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13F-HR/A filed by D.A. DAVIDSON & CO.

D.A. DAVIDSON & CO. filed this 13F-HR/A for the quarter ended 2013-12-31, filed 2014-02-13, with 2,138 holding rows worth $2,677,197,000.

Accession
0001080107-14-000003
Filed
2014-02-13
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q4 2013

A combination report, amendment of type restatement, 4,840 entries on the cover page, a total value of $2,677,197,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,677,197,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.

Other managers

  • reports for this filerAlta Capital Management 028-05119
  • reports for this filerAshfield Capital Partners LLC
  • reports for this filerAston Asset Management
  • reports for this filerAtalanta Sosnoff Management
  • reports for this filerAtivo
  • reports for this filerBender
  • reports for this filerC.S. McKee
  • reports for this filerCapstone Asset Management
  • reports for this filerConfluence Inv Management LLC
  • reports for this filerContravisory
  • reports for this filerD. A. Davidson & Co.
  • reports for this filerDavidson Investment Advisors 028-10301
  • reports for this filerDavis Investment Advisors
  • reports for this filerEagle Asset Management 028-01666
  • reports for this filerEfficient Market Advisors
  • reports for this filerElessar Investment Management, LLC
  • reports for this filerEstabrook Capital Management 028-01283
  • reports for this filerF-Squared AlphaSector
  • reports for this filerFirst Republic Investment Management
  • reports for this filerGranite Investment Partners
  • reports for this filerHahn
  • reports for this filerHays Advisory 028-10649
  • reports for this filerJohn Hancock Asset Management 028-03955
  • reports for this filerKelly Capital Management
  • reports for this filerLateef Management
  • reports for this filerLegg Mason
  • reports for this filerLesa Sroufe & Co.
  • reports for this filerMarshfield Associates Inc
  • reports for this filerMcDonnell Investment Mgmt
  • reports for this filerMiller, Tabak & Co. LLC
  • reports for this filerNuveen
  • reports for this filerOak Ridge Investments 028-06668
  • reports for this filerOcean Park
  • reports for this filerPacific Income Advisors
  • reports for this filerParametric Portfolio Associates
  • reports for this filerPinnacle
  • reports for this filerPlacemark
  • reports for this filerRNC Genter Capital Management 028-00970
  • reports for this filerReinhart Partners, Inc.
  • reports for this filerRiverbridge Partners, LLC
  • reports for this filerSIGMA
  • reports for this filerSage Advisory Services, Ltd. Co.
  • reports for this filerSeaCap Investment Advisors
  • reports for this filerSovereign
  • reports for this filerStern Fisher Investments
  • reports for this filerThornburg Investment Management 028-06605
  • reports for this filerTodd Investment Advisors
  • reports for this filerUniplan Real Estate Advisors
  • reports for this filerVan Kampen/Affinity
  • reports for this filerVictory Capital Management
  • reports for this filerWedgewood Partners, Inc.
  • included managerAlta Capital Management 028-05119
  • included managerAshfield Capital Partners LLC
  • included managerAston Asset Management
  • included managerAtalanta Sosnoff Management
  • included managerAtivo
  • included managerBender
  • included managerC.S. McKee
  • included managerCapstone Asset Management
  • included managerConfluence Inv Management LLC
  • included managerContravisory
  • included managerD. A. Davidson & Co.
  • included managerDavidson Investment Advisors 028-10301
  • included managerDavis Investment Advisors
  • included managerEagle Asset Management 028-01666
  • included managerEfficient Market Advisors
  • included managerElessar Investment Management, LLC
  • included managerEstabrook Capital Management 028-01283
  • included managerF-Squared AlphaSector
  • included managerFirst Republic Investment Management
  • included managerGranite Investment Partners
  • included managerHahn
  • included managerHays Advisory 028-10649
  • included managerJohn Hancock Asset Management 028-03955
  • included managerKelly Capital Management
  • included managerLateef Management
  • included managerLegg Mason
  • included managerLesa Sroufe & Co.
  • included managerMarshfield Associates Inc
  • included managerMcDonnell Investment Mgmt
  • included managerMiller, Tabak & Co. LLC
  • included managerNuveen
  • included managerOak Ridge Investments 028-06668
  • included managerOcean Park
  • included managerPacific Income Advisors
  • included managerParametric Portfolio Associates
  • included managerPinnacle
  • included managerPlacemark
  • included managerRNC Genter Capital Management 028-00970
  • included managerReinhart Partners, Inc.
  • included managerRiverbridge Partners, LLC
  • included managerSIGMA
  • included managerSage Advisory Services, Ltd. Co.
  • included managerSeaCap Investment Advisors
  • included managerSovereign
  • included managerStern Fisher Investments
  • included managerThornburg Investment Management 028-06605
  • included managerTodd Investment Advisors
  • included managerUniplan Real Estate Advisors
  • included managerVan Kampen/Affinity
  • included managerVictory Capital Management
  • included managerWedgewood Partners, Inc.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
ZULILY INC989774104CL A50$2,000thousands by filing date
ServiceNow,Inc.81762P102COM24$1,000thousands by filing date
WIPRO LTD SPON ADR 1 SH97651M109ADR138$1,000thousands by filing date
RESMED INC COM761152107Stock33$1,000thousands by filing date
KIMCO REALTY CORP COM49446R109REIT79$1,000thousands by filing date
CARNIVAL PLC ADS14365C103ADR32$1,000thousands by filing date
ARCOS DORADOS HLDGS INCG0457F107SHS CLASS -A -130$1,000thousands by filing date
OLIN CORP680665205COM PAR $150$1,000thousands by filing date
ROYAL GOLD INC780287108COM42$1,000thousands by filing date
ISHARES CMBS ETF46429B366CMBS ETF38$1,000thousands by filing date
CRH PLC ADS12626K203ADR44$1,000thousands by filing date
ISHARES INC464286301CMN110$1,000thousands by filing date
STATOIL ASA85771P102SPONSORED ADR64$1,000thousands by filing date
NII HOLDINGS INC62913F201COMMON STOCK766$1,000thousands by filing date
TILE SHOP HLDGS INC88677Q109COMMON STOCK100$1,000thousands by filing date
Hugoton Royalty Trust444717102COM253$1,000thousands by filing date
SMITH & WESSON BRANDS, INC.831756101COM100$1,000thousands by filing date
COCA COLA ENTERPRISES INC NE19122T109COM27$1,000thousands by filing date
MEADWESTVACO CORP583334107COM54$1,000thousands by filing date
ATLAS ENERGY LP04930A104COM UNITS LP24$1,000thousands by filing date
PMC-SIERRA INC69344F106COM250$1,000thousands by filing date
ENGILITY HLDGS INC29285W104COM56$1,000thousands by filing date
MEDIVATION INC58501N101COM24$1,000thousands by filing date
HATTERAS FINL CORP41902R103COM122$1,000thousands by filing date
RUBICON MINERALS CORP780911103COM1,910$1,000thousands by filing date
CREDIT SUISSE NASSAU BRH ETN L22542D852COM50$1,000thousands by filing date
LUXOTTICA GROUP SPA ADR55068R202SPONS ADR28$1,000thousands by filing date
MAJESCO ENTERTAINMENT CO560690208COM NEW2,000$1,000thousands by filing date
LIFEVANTAGE CORP53222K106COM1,000$1,000thousands by filing date
INTELLICHECK MOBILISA INC45817G102COM2,000$1,000thousands by filing date
SYNTROLEUM CORP871630208COM500$1,000thousands by filing date
BIODEL INC09064M204COM500$1,000thousands by filing date
SIFY TECHNOLOGIES LTD82655M107ADR550$1,000thousands by filing date
TRI-TECH HOLDINGG9103F106SHS1,000$1,000thousands by filing date
iShares Short Treasury Bond ETF464288679SHS6$0thousands by filing dateValue filed as zero, left out of ratios.
ONEOK INC NEW682680103COM11$0thousands by filing dateValue filed as zero, left out of ratios.
BALLARD PWR SYS INC NEW COM058586108Stock100$0thousands by filing dateValue filed as zero, left out of ratios.
TENARIS S A SPONSORED ADS88031M109ADR16$0thousands by filing dateValue filed as zero, left out of ratios.
DRDGOLD LIMITED SPON ADR REPSTG26152H301ADR2$0thousands by filing dateValue filed as zero, left out of ratios.
NRG ENERGY INC COM NEW629377508Stock23$0thousands by filing dateValue filed as zero, left out of ratios.
MERCURY SYS INC COM589378108Stock1$0thousands by filing dateValue filed as zero, left out of ratios.
STMICROELECTRONICS N V NY REGISTRY861012102ADR35$0thousands by filing dateValue filed as zero, left out of ratios.
PROTHENA CORP PLC SHSG72800108Stock1$0thousands by filing dateValue filed as zero, left out of ratios.
ARTISAN PARTNERS ASSET MGMT I CL A04316A108Stock9$0thousands by filing dateValue filed as zero, left out of ratios.
VERISIGN INC COM92343E102Stock7$0thousands by filing dateValue filed as zero, left out of ratios.
CMS ENERGY CORP COM125896100Stock12$0thousands by filing dateValue filed as zero, left out of ratios.
HUNTINGTON BANCSHARES INC COM446150104Stock2$0thousands by filing dateValue filed as zero, left out of ratios.
TARGA RES CORP COM87612G101Stock8$0thousands by filing dateValue filed as zero, left out of ratios.
MARRIOTT VACATIONS WORLDWIDE C COM57164Y107Stock1$0thousands by filing dateValue filed as zero, left out of ratios.
UGI CORP NEW COM902681105Stock6$0thousands by filing dateValue filed as zero, left out of ratios.
GALLAGHER ARTHUR J & CO COM363576109Stock5$0thousands by filing dateValue filed as zero, left out of ratios.
ACCO BRANDS CORP COM00081T108Stock1$0thousands by filing dateValue filed as zero, left out of ratios.
CBOE GLOBAL MKTS INC COM12503M108Stock5$0thousands by filing dateValue filed as zero, left out of ratios.
GOLD FIELDS LTD SPONSORED ADR38059T106ADR200$0thousands by filing dateValue filed as zero, left out of ratios.
COPA HOLDINGS SAP31076105CL A3$0thousands by filing dateValue filed as zero, left out of ratios.
ISHARES INC MSCI SPAIN ETF464286764MSCI SPAIN ETF13$0thousands by filing dateValue filed as zero, left out of ratios.
NCR VOYIX CORPORATION62886E108COM12$0thousands by filing dateValue filed as zero, left out of ratios.
AVIS BUDGET GROUP INC053774105COM10$0thousands by filing dateValue filed as zero, left out of ratios.
ANI PHARMACEUTICALS INC00182C103COM27$0thousands by filing dateValue filed as zero, left out of ratios.
SEABRIDGE GOLD INC811916105COM *D*100$0thousands by filing dateValue filed as zero, left out of ratios.
ECHOSTAR CORP278768106CL A10$0thousands by filing dateValue filed as zero, left out of ratios.
PLUG PWR INC72919P202COM NEW100$0thousands by filing dateValue filed as zero, left out of ratios.
POST HLDGS INC737446104COM1$0thousands by filing dateValue filed as zero, left out of ratios.
MICROVISION INC DEL594960304COM NEW63$0thousands by filing dateValue filed as zero, left out of ratios.
SEALED AIR CORP NEW81211K100COM9$0thousands by filing dateValue filed as zero, left out of ratios.
SIX FLAGS ENTERTAINMENT CORP83001A102COM3$0thousands by filing dateValue filed as zero, left out of ratios.
ISHARES464286731MSCI TAIWAN ETF5$0thousands by filing dateValue filed as zero, left out of ratios.
MILLER INDUSTRIES INC TENN600551204COMMON STOCK20$0thousands by filing dateValue filed as zero, left out of ratios.
NPK INTERNATIONAL INC651718504COMMON STOCK1$0thousands by filing dateValue filed as zero, left out of ratios.
GOLD RESOURCE CORP38068T105COMMON STOCK135$0thousands by filing dateValue filed as zero, left out of ratios.
SPDR INDEX SHS FDS78463X533ST MAR DIVID ETF2$0thousands by filing dateValue filed as zero, left out of ratios.
ISHARES MSCI TURKEY ETF464286715ETF1$0thousands by filing dateValue filed as zero, left out of ratios.
SUNOPTA INC8676EP108COM2$0thousands by filing dateValue filed as zero, left out of ratios.
ISHARES INDIA 50 ETF464289529UIT EXCHANGE TRADED1$0thousands by filing dateValue filed as zero, left out of ratios.
ISHARES INC464286202MSCI AUSTRIA ETF6$0thousands by filing dateValue filed as zero, left out of ratios.
ISHARES INC MSCI FRANCE ETF464286707ETF21$0thousands by filing dateValue filed as zero, left out of ratios.
MANCHESTER UTD PLC NEWG5784H106CMN10$0thousands by filing dateValue filed as zero, left out of ratios.
ADVANTEST CORP.00762U200Common stock56$0thousands by filing dateValue filed as zero, left out of ratios.
James Hardie Industries PLC47030M106Depositary Receipt11$0thousands by filing dateValue filed as zero, left out of ratios.
RANDGOLD RES LTD752344309ADR8$0thousands by filing dateValue filed as zero, left out of ratios.
ATLANTIC PWR CORP04878Q863COM NEW128$0thousands by filing dateValue filed as zero, left out of ratios.
INTEGRATED DEVICE TECHNOLOGY INC458118106COMMON STOCK1$0thousands by filing dateValue filed as zero, left out of ratios.
PORTUGAL TELECOM SGPS737273102COMMON STOCK-FO115$0thousands by filing dateValue filed as zero, left out of ratios.
SANOFI80105N113COMMON STOCK-FO965$0thousands by filing dateValue filed as zero, left out of ratios.
QUICKSILVER RESOURCES INC.74837R104COMMON STOCK200$0thousands by filing dateValue filed as zero, left out of ratios.
OCEAN RIG UDW INCY64354205COMMON STOCK-FO3$0thousands by filing dateValue filed as zero, left out of ratios.
TELECOM ITALIA SPA87927Y102COMMON STOCK-FO33$0thousands by filing dateValue filed as zero, left out of ratios.
FIVE STAR SENIOR LIVING33832D106COMMON STOCK18$0thousands by filing dateValue filed as zero, left out of ratios.
INFINERA CORP45667G103COMMON STOCK93$0thousands by filing dateValue filed as zero, left out of ratios.
NOVAVAX INC670002104COMMON STOCK2$0thousands by filing dateValue filed as zero, left out of ratios.
RETAIL OPPORTUNITY INVESTMENTS76131N101COMMON STOCK16$0thousands by filing dateValue filed as zero, left out of ratios.
NW Biotherapeutics66737P600USD4$0thousands by filing dateValue filed as zero, left out of ratios.
Lee Enterprises Inc523768109COM100$0thousands by filing dateValue filed as zero, left out of ratios.
AMERICAN SUPERCONDUCTOR CORP030111108COM1$0thousands by filing dateValue filed as zero, left out of ratios.
DENTSPLY INTL INC249030107COM5$0thousands by filing dateValue filed as zero, left out of ratios.
BOSTON PRIVATE FINL HLDGS INC COM101119105Stock1$0thousands by filing dateValue filed as zero, left out of ratios.
TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS87936R106COM1$0thousands by filing dateValue filed as zero, left out of ratios.
Alvarion LtdM0861T118Common / Ordinary Stock25$0thousands by filing dateValue filed as zero, left out of ratios.
CAPSTEAD MTG CORP14067E506COM NO PAR56$0thousands by filing dateValue filed as zero, left out of ratios.
FERRO CORP315405100COM1$0thousands by filing dateValue filed as zero, left out of ratios.
NORTHEAST UTILS664397106COM2$0thousands by filing dateValue filed as zero, left out of ratios.
ITT CORP450911201COM1$0thousands by filing dateValue filed as zero, left out of ratios.
Telecom Italia S P A New Spons87927Y201ADR25$0thousands by filing dateValue filed as zero, left out of ratios.
MANITOWOC COMPANY INC563571108COM32$0thousands by filing dateValue filed as zero, left out of ratios.
SONUS NETWORKS INC835916107COM3$0thousands by filing dateValue filed as zero, left out of ratios.
AVEO PHARMACEUTICALS INC053588109COM81$0thousands by filing dateValue filed as zero, left out of ratios.
PHH CORP693320202COM NEW25$0thousands by filing dateValue filed as zero, left out of ratios.
TRIANGLE PETE CORP89600B201COM NEW1$0thousands by filing dateValue filed as zero, left out of ratios.
TIM PARTICIPACOES S A88706P205SPONSORED ADR2$0thousands by filing dateValue filed as zero, left out of ratios.
ARIAD PHARMACEUTICALS INC04033A100COM65$0thousands by filing dateValue filed as zero, left out of ratios.
ROCKY MTN CHOCOLATE FACTORY774678403COM PAR $0.0343$0thousands by filing dateValue filed as zero, left out of ratios.
AMBASSADORS GROUP INC023177108COM200$0thousands by filing dateValue filed as zero, left out of ratios.
CLICKSOFTWARE TECHNOLOGIES LM25082104ORD1$0thousands by filing dateValue filed as zero, left out of ratios.
SIBANYE GOLD LTD825724206SPONSORED ADR50$0thousands by filing dateValue filed as zero, left out of ratios.
DDR CORP23317H102COM40$0thousands by filing dateValue filed as zero, left out of ratios.
JA SOLAR HOLDINGS CO LTD466090206SPON ADR REP5ORD60$0thousands by filing dateValue filed as zero, left out of ratios.
COMPUWARE CORP205638109COM13$0thousands by filing dateValue filed as zero, left out of ratios.
AOL INC00184X105COM12$0thousands by filing dateValue filed as zero, left out of ratios.
WAUSAU PAPER CORP943315101COM1$0thousands by filing dateValue filed as zero, left out of ratios.
COLDWATER CREEK INC193068202COM50$0thousands by filing dateValue filed as zero, left out of ratios.
NANOSPHERE INC63009F105COM300$0thousands by filing dateValue filed as zero, left out of ratios.
ISHARES INC MSCI ITALY CAP464286855ETF10$0thousands by filing dateValue filed as zero, left out of ratios.
COCA-COLA HBC AG-SPR ADR191223106SPON34$0thousands by filing dateValue filed as zero, left out of ratios.
ROYAL BANK OF SCOT-SPON ADR780097689SPON79$0thousands by filing dateValue filed as zero, left out of ratios.
LADENBURG THALMANN FINANCIAL50575Q102COM2$0thousands by filing dateValue filed as zero, left out of ratios.
KONAMI CORP-ADR50046R101SPON6$0thousands by filing dateValue filed as zero, left out of ratios.
POWERSECURE INTERNATIONAL IN73936N105COM33$0thousands by filing dateValue filed as zero, left out of ratios.
EMCORE CORP290846203COM150$0thousands by filing dateValue filed as zero, left out of ratios.
USEC INC90333E207COMMON10$0thousands by filing dateValue filed as zero, left out of ratios.
REDIFFCOM INDIA LTD757479100ADR300$0thousands by filing dateValue filed as zero, left out of ratios.
CGG SPONS ADR12531Q105ADR41$0thousands by filing dateValue filed as zero, left out of ratios.
DYNEGY INC WARRANT26817R116WARRANT1$0thousands by filing dateValue filed as zero, left out of ratios.
COLLABRX INC19422J108COM16$0thousands by filing dateValue filed as zero, left out of ratios.
BACTERIN INTERNATIONAL HLDGS INC.05644R101COM500$0thousands by filing dateValue filed as zero, left out of ratios.
VOLTARI CORP NEW92870X309COM22$0thousands by filing dateValue filed as zero, left out of ratios.
PACIFIC ETHANOL INC PAR $.00169423U305COM1$0thousands by filing dateValue filed as zero, left out of ratios.
GLOBAL X FDS37950E747GLOB X NOR ETF9$0thousands by filing dateValue filed as zero, left out of ratios.
CEL SCI CORP150837508COM PAR $0.01100$0thousands by filing dateValue filed as zero, left out of ratios.

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001080107-14-000001 superseded2014-02-12acceptance time not in the bulk data set
13F-HR/A 0001080107-14-000003this filing2014-02-13acceptance time not in the bulk data set