13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-08-14, with 3,334 holding rows worth $46,267,703,000.
- Accession
- 0001084208-17-000006
- Filer
- CIK 1084208
- Filed
- 2017-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 3,459 entries on the cover page, a total value of $46,267,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $46,267,703,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 87,443 | $1,040,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 88,028 | $1,039,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 50,609 | $1,035,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 23,576 | $1,034,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 91,861 | $1,029,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 24,818 | $1,029,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 40,493 | $1,028,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 47,618 | $1,027,000 | thousands by filing date | |
| INGLES MKTS INC CL A | 457030104 | Stock | 30,737 | $1,024,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 4,992 | $1,021,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 164,201 | $1,021,000 | thousands by filing date | |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 38,192 | $1,017,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 163,964 | $1,017,000 | thousands by filing date | |
| READING INTL INC | 755408101 | CL A | 62,933 | $1,015,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 56,875 | $1,013,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 108,387 | $1,013,000 | thousands by filing date | |
| OLD REP INTL CORP | 680223AH7 | NOTE 3.750% 3/1 | 800,000 | $1,013,000 | thousands by filing date | principal |
| EMPIRE RESORTS INC | 292052305 | COM PAR $0 01 | 42,325 | $1,012,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 64,919 | $1,011,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 29,932 | $1,008,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 45,909 | $1,007,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q593 | MED BREAKTHGH | 36,127 | $1,006,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 70,089 | $1,002,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 57,313 | $1,002,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 61,209 | $1,001,000 | thousands by filing date | |
| SUMMIT MIDSTREAM PARTNERS LP | 866142102 | COM UNIT LTD | 44,147 | $1,000,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 66,260 | $996,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 45,450 | $994,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M258 | CLAYMORE EXCHANGE TRD FD TR | 46,445 | $990,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 73,825 | $988,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 41,710 | $986,000 | thousands by filing date | |
| ATLASSIAN CORP | G06242104 | CL A | 28,027 | $986,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 12,558 | $985,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 136,763 | $985,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 60,077 | $983,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 17,840 | $981,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 58,144 | $981,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 51,616 | $979,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 77,673 | $974,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 17,893 | $973,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 75,813 | $973,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 50,949 | $969,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 63,150 | $969,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 50,047 | $968,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 8,037 | $968,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 6,851 | $966,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 9,850 | $965,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 21,827 | $961,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 14,500 | $961,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 10,061 | $960,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 15,200 | $959,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 48,915 | $956,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 51,059 | $955,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 101,876 | $955,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 9,198 | $946,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 19,170 | $945,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 24,038 | $942,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 16,045 | $942,000 | thousands by filing date | |
| BlackRock Muniy Michigan | 09254V105 | Fund | 67,058 | $941,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 76,616 | $939,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 53,198 | $936,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 75,172 | $935,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 30,318 | $934,000 | thousands by filing date | |
| GOLDMAN SACHS BDC INC | 38147U107 | SHS | 41,442 | $933,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 107,884 | $932,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 53,594 | $929,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 63,880 | $929,000 | thousands by filing date | |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 40,022 | $928,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W585 | GUG RUSS2000 EQL | 18,557 | $928,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 42,177 | $927,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 43,597 | $926,000 | thousands by filing date | |
| PROPETRO HLDG CORP | 74347M108 | COM | 66,294 | $925,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 71,439 | $924,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 13,632 | $924,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 15,552 | $922,000 | thousands by filing date | |
| NUVEEN PFD & INCOME 2022 TER | 67075T105 | COM | 36,300 | $922,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 22,067 | $921,000 | thousands by filing date | |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 8,522 | $921,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 8,825 | $920,000 | thousands by filing date | |
| VIPER | 92763M105 | COMMON STOCK | 58,320 | $916,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 27,034 | $915,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 20,728 | $913,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 35,731 | $913,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 67,635 | $913,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 267,504 | $910,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 42,791 | $907,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 86,816 | $906,000 | thousands by filing date | |
| PROS Holdings Inc | 74346Y103 | Common Stock | 33,000 | $904,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 9,675 | $903,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 18,056 | $903,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 24,155 | $900,000 | thousands by filing date | |
| LIFE STORAGE INC | 53223X107 | COM | 12,099 | $897,000 | thousands by filing date | |
| MICHAELS COS INC | 59408Q106 | COM | 48,411 | $897,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 11,203 | $892,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 7,468 | $891,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 288,500 | $887,000 | thousands by filing date | call |
| BANK HAWAII CORP | 062540109 | COM | 10,680 | $886,000 | thousands by filing date | |
| TURNING PT BRANDS INC COM | 90041L105 | Stock | 57,755 | $886,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P509 | RIVRFRNT DY ASIA | 15,686 | $886,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 18,353 | $884,000 | thousands by filing date | |
| TABULA RASA HEALTHCARE INC | 873379101 | COMMON STOCK | 58,750 | $884,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 42,418 | $883,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 100,341 | $883,000 | thousands by filing date | |
| AZUL S A | 05501U106 | OPT | 41,791 | $881,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 25,670 | $880,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W570 | US MIDCAP FUND | 24,549 | $879,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 50,084 | $879,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 107,875 | $878,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 44,325 | $877,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 40,043 | $877,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 37,711 | $876,000 | thousands by filing date | |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 69,275 | $874,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 97,744 | $874,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 79,084 | $874,000 | thousands by filing date | |
| NUVEEN HIGH INCOME 2020 TARG | 67075L102 | COM | 86,328 | $871,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 20,192 | $869,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 70,494 | $867,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L837 | INTL QLTDV IDX | 34,387 | $866,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 112,076 | $865,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 26,090 | $864,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464a201 | ST STR SP600GRWO | 3,997 | $864,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 10,130 | $862,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 86,308 | $862,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 1,330 | $857,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 34,140 | $856,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 62,308 | $851,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 14,643 | $850,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 30,333 | $850,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 35,250 | $849,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 44,527 | $848,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 48,218 | $848,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 26,793 | $846,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 18,490 | $846,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 67,094 | $844,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 10,449 | $841,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 71,944 | $840,000 | thousands by filing date | |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 83,508 | $839,000 | thousands by filing date | |
| FRANKLIN FINL NETWORK INC | 35352P104 | COM | 20,338 | $839,000 | thousands by filing date | |
| QUOTIENT LTD | G73268107 | SHS | 113,872 | $838,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 29,932 | $837,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 40,835 | $835,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 15,610 | $835,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 11,147 | $834,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 35,719 | $833,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 33,307 | $833,000 | thousands by filing date | |
| ISHARES TR MSCI UK ETF NEW | 46435G334 | MSCI UK ETF NEW | 24,917 | $830,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 35,318 | $830,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 23,173 | $828,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 60,612 | $828,000 | thousands by filing date | |
| Etfmg Prime Mobile | 26924G409 | COM | 27,733 | $826,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 50,662 | $825,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 63,060 | $825,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 75,194 | $823,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 71,601 | $822,000 | thousands by filing date | |
| TRITON INTL LTD | G9078F107 | CL A | 24,509 | $820,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 16,241 | $817,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 54,413 | $816,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 34,417 | $815,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 69,260 | $812,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 30,000 | $812,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 10,304 | $809,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 31,645 | $807,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 16,082 | $806,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 44,064 | $806,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 59,025 | $803,000 | thousands by filing date | |
| RH | 74967X103 | COM | 12,415 | $801,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 6,355 | $798,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 15,951 | $798,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 575,000 | $794,000 | thousands by filing date | principal |
| DYCOM INDS INC COM | 267475101 | Stock | 8,812 | $789,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 18,552 | $788,000 | thousands by filing date | |
| UNION BANKSHARES INC | 905400107 | CMN | 16,579 | $788,000 | thousands by filing date | |
| NORBORD INC | 65548P403 | COM NEW | 25,247 | $786,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 11,264 | $784,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 23,872 | $784,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 13,413 | $783,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 39,599 | $782,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 35,721 | $781,000 | thousands by filing date | |
| GUGGENHEIM CR ALLOCATION FD | 40168G108 | COM | 33,629 | $780,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 52,963 | $779,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 12,018 | $777,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 65,037 | $775,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 24,727 | $772,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 19,420 | $769,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 52,755 | $767,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 45,811 | $762,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 26,867 | $759,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 58,448 | $759,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 11,609 | $757,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 30,141 | $756,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 11,815 | $755,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 66,977 | $754,000 | thousands by filing date | |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 56,130 | $750,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 22,052 | $748,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 18,809 | $747,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 22,141 | $747,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 17,118 | $747,000 | thousands by filing date | |
| KIMBELL RTY PARTNERS LP | 49435R102 | UNIT | 44,407 | $747,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 27,949 | $747,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 17,780 | $746,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 46,577 | $745,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 17,764 | $740,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 62,641 | $740,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 79,020 | $738,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 53,887 | $738,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 247,200 | $737,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 112,683 | $736,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 26,722 | $735,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 33,924 | $735,000 | thousands by filing date | |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 9,601 | $734,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 9,702 | $733,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 23,839 | $732,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 30,000 | $728,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 159,930 | $728,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 24,816 | $727,000 | thousands by filing date | |
| HUBSPOTINC | 443573100 | STOK | 11,045 | $726,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 26,031 | $725,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 28,997 | $724,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 62,609 | $723,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 13,640 | $723,000 | thousands by filing date | |
| ENTEGRA FINL CORP | 29363J108 | COM | 31,644 | $720,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 28,869 | $719,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 29,723 | $719,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 74,700 | $719,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R852 | NASDQ FOD BVRG | 35,773 | $719,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 8,183 | $715,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 73,787 | $710,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 7,581 | $710,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 1,836 | $709,000 | thousands by filing date | |
| LAUREATE ED INC COMMON STOCK | 518613203 | Stock | 40,311 | $707,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 21,637 | $703,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 163,574 | $703,000 | thousands by filing date | |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 46,408 | $702,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 72,401 | $701,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 6,983 | $700,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 6,836 | $698,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 20,833 | $698,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 19,431 | $697,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 7,436 | $696,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 35,390 | $692,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 36,437 | $689,000 | thousands by filing date | |
| ISHARES GLOBAL HIGH YIELD CO | 464286178 | US INTL HGH YLD | 13,606 | $687,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 18,575 | $685,000 | thousands by filing date | |
| HORIZON GLOBAL CORP | 44052W104 | COM | 47,474 | $682,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 44,410 | $680,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 18,524 | $679,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 44,945 | $676,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 16,548 | $674,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 42,287 | $672,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 108,955 | $671,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 13,132 | $668,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 19,446 | $667,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 17,940 | $666,000 | thousands by filing date | |
| PENUMBRA INC COM | 70975L107 | Stock | 7,566 | $664,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 100,000 | $663,000 | thousands by filing date | call |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 35,321 | $663,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 29,541 | $663,000 | thousands by filing date | |
| COTIVITI HLDGS INC | 22164K101 | COM | 17,860 | $663,000 | thousands by filing date | |
| FAIR ISAAC CORP COM | 303250104 | Stock | 4,734 | $660,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 25,196 | $660,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 22,895 | $658,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 49,548 | $656,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 72,821 | $655,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 13,826 | $654,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 5,713 | $653,000 | thousands by filing date | |
| ZTO EXPRESS CAYMAN INC | 98980A105 | SPONSORED ADS A | 46,672 | $652,000 | thousands by filing date | |
| MEDPACE HLDGS INC COM | 58506Q109 | Stock | 22,458 | $651,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 24,578 | $651,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 15,769 | $650,000 | thousands by filing date | |
| CNH INDL N V SHS | N20944109 | Stock | 57,262 | $649,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 22,900 | $648,000 | thousands by filing date | call |
| HSN INC | 404303109 | COM | 20,247 | $646,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 49,360 | $637,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 25,150 | $637,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 29,132 | $634,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 56,201 | $634,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 22,416 | $632,000 | thousands by filing date | |
| PACER TRENDPILOT 100 ETF | 69374H303 | ETF | 23,599 | $631,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 11,383 | $631,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 19,689 | $630,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 47,832 | $629,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 12,478 | $628,000 | thousands by filing date | |
| ALMADEN MINERALS LTD | 020283305 | COMMON STOCK-FO | 497,761 | $627,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 12,389 | $626,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 9,412 | $625,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 24,916 | $623,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 14,915 | $623,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 24,483 | $622,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 17,209 | $621,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 25,920 | $621,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 39,623 | $621,000 | thousands by filing date | |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 42,442 | $620,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X407 | DEP PFD CONV SE | 5,118 | $620,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 40,809 | $619,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 24,128 | $618,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A599 | ST STR SW SERV | 9,848 | $618,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 22,893 | $617,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 11,539 | $615,000 | thousands by filing date | |
| DBX ETF TR | 233051481 | XTRA RU 1000 ETF | 21,036 | $615,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 18,007 | $613,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 27,888 | $612,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 38,330 | $610,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 9,018 | $609,000 | thousands by filing date | |
| HOEGH LNG PARTNERS LP | Y3262R100 | COM UNIT LTD | 31,800 | $609,000 | thousands by filing date | |
| AQUAVENTURE HLDGS LTD | G0443N107 | SHS | 39,944 | $608,000 | thousands by filing date | |
| PUTNAM MUNICIPAL OPPORTUNITIES | 746922103 | SH BEN INT | 48,449 | $606,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 5,720 | $605,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 17,169 | $603,000 | thousands by filing date | |
| FNB Bancorp | 302515101 | Common | 21,912 | $602,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,675 | $601,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 15,167 | $600,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 37,264 | $600,000 | thousands by filing date | |
| CONE MIDSTREAM PARTNERS LP | 206812109 | COM UNIT REPST | 31,651 | $600,000 | thousands by filing date | |
| MOMO INC | 60879B107 | ADR | 16,158 | $597,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 9,212 | $596,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 11,261 | $595,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 5,974 | $594,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 12,338 | $593,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 23,531 | $593,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F387 | SHRT HGH YLD MUN | 24,368 | $592,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 19,181 | $590,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 18,478 | $584,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 24,042 | $583,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 42,332 | $582,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 71,344 | $580,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 9,713 | $580,000 | thousands by filing date | |
| POWERSHARES EXCHANGE TRADED | 739371201 | LARGE VALUE | 16,132 | $580,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 45,428 | $579,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 72,871 | $578,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 19,814 | $577,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 15,489 | $577,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 14,741 | $574,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 20,597 | $573,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 34,854 | $573,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 99,200 | $572,000 | thousands by filing date | call |
| ACLARIS THERAPEUTICS INC COM | 00461U105 | Stock | 21,060 | $571,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 30,851 | $571,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 16,468 | $570,000 | thousands by filing date | |
| NUVEEN INTER DURATION MUN | 670677103 | INDX FD | 43,967 | $570,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 19,936 | $570,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 69,710 | $567,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 50,207 | $563,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 12,719 | $562,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 22,242 | $560,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 3,045 | $559,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 11,024 | $559,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN FD & | 73935X849 | ETF - EQUITY | 17,700 | $558,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 7,090 | $557,000 | thousands by filing date | |
| ARCH COAL INC | 039380407 | COMMON STOCK | 8,150 | $557,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 30,533 | $556,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 14,650 | $556,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 12,827 | $556,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 22,336 | $555,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W521 | JAPAN OPPOR FD | 13,949 | $554,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 15,794 | $554,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 38,172 | $553,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 10,980 | $552,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 57,553 | $547,000 | thousands by filing date | |
| ALZA CORP 7/2 | 02261WAB5 | SDCV | 301,000 | $547,000 | thousands by filing date | principal |
| ROCKWELL MED INC | 774374102 | COM | 68,926 | $547,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 3,879 | $545,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 25,017 | $544,000 | thousands by filing date | |
| SAFETY INCOME & GROWTH INC | 78649D104 | COM | 28,400 | $544,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 11,899 | $543,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 27,100 | $542,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 104,130 | $541,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 19,961 | $541,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F700 | AGRIBUSINESS ETF | 9,806 | $539,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 34,635 | $539,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 7,762 | $537,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 4,134 | $536,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 14,094 | $536,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 22,499 | $535,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 313,900 | $534,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 33,520 | $534,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 16,812 | $532,000 | thousands by filing date | |
| ISHARES INC | 46434G848 | MSCI GBL ETF NEW | 19,602 | $529,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 21,302 | $529,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 5,220 | $528,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 40,176 | $528,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 10,229 | $527,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 83,570 | $525,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 36,517 | $525,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 49,400 | $524,000 | thousands by filing date | call |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 21,699 | $523,000 | thousands by filing date | |
| ENSTAR GROUP LIMITED | G3075P101 | SHS | 2,632 | $523,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 8,249 | $522,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 9,638 | $522,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 28,664 | $522,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 35,224 | $521,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 8,420 | $520,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 15,950 | $516,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 39,751 | $516,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 9,973 | $516,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 21,968 | $515,000 | thousands by filing date | |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 4,187 | $514,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 14,735 | $514,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 39,792 | $513,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33739Q309 | HIGH INCM STRGC | 10,056 | $513,000 | thousands by filing date | |
| NUVEEN ALL CAP ENE MLP OP JMLP | 67075E108 | COMMON | 55,576 | $513,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 22,549 | $511,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 27,933 | $511,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 19,879 | $511,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCHANGE TRADED FD TR I-30 LADDERED | 73936T524 | ETF | 15,622 | $511,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 24,003 | $510,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 162,000 | $509,000 | thousands by filing date | put |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 73,550 | $509,000 | thousands by filing date | |
| VANECK VECTORS HIGH INCOME INFRASTRUCTURE MLP ETF | 92189F569 | ETF | 34,789 | $509,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 9,285 | $508,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 19,997 | $508,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 16,390 | $507,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 9,351 | $507,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 20,389 | $506,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 15,853 | $506,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 11,480 | $506,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 10,598 | $506,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 8,305 | $505,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 5,692 | $503,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 156,000 | $503,000 | thousands by filing date | principal |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 5,487 | $502,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 13,213 | $502,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 18,380 | $501,000 | thousands by filing date | |
| PREFERRED BK LOS ANGELES CA | 740367404 | COM NEW | 9,378 | $501,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 119,900 | $500,000 | thousands by filing date | call |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 20,718 | $498,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 1,079 | $497,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 9,497 | $497,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 26,819 | $496,000 | thousands by filing date | |
| BLACKROCK DEFINED OPPRTY CR | 09255Q105 | COM | 49,881 | $495,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 68,860 | $494,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 7,075 | $493,000 | thousands by filing date | |
| BLACKROCK HEALTH SCIENCES TR | 09250W107 | COM | 13,419 | $492,000 | thousands by filing date | |
| CAMPING WORLD HLDGS INC CL A | 13462K109 | Stock | 15,925 | $491,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 23,256 | $491,000 | thousands by filing date | |
| TRIVAGO N V SPON ADS A SHS N | 89686D105 | ADR | 20,600 | $487,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 32,372 | $486,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 8,107 | $485,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 34,946 | $485,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 21,255 | $483,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 35,991 | $483,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 83,800 | $483,000 | thousands by filing date | put |
| ROLLINS INC COM | 775711104 | Stock | 11,847 | $482,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 14,999 | $482,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 45,588 | $481,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 19,429 | $480,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 16,707 | $480,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 4,050 | $477,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A581 | ST STR SP HCEQ | 7,772 | $477,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 30,866 | $477,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 23,534 | $476,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 20,406 | $476,000 | thousands by filing date | |
| VICTORY PORTFOLIOS II | 92647N816 | VCSHS DEV ENH VL | 14,514 | $473,000 | thousands by filing date | |
| AIMMUNE THERAPEUTICS INC. | 00900T107 | Common Stock | 23,017 | $473,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 100,452 | $472,000 | thousands by filing date | |
| Accelerate Diagnostics | 00430H102 | COM | 17,264 | $472,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 24,570 | $471,000 | thousands by filing date | |
| MEDEQUITIES RLTY TR INC | 58409L306 | COM | 37,354 | $471,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 22,018 | $469,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 28,985 | $468,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 9,578 | $467,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 21,090 | $467,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 93,210 | $466,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 23,236 | $466,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 66,000 | $465,000 | thousands by filing date | call |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 15,405 | $464,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 180,000 | $464,000 | thousands by filing date | principal |
| FITBIT INC | 33812L102 | CL A | 87,405 | $464,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 8,304 | $463,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 116,574 | $463,000 | thousands by filing date | |
| CRITEO S A SPONS ADS | 226718104 | ADR | 9,415 | $462,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 21,193 | $460,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 23,013 | $460,000 | thousands by filing date | |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 21,151 | $460,000 | thousands by filing date | |
| BulletShares 2024 Corporate | 18383M233 | COM | 22,068 | $460,000 | thousands by filing date | |
| BARINGS PARTN INVS | 06761A103 | SH BEN INT | 32,816 | $458,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 19,836 | $457,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 7,260 | $457,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 71,456 | $457,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 99,565 | $457,000 | thousands by filing date | |
| Vanguard International High Dividend Yield ETF | 921946794 | SHS | 7,263 | $454,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC COM | 43300A203 | Stock | 7,334 | $454,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 31,475 | $454,000 | thousands by filing date | |
| YIREN DIGITAL LTD | 98585L100 | SPONSORED ADS | 18,163 | $454,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X426 | ST STR MSCI EM | 7,768 | $452,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 23,211 | $451,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 4,774 | $451,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 16,080 | $450,000 | thousands by filing date | |
| EVERPURE INC CL A | 74624M102 | Stock | 34,955 | $448,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 62,282 | $448,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 117,510 | $447,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 7,414 | $446,000 | thousands by filing date | |
| VAREX IMAGING CORP | 92214X106 | COMMON STOCK | 13,188 | $446,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 6,022 | $446,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 15,104 | $446,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 28,916 | $444,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 77,344 | $443,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 7,110 | $442,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 400,000 | $442,000 | thousands by filing date | principal |
| NUVEEN MUN INCOME FD INC | 67062J102 | COM | 37,505 | $440,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 21,910 | $440,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-17-000006 | this filing | 2017-08-14 | acceptance time not in the bulk data set |