13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 2,154 holding rows worth $17,409,595,000.
- Accession
- 0001084208-14-000009
- Filer
- CIK 1084208
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 2,156 entries on the cover page, a total value of $17,409,595,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,409,595,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 12,557 | $337,000 | thousands by filing date | |
| WHITING USA TR II | 966388100 | TR UNIT | 27,598 | $337,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 26,181 | $335,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 30,725 | $332,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 44,237 | $332,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 10,845 | $330,000 | thousands by filing date | |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 31,104 | $330,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 10,437 | $329,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 13,353 | $329,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 11,815 | $327,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 24,246 | $324,000 | thousands by filing date | |
| GSI TECHNOLOGY INC | 36241U106 | COMMON STOCK | 59,877 | $324,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 23,700 | $324,000 | thousands by filing date | |
| LMP REAL ESTATE INCOME FD IN | 50208C108 | COM | 28,744 | $323,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 63,850 | $322,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 40,375 | $321,000 | thousands by filing date | |
| NUVEEN VA QUALITY MUN INCOM | 67064R102 | COM | 24,314 | $320,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 49,050 | $320,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 73,390 | $319,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 22,449 | $316,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 11,610 | $315,000 | thousands by filing date | |
| BLACKROCK MUN 2020 TERM TR | 09249X109 | COM SHS | 19,736 | $315,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 18,009 | $315,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 93,895 | $314,000 | thousands by filing date | |
| PEOPLES BANCORP OF NC | 710577107 | COMMON STOCK | 18,478 | $313,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 26,350 | $312,000 | thousands by filing date | |
| NUVEEN GLOBAL INCOME OPPTY | 67073C104 | COM | 25,251 | $312,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 30,384 | $311,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 20,554 | $311,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 12,150 | $311,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 12,200 | $309,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 11,889 | $309,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 15,548 | $308,000 | thousands by filing date | |
| BENEFITFOCUS INC | 08180D106 | COM | 11,213 | $302,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 24,248 | $302,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 24,704 | $301,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 17,594 | $300,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 12,464 | $300,000 | thousands by filing date | |
| SILVERCREST ASSET MANAGEME A | 828359109 | COMMON STOCK | 21,986 | $299,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 16,113 | $299,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 16,472 | $297,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 36,925 | $296,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 37,800 | $295,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 15,447 | $294,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 30,373 | $293,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 28,000 | $291,000 | thousands by filing date | call |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 20,500 | $291,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 20,895 | $290,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 18,963 | $290,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 15,662 | $290,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 28,481 | $288,000 | thousands by filing date | |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 11,066 | $288,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 10,238 | $288,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 13,024 | $286,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 227,025 | $286,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 13,422 | $283,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 11,486 | $283,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 46,512 | $283,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 11,800 | $282,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 54,750 | $281,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 10,573 | $280,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 14,600 | $278,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 17,625 | $278,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 48,400 | $278,000 | thousands by filing date | |
| WSI INDS INC | 92932Q102 | COM | 37,901 | $277,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 25,458 | $276,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 14,803 | $276,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 32,100 | $276,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 23,822 | $274,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 12,600 | $273,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 11,950 | $273,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 27,371 | $272,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 13,986 | $272,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 23,801 | $271,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 14,764 | $271,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 11,883 | $271,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 22,700 | $271,000 | thousands by filing date | call |
| INVESCO SR INCOME TR | 46131H107 | COM | 56,613 | $269,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 12,230 | $268,000 | thousands by filing date | |
| VOYA INTL HIGH DIVID EQTY IN | 92912Y109 | COM | 28,698 | $267,000 | thousands by filing date | |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 11,254 | $267,000 | thousands by filing date | |
| POWERSHARES GLOBALEXCHANGE TRADED FD TR | 73936T441 | ETF | 10,378 | $265,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 31,431 | $264,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 18,874 | $263,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 30,128 | $262,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 11,522 | $262,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 260,000 | $260,000 | thousands by filing date | principal |
| REPLIGEN CORP COM | 759916109 | Stock | 12,986 | $259,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 10,791 | $258,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 10,727 | $257,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 14,375 | $256,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 16,881 | $256,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 34,447 | $256,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 12,850 | $254,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 37,362 | $254,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 16,107 | $253,000 | thousands by filing date | |
| LIBERTY ALL STAR GROWTH FUND I | 529900102 | COM | 49,553 | $253,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 23,733 | $252,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 11,783 | $252,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 43,000 | $252,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 18,370 | $251,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 51,815 | $251,000 | thousands by filing date | |
| Southcoast Financial Corporation | 84129R100 | Common Stock | 35,360 | $251,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 11,269 | $250,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 72,878 | $249,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 12,000 | $248,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 10,923 | $247,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 14,059 | $246,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 47,812 | $246,000 | thousands by filing date | |
| PROSHARES ULTRASHORT RE | 74348A871 | COM | 15,000 | $245,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 11,005 | $243,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 43,168 | $243,000 | thousands by filing date | |
| NUVEEN EQUITY PREM ADV FD | 6706ET107 | COM | 18,640 | $243,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 35,593 | $242,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 12,662 | $241,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 16,874 | $240,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 19,776 | $239,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 17,337 | $236,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 14,600 | $233,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 15,895 | $230,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 14,194 | $229,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 16,156 | $228,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 16,380 | $227,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC VALUE | 21924B203 | COM NEW | 38,950 | $227,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 31,100 | $224,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 11,935 | $224,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 26,690 | $224,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 12,675 | $224,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 29,792 | $223,000 | thousands by filing date | |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 25,130 | $223,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 25,585 | $219,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 12,734 | $219,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 52,300 | $217,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 23,700 | $216,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 13,965 | $215,000 | thousands by filing date | |
| FIRST TR/ABERDEEN EMERG OPT | 33731K102 | COM | 12,022 | $214,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 13,447 | $214,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 18,425 | $213,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 11,876 | $213,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 33,425 | $213,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 18,900 | $212,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 38,700 | $212,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 21,350 | $209,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 15,304 | $206,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 40,951 | $206,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 15,994 | $205,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 24,814 | $204,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 13,996 | $203,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 25,035 | $202,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 10,380 | $202,000 | thousands by filing date | |
| BLACKROCK INCOME OPP TRUST I | 092475102 | COM | 19,531 | $202,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 12,969 | $201,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 32,125 | $201,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 41,314 | $201,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-14-000009 | this filing | 2014-11-14 | acceptance time not in the bulk data set |