13F-HR filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-13, with 2,321 holding rows worth $3,211,030,000 by the sum of the rows.
- Accession
- 0001080107-16-000038
- Filer
- CIK 1080107
- Filed
- 2016-05-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A combination report, 14,785 entries on the cover page, a total value of $3,211,030,000,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,211,030,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $3,211,030,000,000, about 1,000 times the sum of the rows, $3,211,030,000. The filer likely wrote its cover total in dollars and its rows in thousands. This page uses the sum of the rows.
Other managers
- reports for this filerAlta Capital Management 028-05119
- reports for this filerAnchor Capital Advisors
- reports for this filerAshfield Capital Partners LLC
- reports for this filerAtalanta Sosnoff Management
- reports for this filerC.S. McKee
- reports for this filerConfluence Investment Management LLC
- reports for this filerContravisory
- reports for this filerD.A. Davidson & Co.
- reports for this filerDavidson Investment Advisors, Inc. 028-10301
- reports for this filerDavis Investment Advisors
- reports for this filerEagle Asset Management 028-01666
- reports for this filerEfficient Market Advisors
- reports for this filerEmerald Advisers Inc.
- reports for this filerEstabrook Capital Management 028-01283
- reports for this filerFairpointe Capital
- reports for this filerGranite Investment Partners
- reports for this filerHahn
- reports for this filerHarding Loevner
- reports for this filerHays Advisory 028-10649
- reports for this filerJohn Hancock Asset Management 028-03955
- reports for this filerLazard Asset Management
- reports for this filerLegg Mason
- reports for this filerLegg Mason Private Portfolio Group LLC
- reports for this filerLesa Sroufe & Co.
- reports for this filerLockwood Asset Allocation Portfolio
- reports for this filerLockwood Investment Strategies
- reports for this filerMarshfield Associates Inc.
- reports for this filerMcDonnell Investment Mgmt
- reports for this filerMiller, Tabak & Co. LLC
- reports for this filerNYLIM- Mackay Shields LLC
- reports for this filerOak Ridge Investments 028-06668
- reports for this filerOcean Park
- reports for this filerPMC
- reports for this filerPacific Income Advisors
- reports for this filerParametric Portfolio Associates
- reports for this filerPlacemark
- reports for this filerRNC Genter Capital Management 028-00970
- reports for this filerReinhart Partners, Inc.
- reports for this filerRiverbridge Partners, Inc.
- reports for this filerSFE Investment Counsel
- reports for this filerSIGMA
- reports for this filerSage Advisory Services, Ltc. Co.
- reports for this filerSeaCap Investment Advisors
- reports for this filerSterling Capital
- reports for this filerThornburg Investment Management 028-06605
- reports for this filerTodd Investment Advisors
- reports for this filerTrillium Asset Management
- reports for this filerUniplan Real Estate Advisors
- reports for this filerVictory Capital Management
- reports for this filerWHV Investment Management
- reports for this filerWasatch Advisors
- reports for this filerWedgewood Partners, Inc.
- reports for this fileriSectors Post
- included managerAlta Capital Management 028-05119
- included managerAnchor Capital Advisors
- included managerAshfield Capital Partners LLC
- included managerAtalanta Sosnoff Management
- included managerC.S. McKee
- included managerConfluence Investment Management LLC
- included managerContravisory
- included managerD.A. Davidson & Co.
- included managerDavidson Investment Advisors 028-10301
- included managerDavis Investment Advisors
- included managerEagle Asset Management 028-01666
- included managerEfficient Market Advisors
- included managerEmerald Advisers Inc
- included managerEstabrook Capital Management 028-01283
- included managerFairpointe Capital
- included managerGranite Investment Partners
- included managerHahn
- included managerHarding Loevner
- included managerHays Advisory 028-10649
- included managerJohn Hancock Asset Management 028-03955
- included managerLazard Asset Management
- included managerLegg Mason
- included managerLegg Mason Private Portfolio Group, LLC
- included managerLesa Sroufe & Co.
- included managerLockwood Asset Allocation Portfolio
- included managerLockwood Investment Strategies
- included managerMarshfield Associates Inc
- included managerMcDonnell Investment Mgmt
- included managerMiller, Tabak & Co. LLC
- included managerNYLIM - Mackay Shields LLC
- included managerOak Ridge Investments 028-06668
- included managerOcean Park
- included managerPMC
- included managerPacific Income Advisors
- included managerParametric Portfolio Associates
- included managerPlacemark
- included managerRNC Genter Capital Management 028-00970
- included managerReinhart Partners, Inc.
- included managerRiverbridge Partners, LLC
- included managerSFE Investment Counsel
- included managerSIGMA
- included managerSage Advisory Services, Ltd. Co.
- included managerSeaCap Investment Advisors
- included managerSterling Capital
- included managerThornburg Investment Management 028-06605
- included managerTodd Investment Advisors
- included managerTrillium Asset Management
- included managerUniplan Real Estate Advisors
- included managerVictory Capital Management
- included managerWHV Investment Management
- included managerWasatch Advisors
- included managerWedgewood Partners, Inc.
- included manageriSectors Post
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 8,939 | $37,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 161 | $37,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 350 | $37,000 | thousands by filing date | |
| LEMAITRE VASCULAR INC | 525558201 | COM | 2,432 | $37,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 3,040 | $37,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q858 | SECTR DIV DOGS | 958 | $37,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,201 | $37,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 387 | $37,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 388 | $37,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 2,450 | $37,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 893 | $37,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 1,323 | $36,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 3,002 | $36,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 575 | $36,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,000 | $36,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,100 | $36,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 300 | $36,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 2,078 | $36,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 688 | $35,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 759 | $35,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 482 | $35,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 789 | $35,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNICIP | 27826F101 | SH BEN INT | 2,448 | $35,000 | thousands by filing date | |
| CATALENT INC USD 0.01 | 148806102 | COM | 1,336 | $35,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 1,000 | $35,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 2,800 | $35,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 667 | $35,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 1,000 | $35,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 2,090 | $35,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 33,000 | $35,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 1,445 | $35,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 1,036 | $35,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 453 | $34,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 1,100 | $34,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 1,834 | $34,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 2,500 | $34,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 1,230 | $34,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 2,217 | $34,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 2,830 | $34,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 3,150 | $34,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 35,000 | $34,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 600 | $33,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 427 | $33,000 | thousands by filing date | |
| ISHARES TR | 464288430 | ASIA 50 ETF | 780 | $33,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,251 | $33,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 2,500 | $33,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 940 | $33,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 1,415 | $33,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 843 | $33,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 295 | $33,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 798 | $33,000 | thousands by filing date | |
| AUTOBYTEL INC | 05275N205 | COM | 1,947 | $33,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 3,000 | $33,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,505 | $32,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 728 | $32,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 624 | $32,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 493 | $32,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 3,052 | $32,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 3,414 | $32,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 1,691 | $32,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J406 | EX US SML CP | 1,000 | $32,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 1,513 | $32,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 838 | $32,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 2,250 | $32,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 3,250 | $32,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 5,762 | $32,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 1,995 | $31,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 900 | $31,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 972 | $31,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 371 | $30,000 | thousands by filing date | |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 200 | $30,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 2,113 | $30,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 1,523 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 323 | $30,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 200 | $30,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 1,750 | $30,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 640 | $30,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,950 | $30,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 630 | $30,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 6,500 | $30,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 33,000 | $30,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 30,000 | $30,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2,500 | $29,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 2,000 | $29,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 3,307 | $29,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 282 | $29,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 728 | $29,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 1,044 | $29,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 2,850 | $29,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 3,800 | $29,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 470 | $29,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 655 | $29,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 880 | $29,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 2,000 | $29,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 2,000 | $29,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 300 | $28,000 | thousands by filing date | |
| DOUBLELINE OPPORTUNISTIC CR | 258623107 | COM | 1,059 | $28,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 625 | $28,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1,202 | $28,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 2,000 | $28,000 | thousands by filing date | |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 447 | $28,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 3,603 | $28,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 2,905 | $28,000 | thousands by filing date | |
| JAMES RIV GROUP LTD | G5005R107 | COM | 884 | $28,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 1,100 | $28,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 770 | $28,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 2,385 | $28,000 | thousands by filing date | |
| OSIRIS THERAPEUTICS INC NEW | 68827R108 | COM | 5,000 | $28,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 1,600 | $28,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 3,600 | $28,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 2,638 | $28,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 22,422 | $28,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 1,003 | $27,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 4,900 | $27,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 2,000 | $27,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 375 | $27,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,000 | $27,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 645 | $27,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 341 | $27,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 2,125 | $27,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 242 | $27,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 610 | $27,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 2,343 | $27,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 10,000 | $27,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 27,000 | $27,000 | thousands by filing date | |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 1,075 | $27,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 2,069 | $26,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 814 | $26,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 588 | $26,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 251 | $26,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 2,000 | $26,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 300 | $26,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 262 | $26,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 1,300 | $26,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 848 | $26,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 738 | $26,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 701 | $26,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 34,000 | $26,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 1,176 | $26,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 450 | $26,000 | thousands by filing date | |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 200 | $25,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 2,317 | $25,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 483 | $25,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 246 | $25,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 320 | $25,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 400 | $25,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 258 | $25,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 600 | $25,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 1,163 | $25,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,094 | $25,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 999 | $25,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 1,001 | $24,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 428 | $24,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 529 | $24,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 457 | $24,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2,053 | $24,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 1,150 | $24,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 443 | $24,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 884 | $24,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 323 | $24,000 | thousands by filing date | |
| ERICKSON AIR-CRANE INC | 29482P100 | COM | 15,007 | $24,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 500 | $24,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 400 | $23,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 242 | $23,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 562 | $23,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 308 | $23,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 1,249 | $23,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 500 | $23,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 1,400 | $23,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 7,950 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q106 | REIT DIVIDE DOGS | 539 | $23,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 3,498 | $23,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 3,270 | $23,000 | thousands by filing date | |
| ASHFORD HOSPITALITY TR INC | 044103505 | 9% CUM PFD SER E | 1,000 | $23,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 730 | $23,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 250 | $23,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 915 | $22,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 362 | $22,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 707 | $22,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 1,300 | $22,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 400 | $22,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,697 | $22,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 658 | $22,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 306 | $22,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 1,234 | $22,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 872 | $22,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 350 | $22,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 1,483 | $22,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,400 | $22,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 1,650 | $22,000 | thousands by filing date | |
| POWERSHARES EXCHANGE | 73937B647 | S&P400 LOVL PT | 600 | $22,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 2,000 | $21,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 1,051 | $21,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 930 | $21,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 200 | $21,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 1,300 | $21,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 796 | $21,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 434 | $21,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 1,950 | $21,000 | thousands by filing date | |
| LUXOFT HLDG INC | G57279104 | ORD SHS CL A | 398 | $21,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 3,173 | $21,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 993 | $21,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 500 | $21,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 708 | $21,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 1,073 | $21,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 500 | $21,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 283 | $20,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 335 | $20,000 | thousands by filing date | |
| MAKEMYTRIP LIMITED MAURITIUS SHS | V5633W109 | Stock | 1,129 | $20,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,550 | $20,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 550 | $20,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 971 | $20,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 761 | $20,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 4,500 | $20,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 699 | $20,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 1,382 | $20,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 1,030 | $20,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 400 | $20,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 2,882 | $20,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 200 | $20,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 2,000 | $20,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 220 | $19,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 300 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 644 | $19,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 516 | $19,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 1,068 | $19,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 1,750 | $19,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 1,300 | $19,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 561 | $19,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 894 | $19,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 2,315 | $19,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 837 | $19,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 1,348 | $19,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 2,300 | $19,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 530 | $19,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 20,000 | $19,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,161 | $18,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 192 | $18,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 2,444 | $18,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 119 | $18,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 1,000 | $18,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 1,490 | $18,000 | thousands by filing date | |
| CALAMOS GBL DYN INCOME FUND | 12811L107 | COM | 2,680 | $18,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,903 | $18,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 700 | $18,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 740 | $18,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,135 | $18,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 1,108 | $18,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 2,500 | $18,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 1,102 | $18,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 4,000 | $18,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 296 | $18,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,327 | $18,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 800 | $18,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 359 | $17,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 220 | $17,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 4,450 | $17,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 200 | $17,000 | thousands by filing date | |
| WESTERN ASSET MANAGED MUNS F | 95766M105 | COM | 1,202 | $17,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 445 | $17,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 626 | $17,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 300 | $17,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 291 | $17,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 2,925 | $17,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 838 | $17,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 767 | $17,000 | thousands by filing date | |
| VECTREN CORP | 92240G101 | COM | 349 | $17,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 1,169 | $17,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 2,245 | $17,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 1,100 | $17,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 2,000 | $17,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 5,057 | $17,000 | thousands by filing date | |
| Vanguard Materials ETF | 92204A801 | SHS | 163 | $16,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 150 | $16,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 100 | $16,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 406 | $16,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 270 | $16,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 548 | $16,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 345 | $16,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 1,721 | $16,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 1,000 | $16,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 1,000 | $16,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 7,138 | $16,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 2,477 | $16,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 5,279 | $16,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 2,903 | $16,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 735 | $16,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 16,000 | $16,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 16,152 | $16,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 631 | $16,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 202 | $15,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 675 | $15,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 900 | $15,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 716 | $15,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 500 | $15,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 825 | $15,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 800 | $15,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 1,472 | $15,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 849 | $15,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,100 | $15,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1,450 | $15,000 | thousands by filing date | |
| CORNERSTONE STRATEGIC INVEST | 21924B302 | COM | 1,039 | $15,000 | thousands by filing date | |
| NUVEEN CALIFORNIA SELECT TAX-F | 67063R103 | SH BEN INT | 947 | $15,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 1,950 | $15,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 165 | $15,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 561 | $15,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 1,550 | $15,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,000 | $15,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 185 | $15,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 171 | $15,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 540 | $15,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 1,073 | $15,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 1,000 | $15,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,700 | $15,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 600 | $15,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 1,025 | $15,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,846 | $15,000 | thousands by filing date | |
| Real Industry Inc | 75601w104 | CS | 1,794 | $15,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 15,000 | $15,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 265 | $14,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 40 | $14,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 270 | $14,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 499 | $14,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 400 | $14,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 616 | $14,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 953 | $14,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 450 | $14,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,317 | $14,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 1,500 | $14,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 2,000 | $14,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 376 | $14,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 189 | $13,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 243 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 450 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 226 | $13,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 1,227 | $13,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,500 | $13,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 814 | $13,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 500 | $13,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 850 | $13,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,400 | $13,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 296 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 400 | $13,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 3,000 | $13,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 609 | $13,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,000 | $13,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 882 | $13,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 400 | $13,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 200 | $13,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 574 | $13,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 24,435 | $13,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 2,000 | $13,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 15,000 | $13,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 20 | $12,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 286 | $12,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 320 | $12,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 132 | $12,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 573 | $12,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 307 | $12,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 440 | $12,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 300 | $12,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 593 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 170 | $12,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 889 | $12,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 205 | $12,000 | thousands by filing date | |
| LIVE OAK BANCSHARES INC | 53803X105 | COM | 806 | $12,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 400 | $12,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 325 | $12,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 315 | $12,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 415 | $12,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 326 | $12,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 1,000 | $12,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 4,000 | $12,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 800 | $12,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 1,500 | $12,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 1,000 | $12,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 401 | $12,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 4,000 | $12,000 | thousands by filing date | |
| BLACKROCK CALIFORNIA | 09249C105 | COM | 852 | $12,000 | thousands by filing date | |
| POPE RES DEL LTD PARTNERSHIP | 732857107 | DEPOSITRY RCPT | 200 | $12,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 500 | $12,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 468 | $11,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 870 | $11,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 1,400 | $11,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 1,000 | $11,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 185 | $11,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 528 | $11,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 940 | $11,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 294 | $11,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 515 | $11,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 700 | $11,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 300 | $11,000 | thousands by filing date | |
| POINTS INTL LTD | 730843208 | COM NEW | 1,350 | $11,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 8,500 | $11,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 300 | $11,000 | thousands by filing date | |
| SUNSHINE HEART INC | 86782u106 | COM | 14,000 | $11,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q739 | GUGGENHEIM SOLAR | 500 | $11,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 1,500 | $11,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 410 | $10,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 1,450 | $10,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 444 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 150 | $10,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 327 | $10,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 419 | $10,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 320 | $10,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 1,000 | $10,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 2,000 | $10,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 1,300 | $10,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,500 | $10,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 2,200 | $10,000 | thousands by filing date | |
| DIREXION DAILY S&P BIOTECH BULL 3X ETF | 25490K323 | ETF | 375 | $10,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 80 | $10,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 254 | $10,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 4,000 | $10,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 400 | $10,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 160 | $9,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 1,850 | $9,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 176 | $9,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 100 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 167 | $9,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 300 | $9,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 592 | $9,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 334 | $9,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 316 | $9,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,070 | $9,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 592 | $9,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 370 | $9,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 150 | $9,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 750 | $9,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 200 | $9,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,000 | $9,000 | thousands by filing date | |
| ISHARES INC | 46434G509 | CUR HD MSCI EM | 443 | $9,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 1,213 | $9,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 1,216 | $9,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 1,760 | $9,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 3,015 | $9,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 5,000 | $9,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 18,250 | $9,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 438 | $9,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 1,110 | $9,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 700 | $9,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 400 | $9,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 5,000 | $9,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 50 | $8,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 94 | $8,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 500 | $8,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 89 | $8,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS LP | 63900P608 | COM UNIT LTD PAR | 1,121 | $8,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 329 | $8,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 800 | $8,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 100 | $8,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 204 | $8,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 87 | $8,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 810 | $8,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 891 | $8,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 419 | $8,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 300 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288125 | 3YRTB ETF | 100 | $8,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 300 | $8,000 | thousands by filing date | |
| INFRAREIT INC | 45685L100 | COM | 490 | $8,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 570 | $8,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 1,625 | $8,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 523 | $8,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 795 | $8,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 960 | $8,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 4,000 | $8,000 | thousands by filing date | |
| ADAPTIMMUNE THERAPEUTICS PLC | 00653A107 | SPONDS ADR | 1,000 | $8,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 250 | $8,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 11,350 | $8,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 5,500 | $8,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 3,000 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V704 | CUR HED MSCI GER | 373 | $8,000 | thousands by filing date | |
| AQUINOX PHARMACEUTICALS INC | 03842B101 | COM | 1,000 | $8,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,622 | $7,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 75 | $7,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 59 | $7,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 500 | $7,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 271 | $7,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 990 | $7,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 400 | $7,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 500 | $7,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 119 | $7,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 100 | $7,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 67 | $7,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 890 | $7,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 510 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 216 | $7,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 13,000 | $7,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 245 | $7,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 319 | $7,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 214 | $7,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 240 | $7,000 | thousands by filing date | |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 2,000 | $7,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 375 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X591 | DYN UTIL PORTF | 300 | $7,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 9,500 | $7,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 225 | $6,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 1,500 | $6,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 200 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-16-000038 | this filing | 2016-05-13 | acceptance time not in the bulk data set |