13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-08, with 1,074 holding rows worth $5,096,829,000.
- Accession
- 0001080107-17-000006
- Filer
- CIK 1080107
- Filed
- 2017-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,074 entries on the cover page, a total value of $5,096,829,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,096,829,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PRIMERICA INC | 74164M108 | COM | 2,530 | $206,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 4,960 | $206,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 4,876 | $205,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 6,471 | $205,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 15,840 | $205,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 3,846 | $204,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 2,374 | $204,000 | thousands by filing date | |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 1,280 | $203,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 10,014 | $202,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 14,507 | $202,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 2,935 | $202,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 4,839 | $201,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 2,340 | $201,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 8,000 | $201,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 6,490 | $201,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 5,000 | $201,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 1,512 | $201,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 10,659 | $200,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 13,935 | $200,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 8,868 | $200,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 21,000 | $197,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 10,650 | $192,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 14,928 | $190,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 29,300 | $188,000 | thousands by filing date | |
| NIAGEN BIOSCIENCE INC | 171077407 | COM NEW | 43,000 | $184,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 22,148 | $183,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 19,789 | $179,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 22,295 | $179,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 15,107 | $174,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 28,900 | $172,000 | thousands by filing date | |
| BLACKROCK MUNIASSETS FD INC | 09254J102 | COM | 11,400 | $171,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 10,168 | $170,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 10,346 | $169,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 14,155 | $167,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 13,025 | $167,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 14,000 | $166,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 18,742 | $166,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 12,600 | $165,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 11,000 | $165,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 12,605 | $163,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 15,633 | $160,000 | thousands by filing date | |
| FIDUS INVESTMENT GROUP | 316500107 | COM | 10,009 | $160,000 | thousands by filing date | |
| VISTAGEN THERAPEUTICS INC | 92840H202 | COM | 98,500 | $157,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 11,100 | $155,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 21,628 | $155,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 10,141 | $146,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 16,116 | $145,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 27,710 | $144,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 15,000 | $142,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 10,050 | $142,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 11,162 | $140,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 11,880 | $136,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 11,409 | $133,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 12,063 | $129,000 | thousands by filing date | |
| TROVAGENE INC | 897238309 | COM | 159,668 | $116,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 13,700 | $108,000 | thousands by filing date | |
| GENIUS BRANDS INTERNATIONAL INC | 37229T301 | COMMON STOCK | 26,398 | $108,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 17,411 | $100,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 10,000 | $90,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 14,800 | $90,000 | thousands by filing date | |
| FORTERRA INC | 34960W106 | COM | 20,000 | $90,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 77,150 | $87,000 | thousands by filing date | |
| FANG HOLDING-ADR | 30711Y102 | ADR | 19,002 | $76,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 12,660 | $75,000 | thousands by filing date | |
| OBSIDIAN ENERGY LTD | 674482104 | COM | 71,110 | $74,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 10,923 | $66,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 15,200 | $62,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 30,700 | $60,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 15,000 | $59,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 16,000 | $56,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 10,000 | $43,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 12,700 | $40,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 10,500 | $27,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 48,000 | $27,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-17-000006 | this filing | 2017-11-08 | acceptance time not in the bulk data set |