13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 2,391 holding rows worth $3,398,790,000 by the sum of the rows.
- Accession
- 0001080107-16-000039
- Filer
- CIK 1080107
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A combination report, 5,105 entries on the cover page, a total value of $3,398,790,000,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,398,790,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $3,398,790,000,000, about 1,000 times the sum of the rows, $3,398,790,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- reports for this filerAlta Capital Management
- reports for this filerAnchor Capital Management
- reports for this filerAshfield Capital Partners
- reports for this filerAtalanta Sosnoff Management
- reports for this filerC.S. McKee
- reports for this filerConfluence Investment Management
- reports for this filerContravisory
- reports for this filerD.A. Davidson & Co.
- reports for this filerDavidson Investment Advisors, Inc.
- reports for this filerDavis Investment Advisors
- reports for this filerDavis Selected Advisers, L.P.
- reports for this filerEagle Asset Management
- reports for this filerEfficient Market Advisors
- reports for this filerEmerald Advisers Inc.
- reports for this filerEstabrook Capital Management
- reports for this filerFairpointe Capital
- reports for this filerGranite Investment Partners
- reports for this filerHahn
- reports for this filerHarding Loevner
- reports for this filerHays Advisory
- reports for this filerJohn Hancock Asset Management
- reports for this filerLazard Asset Management
- reports for this filerLegg Mason
- reports for this filerLegg Mason Private Portfolio Group LLC
- reports for this filerLesa Sroufe & Co.
- reports for this filerLockwood Advisor Flex Portfolios
- reports for this filerLockwood Asset Allocation Portfolio
- reports for this filerLockwood Investment Strategies
- reports for this filerLord, Abbett & Co., LLC
- reports for this filerMarshfield Associates Inc.
- reports for this filerMcDonnell Investment Mgmt
- reports for this filerMiller, Tabak & Co. LLC
- reports for this filerNWQ Investment Management Co, LLC
- reports for this filerNYLIM Mackay Shields LLC
- reports for this filerOak Ridge Investments
- reports for this filerOak Ridge Investments LLC
- reports for this filerOcean Park
- reports for this filerPMC
- reports for this filerPacific Income Advisors
- reports for this filerParametric Portfolio Associates
- reports for this filerPlacemark
- reports for this filerRNC Genter Capital Management
- reports for this filerReinhart Partners Inc.
- reports for this filerRiverbridge Partners, Inc.
- reports for this filerSFE Investment Counsel
- reports for this filerSIGMA
- reports for this filerSage Advisory Services, Ltd. Co.
- reports for this filerSterling Capital
- reports for this filerThornburg Investment Management
- reports for this filerTodd Investment Advisors
- reports for this filerTrillium Asset Management
- reports for this filerUniplan Real Estate Advisors
- reports for this filerVictory Capital Management
- reports for this filerWHV Investment Management
- reports for this filerWasatch Advisors
- reports for this filerWedgewood Partners Inc.
- reports for this fileriSectors Post
- included managerAlta Capital Management
- included managerAnchor Capital Advisors
- included managerAshfield Capital Partneres
- included managerAtalanta Sosnoff Management
- included managerC.S. McKee
- included managerConfluence Inv Management LLC
- included managerContravisory
- included managerD.A. Davidson & Co.
- included managerDavidson Investment Advisors
- included managerDavis Investment Advisors
- included managerDavis Selected Advisers, L.P.
- included managerEagle Asset Management
- included managerEfficient Market Advisors
- included managerEmerald Advisors, inc.
- included managerEstabrook Capital Management
- included managerFairpointe Capital
- included managerGranite Investment Partners
- included managerHahn
- included managerHarding Loevner
- included managerHays Advisory
- included managerJohn Hancock Asset Management
- included managerLazard Asset Management
- included managerLegg Mason
- included managerLegg Mason Private Portfolio Group, LLC
- included managerLesa Sroufe & Co.
- included managerLockwood Advisor Flex Portfolios
- included managerLockwood Asset Allocation Portfolio
- included managerLockwood Investment Strategies
- included managerLord Abbett & Co, LLC
- included managerMarshfield Associates, LLC
- included managerMcDonnell Investment Mgmt
- included managerMiller, Tabak & Co., LLC
- included managerNWQ Investment Management Co., LLC
- included managerNYLIM- MacKay Shields LLC
- included managerOak Ridge Investments
- included managerOak Ridge Investments LLC
- included managerOcean Park
- included managerPMC
- included managerPacific Income Advisors
- included managerParametric Portfolio Associates
- included managerPlacemark
- included managerRNC Genter Capital Management
- included managerReinhart Partners, Inc.
- included managerRiverbridge Partners, Inc.
- included managerSFE Investment Counsel
- included managerSIGMA
- included managerSage Advisory Services, Ltd. Co.
- included managerSterling Capital
- included managerThornburg Investment Management
- included managerTodd Investment Advisors
- included managerTrillium Asset Management
- included managerUniplan Real Estate Advisors
- included managerVictory Capital Management
- included managerWHV Investment Management
- included managerWasatch Advisors
- included managerWedgewood Partners, Inc.
- included manageriSectors Post
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 688 | $39,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 378 | $39,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 415 | $39,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 9,332 | $39,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 575 | $39,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 21,715 | $39,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 514 | $39,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 234 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 2,350 | $39,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 905 | $39,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 493 | $38,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 1,186 | $38,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 568 | $38,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 5,000 | $38,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 840 | $38,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 900 | $38,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 370 | $38,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 1,023 | $38,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 4,300 | $38,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 2,000 | $38,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 300 | $38,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 702 | $38,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 1,066 | $38,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 2,290 | $38,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 3,002 | $37,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 7,550 | $37,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 1,084 | $37,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 955 | $37,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 2,500 | $37,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 936 | $37,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,000 | $37,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 10,000 | $37,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 255 | $37,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 819 | $36,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 3,414 | $36,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 191 | $36,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,585 | $36,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 2,225 | $36,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 1,691 | $36,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 1,448 | $36,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 344 | $36,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAU4 | ETF | 1,450 | $36,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 1,450 | $36,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 391 | $35,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 711 | $35,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 605 | $35,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 658 | $35,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 2,336 | $35,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,044 | $35,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 907 | $35,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 1,230 | $35,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 797 | $35,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 33,000 | $35,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 35,000 | $35,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 860 | $34,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 473 | $34,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,821 | $34,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 780 | $34,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 2,448 | $34,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,679 | $34,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 1,157 | $34,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 1,600 | $34,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 798 | $34,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 600 | $33,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 456 | $33,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 1,002 | $33,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 3,886 | $33,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 515 | $33,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 1,200 | $33,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 672 | $33,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 382 | $33,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 538 | $33,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 650 | $33,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 728 | $33,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 4,661 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 330 | $33,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 684 | $32,000 | thousands by filing date | |
| PRIMORIS SVCS CORP COM | 74164F103 | Stock | 1,718 | $32,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,314 | $32,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 1,130 | $32,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 588 | $32,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 2,291 | $32,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,800 | $32,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,010 | $32,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 3,250 | $32,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 730 | $32,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 1,374 | $32,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 3,000 | $32,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 993 | $32,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 200 | $31,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 320 | $31,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 1,669 | $31,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 600 | $31,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 2,069 | $31,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 677 | $31,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 919 | $31,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 254 | $31,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,300 | $31,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 1,000 | $31,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 295 | $31,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 840 | $31,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 5,762 | $31,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 2,000 | $31,000 | thousands by filing date | |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 2,000 | $31,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 30,000 | $31,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 4,114 | $30,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 375 | $30,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 429 | $30,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 1,007 | $30,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,200 | $30,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 473 | $30,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,217 | $30,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 2,129 | $30,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 1,400 | $30,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,775 | $30,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 2,180 | $30,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,002 | $29,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,634 | $29,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 230 | $29,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 8,260 | $29,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 320 | $29,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 2,000 | $29,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 2,125 | $29,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 3,050 | $29,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 3,800 | $29,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 630 | $29,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 354 | $29,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 965 | $29,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 20,000 | $29,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,100 | $29,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 2,058 | $29,000 | thousands by filing date | |
| Ishares Ibonds Dec | 46434VAQ3 | ETF | 1,150 | $29,000 | thousands by filing date | |
| CASCADIAN THERAPEUTICS INC COM | 14740B101 | Stock | 31,000 | $29,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 921 | $28,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 300 | $28,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 4,981 | $28,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 164 | $28,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 238 | $28,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,155 | $28,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,059 | $28,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 3,307 | $28,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 600 | $28,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 280 | $28,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,369 | $28,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,300 | $28,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 793 | $28,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 1,140 | $28,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 385 | $28,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 2,638 | $28,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,075 | $28,000 | thousands by filing date | |
| ISHARES IBONDS DEC 2017 TERM CORPORATE ETF | 46434VAR1 | ETF | 1,150 | $28,000 | thousands by filing date | |
| ISHARES TR | 46434VAJ9 | Cmn | 1,150 | $28,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 2,221 | $27,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 623 | $27,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 900 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,000 | $27,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 607 | $27,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,834 | $27,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 2,000 | $27,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 4,746 | $27,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 5,000 | $27,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,150 | $27,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 7,950 | $27,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 878 | $27,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 450 | $27,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 27,000 | $27,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 200 | $26,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,764 | $26,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 815 | $26,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 955 | $26,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 424 | $26,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,001 | $25,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 836 | $25,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 562 | $25,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 428 | $25,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 460 | $25,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 4,350 | $25,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 189 | $25,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 301 | $25,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,700 | $25,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 443 | $25,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 500 | $25,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 1,525 | $25,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,176 | $25,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 1,190 | $25,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 323 | $25,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 4,879 | $25,000 | thousands by filing date | |
| REALPAGE INC | 75606N109 | COM | 1,140 | $25,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 5,000 | $25,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 1,000 | $25,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 294 | $24,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 2,000 | $24,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 238 | $24,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 362 | $24,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 111 | $24,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,000 | $24,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 387 | $24,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 425 | $24,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,194 | $24,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 780 | $24,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 4,900 | $24,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 306 | $24,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 3,598 | $24,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 1,234 | $24,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 3,270 | $24,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 200 | $24,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 500 | $24,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 500 | $24,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 400 | $23,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 283 | $23,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 930 | $23,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 787 | $23,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 500 | $23,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 400 | $23,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 432 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 589 | $23,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 400 | $23,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 993 | $23,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,627 | $23,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 1,355 | $23,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 3,500 | $23,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 2,247 | $23,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 2,440 | $23,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 295 | $23,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 500 | $23,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 1,875 | $23,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 250 | $23,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 221 | $22,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 2,317 | $22,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 64 | $22,000 | thousands by filing date | |
| NUVEEN MUN CR INCOME FD | 67070X101 | COM SH BEN INT | 1,442 | $22,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 740 | $22,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 658 | $22,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,300 | $22,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 706 | $22,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 502 | $22,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 1,950 | $22,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,300 | $22,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,000 | $22,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,343 | $22,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 258 | $22,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 2,929 | $22,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 2,000 | $21,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 600 | $21,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 200 | $21,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 371 | $21,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 367 | $21,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1,300 | $21,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1,023 | $21,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 550 | $21,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 640 | $21,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 3,556 | $21,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 1,950 | $21,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 560 | $21,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 716 | $21,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 725 | $21,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 400 | $21,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 872 | $21,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 350 | $21,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 440 | $21,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 2,000 | $21,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 373 | $20,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,051 | $20,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 301 | $20,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,550 | $20,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 500 | $20,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 948 | $20,000 | thousands by filing date | |
| AGENUS INC | 00847G705 | COM NEW | 5,000 | $20,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 10,000 | $20,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,175 | $20,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,327 | $20,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 1,230 | $20,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 20,000 | $20,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 834 | $19,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 736 | $19,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,490 | $19,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 548 | $19,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 990 | $19,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 626 | $19,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 342 | $19,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 345 | $19,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 586 | $19,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 35 | $19,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,102 | $19,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 951 | $19,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,760 | $19,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 979 | $19,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 5,096 | $19,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 385 | $19,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 1,650 | $19,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 256 | $18,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,701 | $18,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 516 | $18,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,202 | $18,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,108 | $18,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,108 | $18,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 2,280 | $18,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,000 | $18,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 4,000 | $18,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 2,477 | $18,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 349 | $18,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,716 | $18,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 463 | $18,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 996 | $18,000 | thousands by filing date | |
| PARTY CITY HOLDCO INC | 702149105 | COM | 1,333 | $18,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 259 | $18,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 1,195 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 1,325 | $18,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 1,100 | $18,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 800 | $18,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 97 | $17,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 500 | $17,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,039 | $17,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 291 | $17,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 1,000 | $17,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 3,015 | $17,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 609 | $17,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 630 | $17,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 1,969 | $17,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 4,400 | $17,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 500 | $16,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 849 | $16,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 635 | $16,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 500 | $16,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 850 | $16,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 528 | $16,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 841 | $16,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 500 | $16,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 707 | $16,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 1,000 | $16,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 2,000 | $16,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 900 | $15,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 265 | $15,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 499 | $15,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 5,500 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 825 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 800 | $15,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,472 | $15,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,450 | $15,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 770 | $15,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 947 | $15,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 694 | $15,000 | thousands by filing date | |
| WESTERN ASSET CORPORATE LN F | 95790J102 | COM | 1,500 | $15,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 165 | $15,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 167 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 561 | $15,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,632 | $15,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 6,000 | $15,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 16,000 | $15,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 600 | $15,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 601 | $15,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 15,000 | $15,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 384 | $14,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 600 | $14,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 800 | $14,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,033 | $14,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 700 | $14,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 1,349 | $14,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 1,000 | $14,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 953 | $14,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 230 | $14,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 800 | $14,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 360 | $14,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 296 | $14,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 200 | $14,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 2,800 | $14,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 720 | $14,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 3,000 | $14,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 315 | $14,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 526 | $14,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 1,066 | $14,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 4,000 | $14,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 873 | $14,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 701 | $14,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 660 | $14,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 545 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 250 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 380 | $14,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,700 | $14,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 473 | $14,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 15,000 | $14,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,622 | $13,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 286 | $13,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 320 | $13,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,161 | $13,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 307 | $13,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 546 | $13,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 380 | $13,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 36 | $13,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 273 | $13,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 626 | $13,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 593 | $13,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,227 | $13,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 889 | $13,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 814 | $13,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 185 | $13,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 394 | $13,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 148 | $13,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 400 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 400 | $13,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 294 | $13,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,200 | $13,000 | thousands by filing date | |
| TALLGRASS ENERGY LP | 874696107 | CLASS A SHS | 600 | $13,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,000 | $13,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 882 | $13,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 800 | $13,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,000 | $13,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 1,000 | $13,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 1,000 | $13,000 | thousands by filing date | |
| MGM GROWTH PPTYS LLC | 55303A105 | CL A COM | 500 | $13,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 1,500 | $13,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 870 | $12,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 145 | $12,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 400 | $12,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 200 | $12,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 295 | $12,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 1,000 | $12,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,064 | $12,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,000 | $12,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 370 | $12,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,000 | $12,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 415 | $12,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 1,350 | $12,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 2,300 | $12,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 852 | $12,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 200 | $12,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,040 | $12,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 500 | $12,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 139 | $11,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 410 | $11,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 351 | $11,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 339 | $11,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 320 | $11,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 1,000 | $11,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 200 | $11,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 806 | $11,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 125 | $11,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 1,000 | $11,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 800 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33733F101 | COM SHS | 215 | $11,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 750 | $11,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 794 | $11,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 3,300 | $11,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 400 | $11,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,000 | $11,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 300 | $11,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 4,000 | $11,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 401 | $11,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 120 | $10,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 300 | $10,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 176 | $10,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,450 | $10,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 176 | $10,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 121 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 150 | $10,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 800 | $10,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,400 | $10,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 600 | $10,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 390 | $10,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,500 | $10,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,000 | $10,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 400 | $10,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 312 | $10,000 | thousands by filing date | |
| RETAIL OPPORTUNITY INVESTMENTS | 76131N101 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 2,000 | $10,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 480 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 281 | $10,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 400 | $10,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,110 | $10,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 500 | $10,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 2,000 | $10,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 700 | $10,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 10,000 | $10,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 9,500 | $10,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 286 | $9,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 192 | $9,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 135 | $9,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 400 | $9,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 100 | $9,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 800 | $9,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 89 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 167 | $9,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 227 | $9,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 300 | $9,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 8 | $9,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 915 | $9,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 316 | $9,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 80 | $9,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,088 | $9,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 309 | $9,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 840 | $9,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 1,213 | $9,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 8,162 | $9,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 200 | $9,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 65 | $9,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 200 | $9,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 125 | $9,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 4,000 | $9,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 250 | $9,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 174 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-16-000039 | this filing | 2016-08-15 | acceptance time not in the bulk data set |