13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 2,321 holding rows worth $3,211,030,000 by the sum of the rows.
- Accession
- 0001080107-16-000038
- Filer
- CIK 1080107
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 14,785 entries on the cover page, a total value of $3,211,030,000,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,211,030,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $3,211,030,000,000, about 1,000 times the sum of the rows, $3,211,030,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- reports for this filerAlta Capital Management 028-05119
- reports for this filerAnchor Capital Advisors
- reports for this filerAshfield Capital Partners LLC
- reports for this filerAtalanta Sosnoff Management
- reports for this filerC.S. McKee
- reports for this filerConfluence Investment Management LLC
- reports for this filerContravisory
- reports for this filerD.A. Davidson & Co.
- reports for this filerDavidson Investment Advisors, Inc. 028-10301
- reports for this filerDavis Investment Advisors
- reports for this filerEagle Asset Management 028-01666
- reports for this filerEfficient Market Advisors
- reports for this filerEmerald Advisers Inc.
- reports for this filerEstabrook Capital Management 028-01283
- reports for this filerFairpointe Capital
- reports for this filerGranite Investment Partners
- reports for this filerHahn
- reports for this filerHarding Loevner
- reports for this filerHays Advisory 028-10649
- reports for this filerJohn Hancock Asset Management 028-03955
- reports for this filerLazard Asset Management
- reports for this filerLegg Mason
- reports for this filerLegg Mason Private Portfolio Group LLC
- reports for this filerLesa Sroufe & Co.
- reports for this filerLockwood Asset Allocation Portfolio
- reports for this filerLockwood Investment Strategies
- reports for this filerMarshfield Associates Inc.
- reports for this filerMcDonnell Investment Mgmt
- reports for this filerMiller, Tabak & Co. LLC
- reports for this filerNYLIM- Mackay Shields LLC
- reports for this filerOak Ridge Investments 028-06668
- reports for this filerOcean Park
- reports for this filerPMC
- reports for this filerPacific Income Advisors
- reports for this filerParametric Portfolio Associates
- reports for this filerPlacemark
- reports for this filerRNC Genter Capital Management 028-00970
- reports for this filerReinhart Partners, Inc.
- reports for this filerRiverbridge Partners, Inc.
- reports for this filerSFE Investment Counsel
- reports for this filerSIGMA
- reports for this filerSage Advisory Services, Ltc. Co.
- reports for this filerSeaCap Investment Advisors
- reports for this filerSterling Capital
- reports for this filerThornburg Investment Management 028-06605
- reports for this filerTodd Investment Advisors
- reports for this filerTrillium Asset Management
- reports for this filerUniplan Real Estate Advisors
- reports for this filerVictory Capital Management
- reports for this filerWHV Investment Management
- reports for this filerWasatch Advisors
- reports for this filerWedgewood Partners, Inc.
- reports for this fileriSectors Post
- included managerAlta Capital Management 028-05119
- included managerAnchor Capital Advisors
- included managerAshfield Capital Partners LLC
- included managerAtalanta Sosnoff Management
- included managerC.S. McKee
- included managerConfluence Investment Management LLC
- included managerContravisory
- included managerD.A. Davidson & Co.
- included managerDavidson Investment Advisors 028-10301
- included managerDavis Investment Advisors
- included managerEagle Asset Management 028-01666
- included managerEfficient Market Advisors
- included managerEmerald Advisers Inc
- included managerEstabrook Capital Management 028-01283
- included managerFairpointe Capital
- included managerGranite Investment Partners
- included managerHahn
- included managerHarding Loevner
- included managerHays Advisory 028-10649
- included managerJohn Hancock Asset Management 028-03955
- included managerLazard Asset Management
- included managerLegg Mason
- included managerLegg Mason Private Portfolio Group, LLC
- included managerLesa Sroufe & Co.
- included managerLockwood Asset Allocation Portfolio
- included managerLockwood Investment Strategies
- included managerMarshfield Associates Inc
- included managerMcDonnell Investment Mgmt
- included managerMiller, Tabak & Co. LLC
- included managerNYLIM - Mackay Shields LLC
- included managerOak Ridge Investments 028-06668
- included managerOcean Park
- included managerPMC
- included managerPacific Income Advisors
- included managerParametric Portfolio Associates
- included managerPlacemark
- included managerRNC Genter Capital Management 028-00970
- included managerReinhart Partners, Inc.
- included managerRiverbridge Partners, LLC
- included managerSFE Investment Counsel
- included managerSIGMA
- included managerSage Advisory Services, Ltd. Co.
- included managerSeaCap Investment Advisors
- included managerSterling Capital
- included managerThornburg Investment Management 028-06605
- included managerTodd Investment Advisors
- included managerTrillium Asset Management
- included managerUniplan Real Estate Advisors
- included managerVictory Capital Management
- included managerWHV Investment Management
- included managerWasatch Advisors
- included managerWedgewood Partners, Inc.
- included manageriSectors Post
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EVEREST GROUP LTD COM | G3223R108 | Stock | 35 | $6,000 | thousands by filing date | |
| SKYWEST INC COM | 830879102 | Stock | 340 | $6,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 263 | $6,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 113 | $6,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 85 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 250 | $6,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 50 | $6,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 103 | $6,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 600 | $6,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 1,083 | $6,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 206 | $6,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 150 | $6,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 74 | $6,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 100 | $6,000 | thousands by filing date | |
| SUMMIT MATERIALS INC CLASS A | 86614U100 | CL A | 329 | $6,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 289 | $6,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 500 | $6,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 250 | $6,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 500 | $6,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 314 | $6,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 1,137 | $6,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 403 | $6,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 156 | $6,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 116 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 227 | $6,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 4,000 | $6,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 300 | $6,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 58 | $6,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 90 | $6,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 54 | $6,000 | thousands by filing date | |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 190 | $5,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 65 | $5,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 50 | $5,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 112 | $5,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 43 | $5,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 52 | $5,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 44 | $5,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 190 | $5,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 169 | $5,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 800 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 322 | $5,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,000 | $5,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 5 | $5,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 235 | $5,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 200 | $5,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 175 | $5,000 | thousands by filing date | |
| GAMCO NAT RES GOLD & INCOME | 36465E101 | SH BEN INT | 800 | $5,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 250 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 116 | $5,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 80 | $5,000 | thousands by filing date | |
| RELX NV | 75955B102 | SPONSORED ADR | 335 | $5,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 1,000 | $5,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 400 | $5,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 2,900 | $5,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 522 | $5,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 302 | $5,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,000 | $5,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 373 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 438 | $5,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 346 | $5,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 5,000 | $5,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 500 | $5,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 5,000 | $5,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 574 | $5,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | 63938Y308 | SPON ADR PFD H | 1,300 | $5,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 410 | $5,000 | thousands by filing date | |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 3,000 | $5,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 143 | $4,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 75 | $4,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 378 | $4,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 68 | $4,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 343 | $4,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 47 | $4,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 80 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 107 | $4,000 | thousands by filing date | |
| OLLIES BARGAIN OUTLET HLDGS | 681116109 | COM | 207 | $4,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 50 | $4,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4 | $4,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 85 | $4,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 66 | $4,000 | thousands by filing date | |
| SOUND FINL BANCORP INC | 83607A100 | COM | 192 | $4,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 150 | $4,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 250 | $4,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 160 | $4,000 | thousands by filing date | |
| ISHARES TR | 46432F875 | MRNGSTR INC ETF | 200 | $4,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 140 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 156 | $4,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 4,000 | $4,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 65 | $4,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,302 | $4,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 162 | $4,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 5,000 | $4,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 4,000 | $4,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 500 | $4,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,000 | $4,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 1,000 | $4,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 325 | $4,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 1,886 | $4,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 4,000 | $4,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 4,000 | $4,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 4,000 | $4,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 4,000 | $4,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 4,000 | $4,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 1,200 | $4,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 4,500 | $4,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 65 | $3,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 92 | $3,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 185 | $3,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 250 | $3,000 | thousands by filing date | |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 91 | $3,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 110 | $3,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 64 | $3,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 42 | $3,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 819 | $3,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 500 | $3,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 83 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 50 | $3,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 116 | $3,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 470 | $3,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 240 | $3,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 957 | $3,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 3,000 | $3,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,000 | $3,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 500 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 104 | $3,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 3,000 | $3,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 300 | $3,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 53 | $3,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 70 | $3,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 600 | $3,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 200 | $3,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 300 | $3,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 75 | $3,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 38 | $3,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 1,500 | $3,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 500 | $3,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 250 | $3,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 2,000 | $3,000 | thousands by filing date | |
| GLOBUS MARITIME LIMITED | Y27265209 | CMN | 15,000 | $3,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 3,000 | $3,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 100 | $3,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 3,000 | $3,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 4,000 | $3,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 3,000 | $3,000 | thousands by filing date | |
| AIR LEASE CORP | 00912XAK0 | NOTE 3.875%12/0 | 3,000 | $3,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 4,000 | $3,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 41 | $3,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 23 | $2,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 84 | $2,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 70 | $2,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 3 | $2,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 76 | $2,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 70 | $2,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 38 | $2,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 36 | $2,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 100 | $2,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 149 | $2,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 500 | $2,000 | thousands by filing date | |
| CRH PLC ADS | 12626K203 | ADR | 77 | $2,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 380 | $2,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 219 | $2,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 45 | $2,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 133 | $2,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 65 | $2,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| WISDOMTREE | 97718W108 | EXCHANGE TRADED | 150 | $2,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 124 | $2,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 114 | $2,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 126 | $2,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 100 | $2,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 121 | $2,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 25 | $2,000 | thousands by filing date | |
| Invesco Intl Developed Low Vol | 73937B688 | INTL DEV LOWVL | 100 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347B714 | FUND | 40 | $2,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 100 | $2,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 100 | $2,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 400 | $2,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 120 | $2,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 2,000 | $2,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 132 | $2,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 80 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 96 | $2,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 84 | $2,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 73 | $2,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 110 | $2,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 200 | $2,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 2,000 | $2,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 15 | $1,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 17 | $1,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 100 | $1,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 428 | $1,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 285 | $1,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 104 | $1,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 50 | $1,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 10 | $1,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 41 | $1,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 8 | $1,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 30 | $1,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 720 | $1,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 304 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286475 | EM MKT SM-CP ETF | 25 | $1,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 52 | $1,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 131 | $1,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 138 | $1,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 117 | $1,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 135 | $1,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 100 | $1,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 70 | $1,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 34 | $1,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 20 | $1,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 10 | $1,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 102 | $1,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 210 | $1,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 200 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 174 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K205 | COMMON STOCK | 142 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 26 | $1,000 | thousands by filing date | |
| James Hardie Industries PLC | 47030M106 | Depositary Receipt | 106 | $1,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 100 | $1,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549203 | COMMON STOCK | 655 | $1,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 268 | $1,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 131 | $1,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,000 | $1,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 57 | $1,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 2,400 | $1,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 51 | $1,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,960 | $1,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 31 | $1,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 43 | $1,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 566 | $1,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 1,000 | $1,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 200 | $1,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 2,000 | $1,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 194 | $1,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 250 | $1,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 91 | $1,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 74 | $1,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 200 | $1,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 1,000 | $1,000 | thousands by filing date | |
| CAPSTONE GREEN ENERGY CORP. | 14067D409 | Common Stock | 750 | $1,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 30 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 88 | $1,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 43 | $1,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 170 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NCR VOYIX CORPORATION | 62886E108 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| V2X INC | 92242T101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHOSTAR CORP | 278768106 | CL A | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLUG PWR INC | 72919P202 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOGO INC | 38046C109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGE ENERGY INC | 55277P104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOTHEBYS | 835898107 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AUTOLIV INC | 052800109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| METALLUS INC | 887399103 | COMMON STOCK | 103 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST NORTHWEST BANCORP | 335834107 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLICHECK MOBILISA INC | 45817G201 | COM NEW | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMBOTELLADORA ANDINA S A | 29081P303 | SPON ADR B | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNKIND CORP | 56400P201 | COM | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RANDGOLD RES LTD | 752344309 | ADR | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORBITAL ATK INC | 68557N103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 900 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 294 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 215 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 73 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Telecom Italia S P A New Spons | 87927Y201 | ADR | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHUTTERFLY INC | 82568P304 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XOMA CORP DEL | 98419J107 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AK STEEL HOLDING CORP | 001547108 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMCORE CORP | 290846203 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 106 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57060U514 | INVT GRD FL RT | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOLTARI CORP NEW | 92870X309 | COM | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 550 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH DJ-UBS COCOA SUBINDEX | 06739H313 | CMN | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 305 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Engility Holdings Inc | 29286C107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N303 | COM NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 700 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 52 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XTNT | 98420P100 | Common | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Media General Ord Shs | 58441K100 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CERES INC | 156773400 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAMSON OIL&GAS LTD ADR SPONSORED | 796043206 | ADR | 279 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WP GLIMCHER IN | 92939N102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIZMEK INC | 83013P105 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XG TECHNOLOGY INC | 98372A507 | Cmn | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-16-000038 | this filing | 2016-05-13 | acceptance time not in the bulk data set |