13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-08, with 1,074 holding rows worth $5,096,829,000.
- Accession
- 0001080107-17-000006
- Filer
- CIK 1080107
- Filed
- 2017-11-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 1,074 entries on the cover page, a total value of $5,096,829,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,096,829,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Value ETF | 922908744 | SHS | 3,809,332 | $380,247,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,030,281 | $269,519,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 5,255,319 | $228,133,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 787,483 | $86,300,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 455,911 | $70,264,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 538,338 | $69,989,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 928,657 | $69,175,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1,255,898 | $66,198,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,420,948 | $55,658,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 666,318 | $54,185,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 645,211 | $52,894,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 408,451 | $50,697,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 548,838 | $49,933,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 244,134 | $44,754,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 401,019 | $44,685,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 516,129 | $44,309,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 379,199 | $44,017,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 244,247 | $43,710,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 349,028 | $43,649,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 302,495 | $43,120,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 539,183 | $43,037,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 670,523 | $42,625,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 290,602 | $42,160,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 158,848 | $40,177,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 357,125 | $37,583,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 342,760 | $37,470,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 1,573,458 | $36,441,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 558,159 | $35,074,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 652,358 | $33,818,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 524,481 | $33,582,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 281,767 | $33,158,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 207,978 | $30,479,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 673,148 | $29,329,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,196,377 | $28,928,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 732,520 | $27,894,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 333,641 | $26,734,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 120,346 | $24,353,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 153,893 | $23,504,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 237,495 | $23,409,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 84 | $23,078,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 291,411 | $22,479,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 84,907 | $21,584,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 875,806 | $21,579,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 382,944 | $21,119,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AK1 | NOTE 1.000%12/0 | 175,000 | $20,879,000 | thousands by filing date | principal |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 175,000 | $20,748,000 | thousands by filing date | principal |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 192,247 | $20,599,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 125,114 | $20,555,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 171,365 | $19,873,000 | thousands by filing date | |
| CALAMP CORP | 128126AB5 | NOTE 1.625% 5/1 | 185,000 | $19,726,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 19,659 | $19,142,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 197,099 | $18,825,000 | thousands by filing date | |
| UBS AG | 90270KAW9 | NOTE 2/1 | 150,000 | $18,519,000 | thousands by filing date | principal |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 223,555 | $18,123,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 18,156 | $17,454,000 | thousands by filing date | |
| INSTRUCTURE INC | 45781U103 | COM | 500,948 | $16,606,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 332,854 | $16,472,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 100,000 | $16,325,000 | thousands by filing date | principal |
| APOLLO COML REAL EST FIN INC | 03762UAB1 | NOTE 4.750% 8/2 | 160,000 | $16,270,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 150,000 | $16,032,000 | thousands by filing date | principal |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 160,000 | $16,000,000 | thousands by filing date | principal |
| HANNON ARMSTRONG SUST INFR C | 41068XAB6 | NOTE 4.125% 9/0 | 150,000 | $15,525,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 150,000 | $15,364,000 | thousands by filing date | principal |
| Schlumberger Limited | 806857108 | COM | 219,155 | $15,288,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 129,693 | $15,238,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 160,000 | $15,180,000 | thousands by filing date | principal |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 130,000 | $14,869,000 | thousands by filing date | principal |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 150,000 | $14,850,000 | thousands by filing date | principal |
| HCI GROUP INC | 40416EAB9 | NOTE 3.875% 3/1 | 150,000 | $14,803,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359AG6 | NOTE 2.750%12/1 | 200,000 | $14,700,000 | thousands by filing date | principal |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 140,000 | $14,560,000 | thousands by filing date | principal |
| SYNCHRONYFINL | 87165B103 | STOK | 462,714 | $14,367,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 265,721 | $14,271,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 76,447 | $14,253,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 72,007 | $14,102,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 150,000 | $13,921,000 | thousands by filing date | principal |
| Pfizer Inc. | 717081103 | COM | 388,242 | $13,860,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 252,835 | $13,802,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 183,368 | $13,609,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 64,774 | $13,596,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 150,000 | $13,482,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 85,360 | $13,374,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 125,000 | $13,367,000 | thousands by filing date | principal |
| Aceto Corp | 004446AD2 | CONV BOND | 150,000 | $13,257,000 | thousands by filing date | principal |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 90,897 | $13,221,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 205,789 | $13,117,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533AC2 | NOTE 5.000% 6/1 | 125,000 | $13,062,000 | thousands by filing date | principal |
| NORDSTROM INC | 655664100 | COM | 275,208 | $12,976,000 | thousands by filing date | |
| ARBOR RLTY TR INC | 038923AA6 | NOTE 6.50010/0 | 120,000 | $12,817,000 | thousands by filing date | principal |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 150,000 | $12,769,000 | thousands by filing date | principal |
| AbbVie,Inc. | 00287Y109 | COM | 143,581 | $12,758,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 331,409 | $12,752,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 198,108 | $12,720,000 | thousands by filing date | |
| IJH | 464287507 | COM | 69,487 | $12,431,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 345,456 | $12,426,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551AB6 | NOTE 5.000 6/1 | 120,000 | $12,360,000 | thousands by filing date | principal |
| PROSPECT CAPITAL CORPORATION | 74348TAQ5 | NOTE 4.750% 4/1 | 122,000 | $12,307,000 | thousands by filing date | principal |
| UMPQUA HOLDINGS | 904214103 | COM | 626,901 | $12,230,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 363,182 | $12,213,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 175,886 | $12,176,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 82,762 | $11,912,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 94,675 | $11,890,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 94,207 | $11,313,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 240,845 | $11,271,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 278,094 | $11,204,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 138,705 | $11,088,000 | thousands by filing date | |
| VITAMIN SHOPPE INC | 92849EAB7 | NOTE 2.25012/0 | 150,000 | $11,062,000 | thousands by filing date | principal |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 568,283 | $10,808,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 117,630 | $10,776,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 34,545 | $10,633,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 185,923 | $10,564,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082AC6 | NOTE 0.750% 9/0 | 100,000 | $10,288,000 | thousands by filing date | principal |
| AUTODESK INC COM | 052769106 | Stock | 90,639 | $10,175,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 386,675 | $10,119,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST IN | 09257WAB6 | NOTE 4.375% 5/0 | 100,000 | $10,063,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075AC9 | BOND | 100,000 | $9,963,000 | thousands by filing date | |
| NEW YORK MTG TRUST | 649604AD7 | NOTE 6.250% 1/1 | 100,000 | $9,963,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 66,926 | $9,917,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 156,522 | $9,910,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 57,957 | $9,903,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 215,708 | $9,709,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 48,979 | $9,656,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 88,771 | $9,645,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 283,288 | $9,640,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 210,373 | $9,436,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 69,345 | $9,345,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 102,850 | $9,323,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 172,094 | $9,222,000 | thousands by filing date | |
| SWEDISH EXPT CR CORP | 870297801 | ROG TTL ETN 22 | 1,800,555 | $9,182,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 70,000 | $8,992,000 | thousands by filing date | principal |
| M/I HOMES INC | 55292PAB1 | NOTE 3.000% 3/0 | 90,000 | $8,972,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 35,637 | $8,953,000 | thousands by filing date | |
| AVERY DENNISON CORP COM | 053611109 | Stock | 90,562 | $8,905,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 162,785 | $8,686,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 173,737 | $8,662,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 60,615 | $8,558,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 50,000 | $8,438,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J108 | SHS | 41,126 | $8,428,000 | thousands by filing date | |
| VTI | 922908769 | COM | 63,786 | $8,261,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 598,669 | $8,243,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 50,115 | $8,196,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 299,802 | $7,815,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 52,334 | $7,631,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 93,732 | $7,594,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 52,312 | $7,502,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 54,050 | $7,489,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 95,790 | $7,485,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 534,907 | $7,445,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 7,730 | $7,413,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 65,010 | $7,383,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 410,506 | $7,339,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 114,854 | $7,284,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 593,903 | $7,109,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 97,454 | $7,099,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 98,085 | $7,095,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 85,358 | $7,092,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 30,366 | $6,849,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 43,308 | $6,847,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 167,154 | $6,786,000 | thousands by filing date | |
| REPLIGEN CORP | 759916AA7 | NOTE 2.125% 6/0 | 50,000 | $6,722,000 | thousands by filing date | principal |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 113,872 | $6,642,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 34,805 | $6,585,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 41,591 | $6,501,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 83,257 | $6,474,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 68,129 | $6,457,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 76,348 | $6,407,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 45,180 | $6,403,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 62,000 | $6,386,000 | thousands by filing date | principal |
| Charles Schwab Corp | 808513105 | COM | 145,710 | $6,373,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 152,036 | $6,361,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 223,858 | $6,344,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 44,167 | $6,272,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 20,029 | $6,271,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 128,295 | $6,203,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 64,315 | $6,190,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 127,183 | $6,162,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 134,129 | $6,113,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 110,479 | $6,046,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 84,855 | $6,029,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 236,520 | $5,993,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 3,252 | $5,953,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 99,256 | $5,941,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 42,461 | $5,910,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 662,396 | $5,862,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 51,658 | $5,734,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 23,932 | $5,676,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 58,040 | $5,551,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 56,302 | $5,545,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 109,834 | $5,497,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 90,794 | $5,357,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 26,774 | $5,246,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 71,231 | $5,243,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 42,395 | $5,236,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 41,869 | $5,221,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 46,848 | $5,160,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 83,543 | $5,128,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 77,821 | $4,982,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 491,960 | $4,845,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 28,789 | $4,837,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 1,685 | $4,810,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 57,277 | $4,757,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 47,000 | $4,723,000 | thousands by filing date | principal |
| METLIFE INC COM | 59156R108 | Stock | 89,859 | $4,668,000 | thousands by filing date | |
| BROADCOM LTD | Y09827109 | SHS | 19,220 | $4,661,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 93,382 | $4,599,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 45,000 | $4,564,000 | thousands by filing date | principal |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 93,254 | $4,555,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 61,504 | $4,534,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 740,959 | $4,527,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 45,000 | $4,500,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 93,139 | $4,467,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 14,328 | $4,446,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 80,195 | $4,351,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 278,738 | $4,334,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 80,162 | $4,324,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 48,590 | $4,218,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 92,044 | $4,215,000 | thousands by filing date | |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 39,898 | $4,178,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 80,353 | $4,166,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 109,104 | $4,073,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 120,526 | $4,068,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 60,148 | $4,053,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 22,365 | $3,985,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 68,714 | $3,982,000 | thousands by filing date | |
| L3 TECHNOLOGIES INC | 502413107 | COM | 21,040 | $3,964,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 97,880 | $3,952,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 85,879 | $3,932,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 95,743 | $3,926,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 54,059 | $3,921,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 69,627 | $3,901,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 30,084 | $3,869,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 25,251 | $3,845,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 25,038 | $3,806,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 167,050 | $3,805,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 20,368 | $3,800,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 65,511 | $3,775,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 51,520 | $3,771,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 58,009 | $3,745,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 92,891 | $3,709,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 21,437 | $3,702,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 60,476 | $3,663,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 26,928 | $3,653,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 10,203 | $3,653,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 106,429 | $3,590,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 79,962 | $3,583,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 7,950 | $3,554,000 | thousands by filing date | |
| CALAMOS DY COM NPV | 12811V105 | COM | 172,329 | $3,553,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 48,811 | $3,550,000 | thousands by filing date | |
| ISHARES TR | 46435G417 | CR 5 10 YR ETF | 70,969 | $3,527,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 91,587 | $3,519,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 26,622 | $3,463,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 66,901 | $3,462,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 39,563 | $3,418,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 70,800 | $3,409,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 32,217 | $3,297,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 17,736 | $3,271,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 22,062 | $3,264,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 108,518 | $3,228,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 59,989 | $3,210,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 54,277 | $3,207,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 41,488 | $3,203,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 39,011 | $3,197,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 40,681 | $3,184,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 21,276 | $3,173,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 54,662 | $3,140,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 267,604 | $3,085,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 91,945 | $3,068,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 47,791 | $3,051,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 35,618 | $3,046,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 25,219 | $3,008,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 52,389 | $2,996,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 177,085 | $2,987,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 181,161 | $2,987,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 212,738 | $2,986,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 89,189 | $2,958,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 45,396 | $2,928,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 155,524 | $2,926,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 104,554 | $2,909,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 59,110 | $2,904,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 24,408 | $2,888,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 33,974 | $2,875,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 177,281 | $2,870,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 44,869 | $2,860,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 148,727 | $2,852,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 147,521 | $2,838,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 131,955 | $2,821,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 39,207 | $2,814,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 4,719 | $2,808,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 9,685 | $2,786,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 78,770 | $2,784,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 64,636 | $2,721,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 26,511 | $2,716,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 30,223 | $2,709,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 39,689 | $2,697,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 53,361 | $2,695,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 194,153 | $2,681,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 61,973 | $2,673,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 51,309 | $2,672,000 | thousands by filing date | |
| EPR PPTYS | 26884U208 | PFD C CV 5.75% | 96,139 | $2,664,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 42,431 | $2,653,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 37,254 | $2,647,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 21,684 | $2,640,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 40,531 | $2,639,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 53,275 | $2,634,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 24,873 | $2,620,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 19,763 | $2,613,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 21,637 | $2,608,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 33,950 | $2,607,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 50,929 | $2,582,000 | thousands by filing date | |
| BLUEROCK RESIDENTIAL GWT REI | 09627J102 | COM CL A | 232,471 | $2,571,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 68,876 | $2,570,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 25,000 | $2,556,000 | thousands by filing date | principal |
| MARATHON OIL CORP | 565849106 | COM | 187,177 | $2,538,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 10,960 | $2,529,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 16,471 | $2,522,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 97,269 | $2,515,000 | thousands by filing date | |
| MIDDLEBYCORP | 596278101 | STOK | 19,626 | $2,515,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 36,694 | $2,512,000 | thousands by filing date | |
| ISHARES TR | 464288521 | CRE U S REIT ETF | 50,967 | $2,510,000 | thousands by filing date | |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 76,419 | $2,481,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 22,555 | $2,465,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 36,057 | $2,457,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 25,623 | $2,448,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 26,771 | $2,421,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 49,417 | $2,402,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 18,764 | $2,397,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 86,774 | $2,396,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 57,741 | $2,331,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 50,759 | $2,331,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 50,577 | $2,328,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 49,429 | $2,325,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 36,211 | $2,323,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 95,353 | $2,317,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 35,566 | $2,288,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 12,699 | $2,279,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 16,142 | $2,257,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 60,481 | $2,245,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 57,269 | $2,222,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 27,368 | $2,211,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 43,190 | $2,207,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 52,725 | $2,185,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 26,801 | $2,181,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 168,424 | $2,155,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 25,014 | $2,150,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 16,222 | $2,143,000 | thousands by filing date | |
| PROSHARES TR | 74347B839 | MSCI EAFE DIVD | 56,370 | $2,120,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 37,519 | $2,078,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 13,628 | $2,066,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 9,591 | $2,065,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 72,517 | $2,063,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 19,293 | $2,038,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 180,852 | $2,029,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 18,247 | $2,000,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 18,000 | $1,996,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 17,949 | $1,990,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 39,131 | $1,971,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 13,243 | $1,946,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 16,488 | $1,930,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 33,456 | $1,921,000 | thousands by filing date | |
| YUM CHINA HLDGS INC | 98850P109 | COM | 47,906 | $1,914,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 121,119 | $1,912,000 | thousands by filing date | |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 102,868 | $1,910,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 30,425 | $1,909,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 37,419 | $1,906,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 227,195 | $1,906,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 22,262 | $1,884,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 17,872 | $1,875,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 8,332 | $1,845,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 34,654 | $1,837,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R878 | DORSEY WRIGHT | 75,452 | $1,837,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 23,601 | $1,830,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 25,886 | $1,819,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 23,323 | $1,791,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 56,091 | $1,789,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 35,515 | $1,787,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 59,100 | $1,787,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 20,388 | $1,779,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 43,748 | $1,778,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7,165 | $1,774,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 44,047 | $1,771,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 14,390 | $1,763,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733C108 | SHS ISSUED FRST | 32,751 | $1,757,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 31,966 | $1,754,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 37,287 | $1,748,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 17,449 | $1,744,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 25,330 | $1,734,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 29,279 | $1,726,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 12,535 | $1,713,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 15,399 | $1,713,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 45,579 | $1,711,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 43,728 | $1,701,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 23,600 | $1,700,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 165,054 | $1,698,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 24,504 | $1,668,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 77,050 | $1,665,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 300,329 | $1,651,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 7,989 | $1,647,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,572 | $1,644,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 15,255 | $1,634,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 10,618 | $1,620,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 54,552 | $1,619,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 104,509 | $1,617,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 67,846 | $1,599,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 44,608 | $1,593,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 33,934 | $1,592,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 10,994 | $1,584,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 52,980 | $1,573,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 149,158 | $1,557,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 12,998 | $1,557,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 8,294 | $1,534,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 15,000 | $1,532,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 12,553 | $1,526,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 76,325 | $1,526,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 16,596 | $1,525,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 332,667 | $1,523,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 29,552 | $1,517,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 11,446 | $1,509,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 15,744 | $1,506,000 | thousands by filing date | |
| PROSPECT CAP CORP | 74348TAR3 | NOTE 4.950% 7/1 | 15,000 | $1,494,000 | thousands by filing date | principal |
| WAFD INC | 938824109 | COM | 44,235 | $1,488,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 52,083 | $1,479,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 690,960 | $1,478,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 77,714 | $1,477,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 17,731 | $1,449,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 24,968 | $1,436,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 13,114 | $1,431,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 10,888 | $1,404,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 83,895 | $1,386,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 19,231 | $1,377,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,702 | $1,376,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 7,859 | $1,375,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 10,502 | $1,372,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 49,883 | $1,341,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 36,235 | $1,330,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 12,162 | $1,302,000 | thousands by filing date | |
| HOSTESS BRANDS INC | 44109J106 | COMMON STOCK | 94,200 | $1,286,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 10,268 | $1,281,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R739 | ST NUVE TERM ETF | 26,341 | $1,280,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 85,634 | $1,277,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 17,505 | $1,263,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 12,289 | $1,261,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,661 | $1,248,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 18,471 | $1,245,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 11,731 | $1,227,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 18,918 | $1,227,000 | thousands by filing date | |
| CRYOPORT INC COM PAR $0.001 | 229050307 | Stock | 123,000 | $1,211,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 37,777 | $1,205,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 7,949 | $1,200,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 8,836 | $1,193,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 52,700 | $1,190,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 10,423 | $1,188,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 30,175 | $1,186,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 132,622 | $1,182,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 41,960 | $1,182,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 45,370 | $1,177,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 7,381 | $1,173,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 54,991 | $1,170,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 6,151 | $1,168,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 41,722 | $1,167,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 12,449 | $1,165,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 16,579 | $1,164,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 7,782 | $1,159,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 22,628 | $1,159,000 | thousands by filing date | |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 76,250 | $1,159,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 12,770 | $1,155,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 18,354 | $1,152,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 9,489 | $1,150,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 21,153 | $1,142,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 64,663 | $1,138,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 1,540 | $1,136,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 19,402 | $1,127,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 11,981 | $1,121,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 14,571 | $1,120,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 7,363 | $1,119,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 18,039 | $1,116,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 23,722 | $1,114,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 23,147 | $1,114,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 14,356 | $1,111,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 32,198 | $1,109,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 13,322 | $1,108,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 12,826 | $1,100,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 23,140 | $1,096,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 89,726 | $1,093,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 18,159 | $1,088,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 28,705 | $1,087,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 5,436 | $1,084,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 23,784 | $1,077,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 36,946 | $1,077,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 12,381 | $1,075,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 10,785 | $1,068,000 | thousands by filing date | |
| ISHARES TR | 46432FAZ0 | IBONDS MAR23 ETF | 39,658 | $1,060,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 9,075 | $1,059,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 28,091 | $1,058,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 62,956 | $1,057,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 19,277 | $1,057,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 27,795 | $1,048,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 18,461 | $1,046,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 35,768 | $1,037,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 20,141 | $1,027,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 42,780 | $1,022,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-17-000006 | this filing | 2017-11-08 | acceptance time not in the bulk data set |