13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 2,391 holding rows worth $3,398,790,000 by the sum of the rows.
- Accession
- 0001080107-16-000039
- Filer
- CIK 1080107
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 5,105 entries on the cover page, a total value of $3,398,790,000,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,398,790,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $3,398,790,000,000, about 1,000 times the sum of the rows, $3,398,790,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- reports for this filerAlta Capital Management
- reports for this filerAnchor Capital Management
- reports for this filerAshfield Capital Partners
- reports for this filerAtalanta Sosnoff Management
- reports for this filerC.S. McKee
- reports for this filerConfluence Investment Management
- reports for this filerContravisory
- reports for this filerD.A. Davidson & Co.
- reports for this filerDavidson Investment Advisors, Inc.
- reports for this filerDavis Investment Advisors
- reports for this filerDavis Selected Advisers, L.P.
- reports for this filerEagle Asset Management
- reports for this filerEfficient Market Advisors
- reports for this filerEmerald Advisers Inc.
- reports for this filerEstabrook Capital Management
- reports for this filerFairpointe Capital
- reports for this filerGranite Investment Partners
- reports for this filerHahn
- reports for this filerHarding Loevner
- reports for this filerHays Advisory
- reports for this filerJohn Hancock Asset Management
- reports for this filerLazard Asset Management
- reports for this filerLegg Mason
- reports for this filerLegg Mason Private Portfolio Group LLC
- reports for this filerLesa Sroufe & Co.
- reports for this filerLockwood Advisor Flex Portfolios
- reports for this filerLockwood Asset Allocation Portfolio
- reports for this filerLockwood Investment Strategies
- reports for this filerLord, Abbett & Co., LLC
- reports for this filerMarshfield Associates Inc.
- reports for this filerMcDonnell Investment Mgmt
- reports for this filerMiller, Tabak & Co. LLC
- reports for this filerNWQ Investment Management Co, LLC
- reports for this filerNYLIM Mackay Shields LLC
- reports for this filerOak Ridge Investments
- reports for this filerOak Ridge Investments LLC
- reports for this filerOcean Park
- reports for this filerPMC
- reports for this filerPacific Income Advisors
- reports for this filerParametric Portfolio Associates
- reports for this filerPlacemark
- reports for this filerRNC Genter Capital Management
- reports for this filerReinhart Partners Inc.
- reports for this filerRiverbridge Partners, Inc.
- reports for this filerSFE Investment Counsel
- reports for this filerSIGMA
- reports for this filerSage Advisory Services, Ltd. Co.
- reports for this filerSterling Capital
- reports for this filerThornburg Investment Management
- reports for this filerTodd Investment Advisors
- reports for this filerTrillium Asset Management
- reports for this filerUniplan Real Estate Advisors
- reports for this filerVictory Capital Management
- reports for this filerWHV Investment Management
- reports for this filerWasatch Advisors
- reports for this filerWedgewood Partners Inc.
- reports for this fileriSectors Post
- included managerAlta Capital Management
- included managerAnchor Capital Advisors
- included managerAshfield Capital Partneres
- included managerAtalanta Sosnoff Management
- included managerC.S. McKee
- included managerConfluence Inv Management LLC
- included managerContravisory
- included managerD.A. Davidson & Co.
- included managerDavidson Investment Advisors
- included managerDavis Investment Advisors
- included managerDavis Selected Advisers, L.P.
- included managerEagle Asset Management
- included managerEfficient Market Advisors
- included managerEmerald Advisors, inc.
- included managerEstabrook Capital Management
- included managerFairpointe Capital
- included managerGranite Investment Partners
- included managerHahn
- included managerHarding Loevner
- included managerHays Advisory
- included managerJohn Hancock Asset Management
- included managerLazard Asset Management
- included managerLegg Mason
- included managerLegg Mason Private Portfolio Group, LLC
- included managerLesa Sroufe & Co.
- included managerLockwood Advisor Flex Portfolios
- included managerLockwood Asset Allocation Portfolio
- included managerLockwood Investment Strategies
- included managerLord Abbett & Co, LLC
- included managerMarshfield Associates, LLC
- included managerMcDonnell Investment Mgmt
- included managerMiller, Tabak & Co., LLC
- included managerNWQ Investment Management Co., LLC
- included managerNYLIM- MacKay Shields LLC
- included managerOak Ridge Investments
- included managerOak Ridge Investments LLC
- included managerOcean Park
- included managerPMC
- included managerPacific Income Advisors
- included managerParametric Portfolio Associates
- included managerPlacemark
- included managerRNC Genter Capital Management
- included managerReinhart Partners, Inc.
- included managerRiverbridge Partners, Inc.
- included managerSFE Investment Counsel
- included managerSIGMA
- included managerSage Advisory Services, Ltd. Co.
- included managerSterling Capital
- included managerThornburg Investment Management
- included managerTodd Investment Advisors
- included managerTrillium Asset Management
- included managerUniplan Real Estate Advisors
- included managerVictory Capital Management
- included managerWHV Investment Management
- included managerWasatch Advisors
- included managerWedgewood Partners, Inc.
- included manageriSectors Post
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| INVENSENSE INC | 46123D205 | COM | 1,600 | $9,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 1,500 | $9,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 83 | $9,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 130 | $9,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 400 | $9,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 78 | $9,000 | thousands by filing date | |
| UTS CF CORP | G20307123 | UNIT | 1,000 | $9,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 337 | $8,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 3,000 | $8,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 50 | $8,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 340 | $8,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 500 | $8,000 | thousands by filing date | |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,135 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 496 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 208 | $8,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 800 | $8,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,050 | $8,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 600 | $8,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,000 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 419 | $8,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,300 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 100 | $8,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 300 | $8,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 200 | $8,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 490 | $8,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 225 | $8,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 437 | $8,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 324 | $8,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 134 | $8,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 983 | $8,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,000 | $8,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 300 | $8,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 400 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 300 | $8,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 14,007 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 373 | $8,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 6,000 | $8,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 122 | $7,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,500 | $7,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 200 | $7,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 10 | $7,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 59 | $7,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 271 | $7,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 56 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 100 | $7,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,000 | $7,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 100 | $7,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 600 | $7,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,083 | $7,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 300 | $7,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 500 | $7,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 314 | $7,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 155 | $7,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 8,000 | $7,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 211 | $7,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 240 | $7,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 1,585 | $7,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 600 | $7,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 5,500 | $7,000 | thousands by filing date | |
| ISHARES TR | 46429B135 | INT PFD STK FD | 500 | $7,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 1,000 | $7,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,846 | $7,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 6,000 | $7,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 6,000 | $7,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 436 | $7,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 3,687 | $7,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 75 | $6,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 65 | $6,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 43 | $6,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 203 | $6,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 84 | $6,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 160 | $6,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 115 | $6,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 44 | $6,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 149 | $6,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 144 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 250 | $6,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 50 | $6,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 104 | $6,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 301 | $6,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 206 | $6,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 5 | $6,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 400 | $6,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 74 | $6,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 326 | $6,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 220 | $6,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 800 | $6,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 750 | $6,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 570 | $6,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 80 | $6,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,177 | $6,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,000 | $6,000 | thousands by filing date | |
| CITIZENS HLDG CO MISS | 174715102 | COM | 300 | $6,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 7,000 | $6,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 6,000 | $6,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 496 | $6,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 373 | $6,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 6,000 | $6,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 371 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 353 | $6,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 2,970 | $6,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 4,000 | $6,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 300 | $6,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 14,000 | $6,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 15,000 | $6,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 350 | $6,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 5,000 | $6,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 410 | $6,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 6,000 | $6,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 6,000 | $6,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 6,000 | $6,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 6,000 | $6,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 6,000 | $6,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 50 | $5,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 150 | $5,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 112 | $5,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 143 | $5,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 316 | $5,000 | thousands by filing date | |
| GLAUKOS CORP COM | 377322102 | Stock | 200 | $5,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 52 | $5,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 72 | $5,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 350 | $5,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 36 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 50 | $5,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 100 | $5,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 200 | $5,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 650 | $5,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 410 | $5,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 170 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 116 | $5,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 620 | $5,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 95 | $5,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 4,000 | $5,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 13,000 | $5,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 5,000 | $5,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 4,000 | $5,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 400 | $5,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 6,000 | $5,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 500 | $5,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 3,000 | $5,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 4,000 | $5,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 1,300 | $5,000 | thousands by filing date | |
| ATYR PHARMA INC | 002120103 | COM | 2,000 | $5,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 5,000 | $5,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 4,000 | $5,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 1,200 | $5,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 300 | $4,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 65 | $4,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 55 | $4,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 250 | $4,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 136 | $4,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 378 | $4,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 500 | $4,000 | thousands by filing date | |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 37 | $4,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 190 | $4,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 85 | $4,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 47 | $4,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 64 | $4,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 156 | $4,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 819 | $4,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 353 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 131 | $4,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 85 | $4,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 66 | $4,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 250 | $4,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 192 | $4,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 150 | $4,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 250 | $4,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 975 | $4,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 292 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 200 | $4,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 240 | $4,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 957 | $4,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 2,900 | $4,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 161 | $4,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,302 | $4,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 264 | $4,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 300 | $4,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 163 | $4,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 4,000 | $4,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 1,000 | $4,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 3,000 | $4,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,500 | $4,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 200 | $4,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 5,000 | $4,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 2,000 | $4,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 1,000 | $4,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 2,000 | $4,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 100 | $3,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 42 | $3,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 92 | $3,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 140 | $3,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 64 | $3,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 399 | $3,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 111 | $3,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 126 | $3,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 300 | $3,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 1,630 | $3,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 53 | $3,000 | thousands by filing date | |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 38 | $3,000 | thousands by filing date | |
| TRI CONTL CORP | 895436103 | COM | 172 | $3,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 110 | $3,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 110 | $3,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 74 | $3,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 42 | $3,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 500 | $3,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 325 | $3,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 50 | $3,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 200 | $3,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 44 | $3,000 | thousands by filing date | |
| Mkt Vctrs J P Mrgn Em | 92189F494 | COM | 196 | $3,000 | thousands by filing date | |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 160 | $3,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 265 | $3,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 465 | $3,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 2,000 | $3,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 150 | $3,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 300 | $3,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 500 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 104 | $3,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,000 | $3,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 53 | $3,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 100 | $3,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 4,450 | $3,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 600 | $3,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 75 | $3,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 500 | $3,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 250 | $3,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 1,886 | $3,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 200 | $3,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 128 | $3,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 301 | $3,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 3,000 | $3,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 59 | $3,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 23 | $2,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 100 | $2,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 60 | $2,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 6 | $2,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 76 | $2,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 64 | $2,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 100 | $2,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 300 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 149 | $2,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 415 | $2,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 135 | $2,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 393 | $2,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 116 | $2,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 200 | $2,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 72 | $2,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 137 | $2,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 86 | $2,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 100 | $2,000 | thousands by filing date | |
| FIRST DATA CORP NEW COM CL A | 32008D106 | Stock | 242 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 121 | $2,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 201 | $2,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 65 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 214 | $2,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 300 | $2,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 200 | $2,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 400 | $2,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 300 | $2,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 2,000 | $2,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 96 | $2,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 3,000 | $2,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 112 | $2,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 200 | $2,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 110 | $2,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 32 | $1,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 27 | $1,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 15 | $1,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 416 | $1,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 52 | $1,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 81 | $1,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 285 | $1,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 60 | $1,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 34 | $1,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 8 | $1,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 30 | $1,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 720 | $1,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 222 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 25 | $1,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 51 | $1,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 131 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 138 | $1,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 48 | $1,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 100 | $1,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 70 | $1,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 16 | $1,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 12 | $1,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 85 | $1,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 90 | $1,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 210 | $1,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 174 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 142 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 61 | $1,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 100 | $1,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 268 | $1,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 131 | $1,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 126 | $1,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 294 | $1,000 | thousands by filing date | |
| O2MICRO INTERNATIONAL LTD | 67107W100 | SPONS ADR | 1,000 | $1,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 31 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 102 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 566 | $1,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 120 | $1,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 14 | $1,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 200 | $1,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 48 | $1,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 105 | $1,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 200 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 84 | $1,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 144 | $1,000 | thousands by filing date | |
| ZOGENIX INC. | 98978L204 | Common Stock | 200 | $1,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 750 | $1,000 | thousands by filing date | |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 700 | $1,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 194 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KNOWLES CORP COM | 49926D109 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CARNIVAL PLC ADS | 14365C103 | ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOGO INC | 38046C109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOLIV INC | 052800109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALLUS INC | 887399103 | COMMON STOCK | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W338 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANDGOLD RES LTD | 752344309 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 226 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 83 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERPLUS CORP | 292766102 | COM | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHUTTERFLY INC | 82568P304 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA CORP DEL | 98419J107 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AK STEEL HOLDING CORP | 001547108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STONE ENERGY CORP | 861642AN6 | NOTE | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCORE CORP | 290846203 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENCOSUD S A | 15132H101 | SPONSORED ADS | 54 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALEN ENERGY CORP | 87422J105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUORUM HEALTH CORP | 74909E106 | COM | 57 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARALEZ PHARMACEUTICALS INC | 03852X100 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 305 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Engility Holdings Inc | 29286C107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N303 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| InterContinental Hotels | 45857p608 | CS | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTNT | 98420P100 | Common | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERES INC | 156773400 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 279 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC SHS | G66964100 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIZMEK INC | 83013P105 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVENTERGY GLOBAL INC | 46123X409 | COM NEW ADDED | 175 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-16-000039 | this filing | 2016-08-15 | acceptance time not in the bulk data set |