13F-HR filed by RAYMOND JAMES & ASSOCIATES
RAYMOND JAMES & ASSOCIATES filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 2,154 holding rows worth $17,409,595,000.
- Accession
- 0001084208-14-000009
- Filer
- CIK 1084208
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 2,156 entries on the cover page, a total value of $17,409,595,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $17,409,595,000 with VALUE read as thousands by filing date, 13F file number 028-04393. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 79,656 | $993,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 13,280 | $993,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 22,378 | $993,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 61,822 | $993,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 179,044 | $985,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 60,639 | $982,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 59,400 | $982,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 15,010 | $978,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 35,094 | $978,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 21,389 | $978,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 49,064 | $975,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 39,090 | $974,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 21,067 | $974,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 66,941 | $972,000 | thousands by filing date | |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 22,245 | $972,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 117,857 | $971,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 51,352 | $970,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 17,449 | $969,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 45,329 | $967,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 112,287 | $961,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 21,600 | $959,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 10,164 | $958,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 53,696 | $957,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 52,062 | $956,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 17,736 | $956,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 19,976 | $952,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 38,859 | $951,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 35,104 | $950,000 | thousands by filing date | |
| MGC | 921910873 | COM | 14,055 | $949,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 26,285 | $949,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 51,220 | $948,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 84,603 | $948,000 | thousands by filing date | |
| FORD MTR CO DEL | 345370CN8 | NOTE 4.250%11/1 | 553,000 | $948,000 | thousands by filing date | principal |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 15,799 | $945,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 21,463 | $937,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 68,799 | $937,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 69,085 | $935,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 115,868 | $933,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 14,916 | $932,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 84,141 | $929,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 19,985 | $929,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 18,280 | $928,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 21,117 | $927,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME FUN | 09253X102 | COM | 63,874 | $924,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 63,922 | $924,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 48,190 | $922,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 26,787 | $917,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 10,876 | $916,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 17,327 | $916,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 62,770 | $915,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 31,525 | $915,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 15,401 | $912,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 29,870 | $910,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 35,848 | $910,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 96,651 | $906,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 71,932 | $906,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 29,009 | $903,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 35,021 | $901,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 26,278 | $900,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 13,532 | $900,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 73,169 | $899,000 | thousands by filing date | |
| GOLDEN ENTERPRISES | 381010107 | COM | 192,732 | $898,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 36,150 | $897,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 123,362 | $896,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 13,852 | $895,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 16,151 | $893,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 20,470 | $891,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 20,789 | $890,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 16,155 | $885,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 29,298 | $881,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 16,619 | $881,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 108,524 | $880,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 59,395 | $880,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 19,825 | $879,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 58,350 | $878,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 33,898 | $877,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 34,106 | $877,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 28,575 | $876,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E101 | MSCI NORWAY ETF | 35,196 | $874,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 147,956 | $874,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 53,401 | $873,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 72,800 | $873,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN BLDG | 73935X666 | COM | 41,994 | $872,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 61,762 | $871,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 23,775 | $867,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 38,962 | $865,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 67,584 | $865,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 30,988 | $860,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 63,593 | $860,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 57,574 | $857,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 145,891 | $851,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 35,831 | $850,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 49,103 | $850,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 33,017 | $849,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 17,646 | $847,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 35,265 | $846,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 104,223 | $842,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 19,212 | $841,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 15,000 | $841,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 21,185 | $839,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 100,581 | $838,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 60,972 | $837,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 45,178 | $832,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 59,775 | $830,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 64,035 | $829,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 57,902 | $829,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 99,000 | $820,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 13,179 | $818,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 21,534 | $817,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 23,769 | $815,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 36,269 | $813,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640Q105 | COM | 15,573 | $813,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 16,252 | $812,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 59,161 | $812,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 38,344 | $811,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 32,572 | $808,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 136,789 | $807,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 22,388 | $806,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 43,538 | $806,000 | thousands by filing date | |
| ENABLE MIDSTREAM PARTNERS LP | 292480100 | COM UNIT RP IN | 32,648 | $804,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 30,313 | $803,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 67,650 | $799,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 36,795 | $798,000 | thousands by filing date | |
| ETF SER SOLUTIONS | 26922A305 | ALPCLONE ALTER | 19,965 | $797,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 57,683 | $791,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 14,430 | $789,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 131,689 | $788,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 55,300 | $787,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 34,300 | $784,000 | thousands by filing date | call |
| HCC INS HLDGS INC | 404132102 | COM | 16,242 | $784,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 58,344 | $783,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 23,699 | $782,000 | thousands by filing date | |
| CM FIN INC COM | 12574Q103 | COM | 58,968 | $779,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 42,268 | $779,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 32,657 | $779,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 39,594 | $779,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 39,493 | $779,000 | thousands by filing date | |
| WEST PHARMACEUTICAL SVSC INC COM | 955306105 | Stock | 17,348 | $776,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 21,558 | $776,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 52,008 | $776,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 103,433 | $776,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 40,197 | $773,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 11,906 | $773,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 32,135 | $773,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 31,297 | $773,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 31,415 | $773,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 13,488 | $771,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 37,110 | $769,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 10,440 | $767,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 23,589 | $765,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 31,652 | $764,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 70,354 | $763,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 11,243 | $761,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 67,572 | $759,000 | thousands by filing date | |
| ALCENTRA CAP CORP | 01374T102 | COM | 57,185 | $759,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 19,280 | $758,000 | thousands by filing date | |
| ARUBA NETWORKS INC | 043176106 | COM | 35,130 | $758,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 10,114 | $757,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 22,746 | $756,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 10,645 | $755,000 | thousands by filing date | |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 34,405 | $754,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 10,043 | $753,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 36,655 | $753,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 33,531 | $751,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 17,851 | $750,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 63,051 | $749,000 | thousands by filing date | |
| COMMUNITY FINANCIAL SYSTEM I | 203607106 | COM | 22,292 | $749,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 16,485 | $747,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 78,710 | $747,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 24,840 | $747,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 15,730 | $744,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W240 | BRAZILN RL ETF | 41,437 | $743,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 14,418 | $741,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 81,367 | $739,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 45,334 | $739,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 16,159 | $739,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 10,106 | $735,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 82,801 | $734,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 10,359 | $734,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 12,907 | $734,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 36,270 | $734,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 15,157 | $732,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 24,717 | $731,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 21,534 | $730,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 29,468 | $728,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 13,247 | $727,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 16,515 | $727,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 32,342 | $726,000 | thousands by filing date | |
| ABRDN PHYSICAL SILVER SHARES ETF | 26922X107 | COM | 43,167 | $724,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 12,802 | $722,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 47,150 | $720,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 54,165 | $718,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 23,185 | $717,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 62,658 | $717,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 34,770 | $713,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 52,165 | $710,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 18,067 | $708,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 35,806 | $708,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 16,448 | $707,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 62,000 | $707,000 | thousands by filing date | call |
| DTF TAX-FREE INCOME 2028 TER | 23334J107 | COM | 46,949 | $706,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 41,242 | $706,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 31,538 | $706,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 27,138 | $702,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 17,276 | $702,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 22,968 | $701,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 18,005 | $701,000 | thousands by filing date | |
| SOUTHERN FIRST BANCSHARES | 842873101 | COMMON STOCK | 50,242 | $700,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 150,000 | $700,000 | thousands by filing date | principal |
| FBR & CO | 30247C400 | COM NEW | 25,375 | $698,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 10,106 | $697,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 77,424 | $696,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 114,609 | $696,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 25,980 | $690,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 31,190 | $690,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 15,547 | $690,000 | thousands by filing date | |
| HEALTHCARE TRUST OF AMERICA | 42225P105 | COMMON STOCK | 59,162 | $686,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 179,411 | $685,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 10,543 | $683,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 54,211 | $682,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 59,987 | $681,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 24,393 | $679,000 | thousands by filing date | |
| DIXIE GROUP INC | 255519100 | COMMON STOCK | 78,290 | $679,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 19,269 | $678,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 83,178 | $678,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 71,972 | $676,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 34,875 | $671,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 30,044 | $668,000 | thousands by filing date | |
| RAYONIER TRS HLDGS INC | 75508AAC0 | NOTE 4.500% 8/1 | 500,000 | $668,000 | thousands by filing date | principal |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 62,169 | $666,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 31,341 | $664,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 22,350 | $663,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 64,985 | $660,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 13,944 | $659,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 56,425 | $658,000 | thousands by filing date | |
| CORNERSTONE TOTAL RTRN FD IN | 21924U201 | COM NEW | 120,972 | $658,000 | thousands by filing date | |
| DWS Mun Income Tr | 25160C106 | COM | 49,897 | $658,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 48,467 | $656,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 54,842 | $655,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 510,000 | $655,000 | thousands by filing date | principal |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 30,512 | $651,000 | thousands by filing date | |
| NUVEEN MICH QUALITY INCOME MUN FD INC | 670979103 | CEF | 47,750 | $651,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 27,768 | $651,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 44,195 | $649,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 30,298 | $647,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 38,225 | $647,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 42,396 | $646,000 | thousands by filing date | |
| CON-WAY INC | 205944101 | COM | 13,601 | $646,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 26,821 | $645,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 13,713 | $642,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 10,249 | $641,000 | thousands by filing date | |
| SALIENT MLP & ENERGY INFRSTR | 79471T100 | COM SH BEN INT | 19,103 | $639,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 27,937 | $631,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 25,443 | $629,000 | thousands by filing date | |
| WESTERN ASSET INTER MUNI FD | 958435109 | COM | 64,650 | $628,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 45,170 | $627,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 22,681 | $626,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 15,646 | $625,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 22,760 | $625,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 73,662 | $623,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 13,596 | $621,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 25,473 | $620,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 33,745 | $619,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 43,634 | $619,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 21,289 | $618,000 | thousands by filing date | |
| JAPAN SMALLER CAPITALIZATION | 47109U104 | COM | 63,715 | $617,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 51,855 | $617,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 14,742 | $617,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 62,785 | $615,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 10,750 | $613,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 53,842 | $613,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 25,550 | $612,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 24,600 | $611,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 55,326 | $609,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 18,724 | $609,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 12,023 | $607,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 43,837 | $607,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 18,195 | $607,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 24,046 | $606,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 18,822 | $606,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 14,900 | $604,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 24,138 | $603,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 35,222 | $603,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 46,611 | $603,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 12,242 | $600,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 10,058 | $596,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 25,618 | $595,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 50,497 | $594,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 11,000 | $594,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 47,296 | $593,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 25,090 | $590,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 25,235 | $589,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 34,840 | $585,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 12,469 | $584,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 20,363 | $583,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 31,898 | $583,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 22,033 | $579,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 10,178 | $577,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 43,647 | $575,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 17,975 | $574,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 16,294 | $572,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 13,096 | $572,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 11,905 | $566,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 15,301 | $565,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 17,230 | $562,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 29,900 | $562,000 | thousands by filing date | |
| AARONS INC | 002535300 | COM PAR $0.50 | 23,029 | $560,000 | thousands by filing date | |
| BLACKROCK S&P QUALITY * | 09250D109 | SHS BEN INT | 42,653 | $559,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 23,397 | $558,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 40,547 | $558,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 40,697 | $556,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 110,785 | $555,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 44,155 | $554,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 500,000 | $554,000 | thousands by filing date | principal |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 63,886 | $553,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 288,830 | $552,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 19,197 | $551,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E341 | GLB X GURU INDEX | 20,824 | $548,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 79,584 | $548,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TR | 301505509 | YRKVL HIINCINF | 23,905 | $547,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 13,886 | $546,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 63,500 | $546,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 16,050 | $540,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 39,645 | $539,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 36,334 | $536,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 27,839 | $536,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 21,305 | $536,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 34,790 | $535,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 15,912 | $532,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 29,050 | $531,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 41,248 | $530,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 37,962 | $529,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 23,769 | $528,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 22,196 | $527,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 24,029 | $526,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 40,037 | $525,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 13,346 | $525,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 11,921 | $523,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 14,150 | $521,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 12,556 | $519,000 | thousands by filing date | |
| BLACKROCK MUNIYLD MICH QLTY | 09254W103 | COM | 41,367 | $519,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 17,015 | $518,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 39,404 | $516,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 15,096 | $516,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 51,700 | $516,000 | thousands by filing date | |
| PROSHARES SHORT MDCP 400 | 74347R800 | ETF | 29,236 | $514,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807AL2 | NOTE | 381,000 | $513,000 | thousands by filing date | principal |
| BLACKROCK MUNIHOLDINGS FD II | 09253P109 | COM | 34,183 | $512,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 17,073 | $511,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 260,175 | $510,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 13,478 | $509,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 52,229 | $509,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 44,029 | $509,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 15,610 | $508,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 13,441 | $507,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 25,025 | $504,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 15,828 | $503,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 55,821 | $501,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 17,295 | $499,000 | thousands by filing date | |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 20,320 | $496,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 52,971 | $496,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 25,134 | $494,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 30,145 | $490,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 54,142 | $490,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 22,074 | $489,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 28,164 | $488,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 11,384 | $485,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 38,592 | $483,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 14,342 | $482,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 23,026 | $480,000 | thousands by filing date | |
| NEWCASTLE INVESTMENT CORP | 65105M504 | COM | 37,892 | $480,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 59,860 | $476,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 34,025 | $476,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 54,961 | $475,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 14,188 | $474,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 10,551 | $472,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 54,348 | $469,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 15,304 | $468,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 28,759 | $467,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 24,350 | $466,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 69,071 | $466,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 18,172 | $459,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 27,532 | $458,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 24,481 | $458,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 19,513 | $458,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 10,242 | $457,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 35,731 | $457,000 | thousands by filing date | |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 33,340 | $457,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 28,659 | $457,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 149,984 | $454,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 10,551 | $453,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 16,900 | $452,000 | thousands by filing date | |
| BABSON CAPITAL PARTICIPATION | 05616B100 | SH B | 33,023 | $449,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 17,677 | $447,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 10,680 | $447,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 10,951 | $446,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 59,219 | $446,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 18,806 | $443,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 70,800 | $442,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 30,000 | $442,000 | thousands by filing date | |
| STRATEGIC GLOBAL INCOME FD | 862719101 | COM | 50,102 | $442,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 26,272 | $441,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 27,824 | $440,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 28,958 | $440,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M431 | GUGG BULL 2014 | 16,685 | $440,000 | thousands by filing date | |
| ROYAL BK SCOTLAND PLC | 78009L407 | GOLD TRENDP ETN | 17,576 | $440,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 14,882 | $438,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 11,833 | $437,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 14,543 | $436,000 | thousands by filing date | |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 26,000 | $436,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q709 | UNIT 99/99/9999 | 16,125 | $436,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 11,418 | $435,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 36,819 | $435,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 36,944 | $435,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 11,636 | $434,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 14,125 | $429,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 12,412 | $427,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 15,466 | $423,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 40,600 | $422,000 | thousands by filing date | call |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 30,550 | $422,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 27,311 | $422,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 90,765 | $421,000 | thousands by filing date | |
| Crestwood Equity Partners | 226344109 | COM | 39,741 | $420,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 14,791 | $419,000 | thousands by filing date | |
| BLUE EARTH INC COM | 095428108 | COMMON STOCK | 111,000 | $418,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 31,664 | $416,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 15,693 | $415,000 | thousands by filing date | |
| AMERICAN COASTAL INSURANCE C | 910710102 | COMMON STOCK | 27,450 | $412,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 33,373 | $410,000 | thousands by filing date | |
| LABORATORY CRP OF AMER HLDGS | 50540RAG7 | CNV | 300,000 | $409,000 | thousands by filing date | principal |
| GOGO INC | 38046C109 | COM | 24,199 | $408,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 15,050 | $407,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 34,821 | $406,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 29,414 | $403,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 32,681 | $401,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 21,448 | $401,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 11,150 | $399,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 50,679 | $396,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 16,373 | $396,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M860 | GUG S&PG DIV OPP | 31,128 | $395,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 27,590 | $393,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 14,288 | $392,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 10,107 | $390,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 15,320 | $390,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 15,755 | $389,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 22,542 | $387,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 29,436 | $387,000 | thousands by filing date | |
| MFS HIGH INCOME MUN TR | 59318D104 | SH BEN INT | 81,483 | $387,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 56,403 | $387,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 10,127 | $385,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 14,620 | $385,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 13,438 | $382,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 33,257 | $382,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 16,878 | $381,000 | thousands by filing date | |
| PowerShares DB Gold Double Short ETN | 25154H756 | ETP | 52,384 | $381,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 10,197 | $377,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 31,368 | $377,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 13,872 | $376,000 | thousands by filing date | |
| BLUE CAP REINS HLDGS LTD COM COM | G1190F107 | COM | 21,197 | $375,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 64,539 | $374,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 14,375 | $374,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 11,552 | $371,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 14,700 | $365,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 13,637 | $365,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 31,233 | $364,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 27,966 | $364,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 26,209 | $363,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 16,953 | $363,000 | thousands by filing date | |
| NEOSTEM INC | 640650404 | Common equity shares | 65,650 | $363,000 | thousands by filing date | |
| TALMER BANCORP INC | 87482X101 | COM | 26,213 | $363,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 15,132 | $361,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 14,268 | $361,000 | thousands by filing date | |
| Almaden Minerals Ltd | 020283107 | COM | 268,661 | $360,000 | thousands by filing date | |
| RENAISSANCE CAP GREENWICH FD | 759937204 | IPO ETF | 15,600 | $359,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 84,700 | $359,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 11,560 | $358,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 83,435 | $358,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 11,425 | $357,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 13,963 | $357,000 | thousands by filing date | |
| MORGAN STANLEY TRUSTS | 61745P874 | INCOME SECS INC | 19,983 | $357,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B761 | FND INV GR CP | 13,978 | $356,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 76,939 | $353,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 24,310 | $352,000 | thousands by filing date | |
| MATTSON TECHNOLOGY INC | 577223100 | COM | 141,995 | $351,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 18,040 | $350,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 17,310 | $350,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 20,916 | $350,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 27,496 | $350,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 23,559 | $350,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 159,000 | $350,000 | thousands by filing date | principal |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 12,780 | $348,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 14,767 | $345,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 32,540 | $342,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 17,718 | $340,000 | thousands by filing date | |
| ELLINGTON FINANCIAL LLC | 288522303 | COM | 15,283 | $340,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 16,880 | $338,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 19,668 | $338,000 | thousands by filing date | |
| ISHARES INC | 464286368 | MSCI GL SL MET | 18,504 | $338,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 47,529 | $337,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 44,814 | $337,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001084208-14-000009 | this filing | 2014-11-14 | acceptance time not in the bulk data set |