872 | DYNM SM CP GRW | 8,767 | $261,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 4,057 | $260,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 16,610 | $260,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 2,132 | $259,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X681 | INTL HLTH ETF | 5,159 | $259,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 3,298 | $258,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 6,317 | $258,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 10,218 | $258,000 | thousands by filing date | |
| EQT GP HLDGS LP | 26885J103 | COM UNIT REP | 8,551 | $258,000 | thousands by filing date | |
| PARKWAY INC COM | 70156Q107 | Stock | 11,269 | $258,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 24,692 | $257,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 16,543 | $257,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 57,650 | $257,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B852 | S&P SMCP MAT P | 5,519 | $257,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 21,988 | $256,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 7,797 | $256,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T433 | WK VRDO TX FR | 10,281 | $256,000 | thousands by filing date | |
| ISHARES TR | 46434V712 | MIN VOL JAPN ETF | 4,098 | $256,000 | thousands by filing date | |
| CULP INC | 230215105 | CMN | 7,833 | $255,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 26,984 | $254,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 14,607 | $254,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 20,457 | $253,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 36,212 | $253,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 12,961 | $253,000 | thousands by filing date | |
| SITEONE LANDSCAPE SUPPLY INC | 82982L103 | COM | 4,838 | $252,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 7,615 | $251,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 8,006 | $250,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 14,713 | $250,000 | thousands by filing date | |
| ENDURO ROYALTY TRUST | 29269K100 | COMMON | 76,912 | $250,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 5,224 | $250,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 7,795 | $250,000 | thousands by filing date | |
| GDS HLDGS LTD SPONSORED ADS | 36165L108 | ADR | 26,820 | $249,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 13,032 | $249,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 5,865 | $249,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 67,474 | $248,000 | thousands by filing date | |
| LGI HOMES INC COM | 50187T106 | Stock | 6,156 | $247,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 55,200 | $247,000 | thousands by filing date | call |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 34,529 | $247,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 7,208 | $246,000 | thousands by filing date | |
| FIRST BANK HAMILTON NJ | 31931U102 | COMMON STOCK | 21,007 | $245,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 4,583 | $245,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 18,849 | $245,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 23,843 | $245,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 12,988 | $244,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 56,371 | $244,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | N96617118 | ORD SHS | 8,866 | $244,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 6,799 | $243,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 4,556 | $243,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 5,350 | $243,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 15,440 | $243,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 13,405 | $242,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 6,233 | $242,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 3,206 | $242,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 235,000 | $242,000 | thousands by filing date | principal |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 5,200 | $241,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 29,387 | $241,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 4,405 | $241,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L803 | M STAR DEV MKT | 3,805 | $240,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 5,130 | $240,000 | thousands by filing date | |
| MANAGED DURATION INVT GRD FU | 56165R103 | COM | 17,308 | $239,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 4,907 | $239,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 30,856 | $239,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 2,177 | $238,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 7,357 | $238,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 58,900 | $236,000 | thousands by filing date | call |
| SLR INVESTMENT CORP | 83413U100 | COM | 10,794 | $236,000 | thousands by filing date | |
| BARINGS CORPORATE INVS | 06759X107 | COM | 15,618 | $236,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 35,100 | $235,000 | thousands by filing date | call |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 5,014 | $235,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 4,085 | $234,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 9,841 | $234,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 38,800 | $233,000 | thousands by filing date | call |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 16,570 | $233,000 | thousands by filing date | |
| FIVE9 INC | 338307101 | COM | 10,790 | $232,000 | thousands by filing date | |
| NUVEEN NY DIVI ADV | 67066X107 | COM | 16,404 | $232,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR GUGG INSDR | 18383M209 | SENT | 4,156 | $232,000 | thousands by filing date | |
| BulletShares 2025 Corporate | 18383M191 | COM | 11,259 | $232,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 9,208 | $232,000 | thousands by filing date | |
| CHURCHILL DOWNS INC | 171484108 | COM | 1,247 | $229,000 | thousands by filing date | |
| LCI INDS | 50189K103 | COM | 2,239 | $229,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 4,550 | $229,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 634,013 | $229,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 7,894 | $229,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 13,249 | $228,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 12,490 | $228,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 622 | $228,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M126 | GUGGENHEM 2026 | 11,618 | $228,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 5,481 | $227,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 3,615 | $227,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 20,046 | $227,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 11,726 | $227,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 5,006 | $226,000 | thousands by filing date | |
| NORTHWEST NATURAL GAS CO | 667655104 | COM | 3,781 | $226,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 5,446 | $226,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 8,500 | $226,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 3,255 | $225,000 | thousands by filing date | |
| MINDBODY INC | 60255W105 | COM CL A | 8,268 | $225,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 5,074 | $225,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 13,909 | $225,000 | thousands by filing date | |
| MULESOFT INC | 625207105 | CL A | 9,010 | $225,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 26,385 | $222,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 4,647 | $222,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 35,603 | $221,000 | thousands by filing date | |
| PDVWIRELESS INC | 69290R104 | COM | 9,505 | $221,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 5,491 | $220,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 38,952 | $220,000 | thousands by filing date | |
| NEW ENGLAND RLTY ASSOC LTD P | 644206104 | DEPOSITRY RCPT | 3,060 | $219,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 57,000 | $219,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 35,259 | $219,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 3,285 | $219,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 6,444 | $218,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 4,209 | $218,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 191,000 | $217,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 31,725 | $217,000 | thousands by filing date | |
| ISHARES TR | 464288356 | CALIF MUN BD ETF | 1,834 | $216,000 | thousands by filing date | |
| NATURES SUNSHINE PRODS INC | 639027101 | COMMON STOCK | 16,275 | $216,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT INC | 042315507 | COM NEW | 8,588 | $215,000 | thousands by filing date | |
| CYTOSORBENTS CORP | 23283X206 | CMN | 50,000 | $215,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 14,353 | $215,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 11,921 | $215,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 11,065 | $214,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 3,979 | $213,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 6,232 | $213,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,112 | $213,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 5,693 | $213,000 | thousands by filing date | |
| iShares MSCI Russia ETF Special | 46434G798 | Exchange Traded Fund | 7,381 | $213,000 | thousands by filing date | |
| CPI AEROSTRUCTURES INC | 125919308 | COM NEW | 22,600 | $212,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 3,378 | $212,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 23,185 | $212,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 15,253 | $212,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 45,108 | $211,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 67,400 | $211,000 | thousands by filing date | call |
| CARBONITE INC | 141337105 | COM | 9,690 | $211,000 | thousands by filing date | |
| GEE GROUP INC | 36165A102 | COM | 40,853 | $211,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 79,646 | $210,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 17,750 | $210,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 90,000 | $210,000 | thousands by filing date | principal |
| GENPACT LIMITED SHS | G3922B107 | Stock | 7,497 | $209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 5,517 | $209,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 8,274 | $208,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 4,537 | $208,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 11,629 | $208,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 6,567 | $208,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 54,800 | $208,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 1,975 | $207,000 | thousands by filing date | |
| FIRST BANCORP NC | 318910106 | COMMON STOCK | 6,630 | $207,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 6,392 | $207,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 5,172 | $206,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 11,297 | $206,000 | thousands by filing date | |
| VANECK DIGITAL NATIVE ECONOMY ETF | 92189F882 | ETF | 5,068 | $206,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 14,546 | $206,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 73,513 | $206,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N774 | VCSHS US DISCVRY | 4,961 | $206,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F437 | COM | 6,923 | $205,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 4,500 | $205,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 26,391 | $205,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90269A302 | ETRACS MTH2XRE | 10,990 | $205,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 18,335 | $205,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 4,381 | $204,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F684 | RETAIL ETF | 2,529 | $204,000 | thousands by filing date | |
| VALERO ENERGY PARTNERS LP | 91914J102 | COM UNT REP LP | 4,460 | $204,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 7,675 | $202,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 11,623 | $202,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 9,264 | $202,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 2,576 | $201,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 11,775 | $201,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 15,600 | $201,000 | thousands by filing date | |
| TIVITY HEALTH INC | 88870R102 | COM | 5,034 | $201,000 | thousands by filing date | |
| PACER TRENDPILOT EUROPEAN INDEX ETF | 69374H808 | ETF | 7,026 | $200,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 153,000 | $200,000 | thousands by filing date | principal |
| RADNET INC | 750491102 | COM | 25,651 | $199,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 15,565 | $198,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 15,402 | $197,000 | thousands by filing date | |
| AXOVANT SCIENCES LTD | G0750W104 | COM | 14,000 | $197,000 | thousands by filing date | call |
| FOAMIX PHARMACEUTICALS LTD | M46135105 | SHS | 42,500 | $197,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 47,788 | $196,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 21,341 | $196,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 15,915 | $194,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 10,691 | $194,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 32,800 | $190,000 | thousands by filing date | call |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,862 | $190,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 15,816 | $188,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-17-000006 | this filing | 2017-08-14 | acceptance time not in the bulk data set |