13F-HR/A filed by D.A. DAVIDSON & CO.
D.A. DAVIDSON & CO. filed this 13F-HR/A for the quarter ended 2013-12-31, filed 2014-02-13, with 2,138 holding rows worth $2,677,197,000.
- Accession
- 0001080107-14-000003
- Filer
- CIK 1080107
- Filed
- 2014-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2013
A combination report, amendment of type restatement, 4,840 entries on the cover page, a total value of $2,677,197,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,677,197,000 with VALUE read as thousands by filing date, 13F file number 028-07602. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerAlta Capital Management 028-05119
- reports for this filerAshfield Capital Partners LLC
- reports for this filerAston Asset Management
- reports for this filerAtalanta Sosnoff Management
- reports for this filerAtivo
- reports for this filerBender
- reports for this filerC.S. McKee
- reports for this filerCapstone Asset Management
- reports for this filerConfluence Inv Management LLC
- reports for this filerContravisory
- reports for this filerD. A. Davidson & Co.
- reports for this filerDavidson Investment Advisors 028-10301
- reports for this filerDavis Investment Advisors
- reports for this filerEagle Asset Management 028-01666
- reports for this filerEfficient Market Advisors
- reports for this filerElessar Investment Management, LLC
- reports for this filerEstabrook Capital Management 028-01283
- reports for this filerF-Squared AlphaSector
- reports for this filerFirst Republic Investment Management
- reports for this filerGranite Investment Partners
- reports for this filerHahn
- reports for this filerHays Advisory 028-10649
- reports for this filerJohn Hancock Asset Management 028-03955
- reports for this filerKelly Capital Management
- reports for this filerLateef Management
- reports for this filerLegg Mason
- reports for this filerLesa Sroufe & Co.
- reports for this filerMarshfield Associates Inc
- reports for this filerMcDonnell Investment Mgmt
- reports for this filerMiller, Tabak & Co. LLC
- reports for this filerNuveen
- reports for this filerOak Ridge Investments 028-06668
- reports for this filerOcean Park
- reports for this filerPacific Income Advisors
- reports for this filerParametric Portfolio Associates
- reports for this filerPinnacle
- reports for this filerPlacemark
- reports for this filerRNC Genter Capital Management 028-00970
- reports for this filerReinhart Partners, Inc.
- reports for this filerRiverbridge Partners, LLC
- reports for this filerSIGMA
- reports for this filerSage Advisory Services, Ltd. Co.
- reports for this filerSeaCap Investment Advisors
- reports for this filerSovereign
- reports for this filerStern Fisher Investments
- reports for this filerThornburg Investment Management 028-06605
- reports for this filerTodd Investment Advisors
- reports for this filerUniplan Real Estate Advisors
- reports for this filerVan Kampen/Affinity
- reports for this filerVictory Capital Management
- reports for this filerWedgewood Partners, Inc.
- included managerAlta Capital Management 028-05119
- included managerAshfield Capital Partners LLC
- included managerAston Asset Management
- included managerAtalanta Sosnoff Management
- included managerAtivo
- included managerBender
- included managerC.S. McKee
- included managerCapstone Asset Management
- included managerConfluence Inv Management LLC
- included managerContravisory
- included managerD. A. Davidson & Co.
- included managerDavidson Investment Advisors 028-10301
- included managerDavis Investment Advisors
- included managerEagle Asset Management 028-01666
- included managerEfficient Market Advisors
- included managerElessar Investment Management, LLC
- included managerEstabrook Capital Management 028-01283
- included managerF-Squared AlphaSector
- included managerFirst Republic Investment Management
- included managerGranite Investment Partners
- included managerHahn
- included managerHays Advisory 028-10649
- included managerJohn Hancock Asset Management 028-03955
- included managerKelly Capital Management
- included managerLateef Management
- included managerLegg Mason
- included managerLesa Sroufe & Co.
- included managerMarshfield Associates Inc
- included managerMcDonnell Investment Mgmt
- included managerMiller, Tabak & Co. LLC
- included managerNuveen
- included managerOak Ridge Investments 028-06668
- included managerOcean Park
- included managerPacific Income Advisors
- included managerParametric Portfolio Associates
- included managerPinnacle
- included managerPlacemark
- included managerRNC Genter Capital Management 028-00970
- included managerReinhart Partners, Inc.
- included managerRiverbridge Partners, LLC
- included managerSIGMA
- included managerSage Advisory Services, Ltd. Co.
- included managerSeaCap Investment Advisors
- included managerSovereign
- included managerStern Fisher Investments
- included managerThornburg Investment Management 028-06605
- included managerTodd Investment Advisors
- included managerUniplan Real Estate Advisors
- included managerVan Kampen/Affinity
- included managerVictory Capital Management
- included managerWedgewood Partners, Inc.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SHERWIN WILLIAMS CO | 824348106 | COM | 134 | $24,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 605 | $24,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 1,000 | $24,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 800 | $24,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 2,000 | $24,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 505 | $24,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 1,059 | $24,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 1,500 | $24,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 933 | $24,000 | thousands by filing date | |
| LIFE TECHNOLOGIES CORP | 53217V109 | COM | 318 | $24,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 2,000 | $24,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 2,000 | $24,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 400 | $23,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 453 | $23,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 2,744 | $23,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 1,647 | $23,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 2,000 | $23,000 | thousands by filing date | |
| NASDAQ INC COM | 631103108 | Stock | 607 | $23,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 206 | $23,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 1,400 | $23,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 729 | $23,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 4,453 | $23,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 1,000 | $23,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 375 | $23,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,100 | $23,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,787 | $23,000 | thousands by filing date | |
| BABCOCK & WILCOX CO NEW | 05615F102 | COM | 710 | $23,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 625 | $22,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 208 | $22,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 582 | $22,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 1,550 | $22,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 1,010 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 336 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347R313 | PSHS ULSHT 7-10Y | 754 | $22,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 464 | $22,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 800 | $22,000 | thousands by filing date | |
| KKR FINL HLDGS LLC | 48248A306 | COM | 1,885 | $22,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 406 | $22,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 500 | $22,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 372 | $21,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 259 | $21,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 575 | $21,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 310 | $21,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 650 | $21,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 484 | $21,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 200 | $21,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 413 | $21,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 200 | $21,000 | thousands by filing date | |
| ALUMINA LTD ADR | 022205108 | COM | 5,603 | $21,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 501 | $20,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 454 | $20,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,568 | $20,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 591 | $20,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 335 | $20,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 183 | $20,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 563 | $20,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 2,928 | $20,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 900 | $20,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 2,500 | $20,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 793 | $20,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 2,508 | $20,000 | thousands by filing date | |
| PAA NAT GAS STORAGE L P | 693139107 | COM UNIT LTD | 895 | $20,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 788 | $20,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 805 | $19,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 531 | $19,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 144 | $19,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,950 | $19,000 | thousands by filing date | |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 600 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 420 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 935 | $19,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 700 | $19,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 777 | $19,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 197 | $19,000 | thousands by filing date | |
| SANTARUS INC | 802817304 | COM | 625 | $19,000 | thousands by filing date | |
| EG DJ EMRG MKT CNSUMR TITA | 268461779 | EGS EMKTCONS ETF | 795 | $19,000 | thousands by filing date | |
| E-COMMERCE CHINA DANGDANG IN | 26833A105 | SPN ADS COM A | 2,000 | $19,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 2,000 | $19,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 150 | $18,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 400 | $18,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 570 | $18,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 436 | $18,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 457 | $18,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 257 | $18,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 507 | $18,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 1,000 | $18,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 409 | $18,000 | thousands by filing date | |
| ACORN ENERGY INC | 004848107 | COMMON STOCK | 4,500 | $18,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 472 | $18,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 9,500 | $18,000 | thousands by filing date | |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 1,500 | $18,000 | thousands by filing date | |
| ORIENT EXPRESS HOTELS LTD -A | G67743107 | CL A | 1,211 | $18,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 317 | $18,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 253 | $17,000 | thousands by filing date | |
| POSCO HOLDINGS INC SPONSORED ADR | 693483109 | ADR | 221 | $17,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 147 | $17,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 340 | $17,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 1,320 | $17,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,000 | $17,000 | thousands by filing date | |
| H2O AMERICA | 784305104 | COM | 600 | $17,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 406 | $17,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 1,801 | $17,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,926 | $17,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 190 | $17,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 667 | $17,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 1,500 | $17,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,000 | $17,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 2,670 | $17,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 705 | $17,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 858 | $17,000 | thousands by filing date | |
| ALCO STORES INC | 001600105 | COM | 1,800 | $17,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 640 | $16,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 600 | $16,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 1,313 | $16,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 532 | $16,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 406 | $16,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 300 | $16,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 320 | $16,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 850 | $16,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,300 | $16,000 | thousands by filing date | |
| GREENLIGHT CAPITAL RE LTD A | G4095J109 | COMMON STOCK | 500 | $16,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 2,471 | $16,000 | thousands by filing date | |
| WESTERN ASSET MGD HI INCM FD | 95766L107 | COM | 3,000 | $16,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 2,900 | $16,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 1,952 | $16,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 545 | $16,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 5,600 | $16,000 | thousands by filing date | |
| PROSHARES TR SHORT QQQ (PSQ) | 74347R602 | ETF | 929 | $16,000 | thousands by filing date | |
| ACCURAY INC | 004397AB1 | CNV | 15,000 | $16,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 166 | $15,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 268 | $15,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,875 | $15,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 157 | $15,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 900 | $15,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 390 | $15,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 750 | $15,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 400 | $15,000 | thousands by filing date | |
| SYNOVUS FINANCIAL CORP | 87161C105 | COM | 4,263 | $15,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 300 | $15,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 832 | $15,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 1,200 | $15,000 | thousands by filing date | |
| AMERN STRATEGIC INCOME PTFL | 030099105 | COM | 2,000 | $15,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,600 | $14,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 170 | $14,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 1,330 | $14,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 550 | $14,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 287 | $14,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 10,000 | $14,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 2,250 | $14,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 90 | $14,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 300 | $14,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 2,000 | $14,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 397 | $13,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 200 | $13,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 348 | $13,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 873 | $13,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 2,000 | $13,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 120 | $13,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 505 | $13,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,000 | $13,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 148 | $13,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33718M105 | COM SHS ANNUAL | 400 | $13,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 591 | $13,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 497 | $13,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 190 | $13,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 1,835 | $13,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 200 | $13,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 433 | $13,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 500 | $13,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097754 | ADR PREF SHS Q | 600 | $13,000 | thousands by filing date | |
| AMERICAN STRATEGIC INC PORTFOLIO INC (ASP) | 030098107 | COM | 1,543 | $13,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 817 | $12,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 220 | $12,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 1,557 | $12,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 300 | $12,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 1,000 | $12,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 700 | $12,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 800 | $12,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 941 | $12,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 228 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 150 | $12,000 | thousands by filing date | |
| FIRST FINANCIAL NORTHWEST IN | 32022K102 | COM | 1,200 | $12,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 640 | $12,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 1,016 | $12,000 | thousands by filing date | |
| NUVEEN CA DIV ADVANTG MUN FD | 67069X104 | COM | 1,000 | $12,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 11 | $11,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 517 | $11,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 250 | $11,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 117 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 460 | $11,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 206 | $11,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 19 | $11,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 315 | $11,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1,011 | $11,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 1,969 | $11,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 450 | $11,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 282 | $11,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,000 | $11,000 | thousands by filing date | |
| Community West Bancshares | 204157101 | Common Stock | 1,800 | $11,000 | thousands by filing date | |
| FUSION-IO INC | 36112J107 | COMMON STOCK | 1,300 | $11,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 500 | $11,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,000 | $11,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 1,000 | $11,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 241 | $11,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 357 | $11,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 98 | $11,000 | thousands by filing date | |
| CUTWATER SELECT INCOME FD | 232229104 | COM | 635 | $11,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 1,000 | $11,000 | thousands by filing date | |
| ING RISK MANAGED NAT RES FD | 449810100 | COM | 1,146 | $11,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 1,000 | $11,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,622 | $10,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 2,000 | $10,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 237 | $10,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 200 | $10,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,300 | $10,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 884 | $10,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 306 | $10,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 362 | $10,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 434 | $10,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 778 | $10,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 101 | $10,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 88 | $10,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,103 | $10,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,031 | $10,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 625 | $10,000 | thousands by filing date | |
| AIR TRANSPORT SERVICES GRP I | 00922R105 | COM | 1,300 | $10,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 415 | $10,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 500 | $10,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 433 | $10,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 200 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 281 | $10,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 700 | $10,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 347 | $10,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 173 | $9,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 87 | $9,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 275 | $9,000 | thousands by filing date | |
| WATTS WATER TECHNOLOGIES INC CL A | 942749102 | Stock | 150 | $9,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 100 | $9,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 500 | $9,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 500 | $9,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 197 | $9,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,000 | $9,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 106 | $9,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 500 | $9,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 200 | $9,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 134 | $9,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 1,000 | $9,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 1,000 | $9,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 272 | $9,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 54 | $9,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 200 | $9,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 810 | $9,000 | thousands by filing date | |
| CAI INTERNATIONAL INC | 12477X106 | COM | 419 | $9,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 130 | $9,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 325 | $9,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 500 | $9,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 200 | $9,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 1,000 | $9,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 200 | $9,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 4,300 | $9,000 | thousands by filing date | |
| OMEGA PROTEIN CORP | 68210P107 | COM | 800 | $9,000 | thousands by filing date | |
| NUVEEN CA SELECT QUALITY MUN | 670975101 | COM | 700 | $9,000 | thousands by filing date | |
| MFS CALIF MUN FD | 59318C106 | COM | 1,000 | $9,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 700 | $9,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 247 | $9,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 125 | $8,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 100 | $8,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 300 | $8,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 50 | $8,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 200 | $8,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 200 | $8,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 130 | $8,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 216 | $8,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 438 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 200 | $8,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 100 | $8,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 596 | $8,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 118 | $8,000 | thousands by filing date | |
| MECHANICS BANCORP A | 43785V102 | COMMON STOCK | 400 | $8,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,323 | $8,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 100 | $8,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 700 | $8,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 246 | $8,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 173 | $8,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 314 | $8,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 154 | $8,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 143 | $8,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 50 | $8,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 4,000 | $8,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 511 | $8,000 | thousands by filing date | |
| ISHARES NYSE COMPOSITE INDEX | 464287143 | COM | 86 | $8,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 1,715 | $8,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 94 | $7,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 500 | $7,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 574 | $7,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 100 | $7,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 200 | $7,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 300 | $7,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 156 | $7,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 500 | $7,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 106 | $7,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 459 | $7,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 83 | $7,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 591 | $7,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 2,174 | $7,000 | thousands by filing date | |
| GREEN MTN COFFEE ROASTERS IN | 393122106 | COM | 100 | $7,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,951 | $7,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 1,066 | $7,000 | thousands by filing date | |
| PPL CORP | 69351T114 | UNIT 99/99/9999S | 150 | $7,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 1,000 | $7,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 235 | $7,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 300 | $7,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 147 | $6,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 200 | $6,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 718 | $6,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 78 | $6,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 91 | $6,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 90 | $6,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 704 | $6,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 294 | $6,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 375 | $6,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,000 | $6,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 194 | $6,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 178 | $6,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 76 | $6,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 930 | $6,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 519 | $6,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 385 | $6,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 409 | $6,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 175 | $6,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 248 | $6,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,000 | $6,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 1,579 | $6,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 795 | $6,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 100 | $6,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,571 | $6,000 | thousands by filing date | |
| STERLING FINL CORP WASH | 859319303 | COM NEW | 200 | $6,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 289 | $6,000 | thousands by filing date | |
| DIGITAL GENERATION INC | 25400B108 | COM | 521 | $6,000 | thousands by filing date | |
| ARKANSAS BEST CORP | 040790107 | COM | 192 | $6,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 75 | $6,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 5,000 | $6,000 | thousands by filing date | |
| TORTOISE ENERGY CAP CORP | 89147U100 | COM | 200 | $6,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 500 | $6,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 350 | $6,000 | thousands by filing date | |
| INTERMOUNTAIN COMMUNITY BANCOR NEW | 45881M308 | COM | 425 | $6,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 221 | $5,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 73 | $5,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 453 | $5,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 100 | $5,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 76 | $5,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 944 | $5,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 104 | $5,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 60 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 150 | $5,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 407 | $5,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 120 | $5,000 | thousands by filing date | |
| GABELLI GLOBAL UTIL & INCOME | 36242L105 | COM SH BEN INT | 250 | $5,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 250 | $5,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 90 | $5,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 400 | $5,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 62 | $5,000 | thousands by filing date | |
| INVESCO MUNICIPAL TRUST | 46131J103 | COM | 500 | $5,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 161 | $5,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 300 | $5,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 277 | $5,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 324 | $5,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097788 | PREFERRED STOCK | 274 | $5,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 242 | $5,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 160 | $5,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 500 | $5,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 382 | $5,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 300 | $5,000 | thousands by filing date | |
| EARTHLINK INC | 270321102 | COM | 1,000 | $5,000 | thousands by filing date | |
| OMNICARE INC | 681904108 | COM | 95 | $5,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 140 | $5,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 478 | $5,000 | thousands by filing date | |
| SPARTAN STORES INC | 846822104 | COM | 240 | $5,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 416 | $5,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 64 | $4,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 100 | $4,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 625 | $4,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 91 | $4,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 269 | $4,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 55 | $4,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 300 | $4,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 348 | $4,000 | thousands by filing date | |
| GABELLI CONVERTIBLE & INCOME S | 36240B109 | COM | 695 | $4,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 423 | $4,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 515 | $4,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY I | 40167B100 | COM | 484 | $4,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 850 | $4,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 100 | $4,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 195 | $4,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 59 | $4,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 270 | $4,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 150 | $4,000 | thousands by filing date | |
| ARRAY DIGITAL INFRASTRUCTURE | 911684108 | COM | 117 | $4,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 164 | $4,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 384 | $4,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 148 | $4,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 354 | $4,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 109 | $4,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 100 | $4,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 762 | $4,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 167 | $4,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC COM | 92672A101 | Stock | 146 | $4,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 979 | $4,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 81 | $4,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 705 | $4,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 600 | $4,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 2,001 | $4,000 | thousands by filing date | |
| NUVEEN EQTY PRM OPPORTUNITYF | 6706EM102 | COM | 372 | $4,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 471 | $4,000 | thousands by filing date | |
| MACQUARIE FT TR GB INF UT DI | 55607W100 | COM | 251 | $4,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 321 | $4,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 100 | $4,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 325 | $4,000 | thousands by filing date | |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 1,428 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 36 | $3,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 1,000 | $3,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 399 | $3,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 36 | $3,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 105 | $3,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 44 | $3,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 75 | $3,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 75 | $3,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,000 | $3,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 153 | $3,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 64 | $3,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 84 | $3,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 235 | $3,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 120 | $3,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 129 | $3,000 | thousands by filing date | |
| KENNAMETAL INC | 489170100 | COM | 69 | $3,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 145 | $3,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 150 | $3,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS | 45857P400 | COMMON STOCK-FO | 97 | $3,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 760 | $3,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 1,195 | $3,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 1,000 | $3,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 169 | $3,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R300 | EMER MK 50 ADR | 104 | $3,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 500 | $3,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 150 | $3,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 353 | $3,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 300 | $3,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 500 | $3,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 500 | $3,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INC FD 3 | 67072W101 | COM | 400 | $3,000 | thousands by filing date | |
| THERMOGENESIS CORP | 883623308 | COM | 3,125 | $3,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 720 | $3,000 | thousands by filing date | |
| HYDROGENICS CORPORATION NEW | 448883207 | COM | 200 | $3,000 | thousands by filing date | |
| ING INTERNATIONAL | 45684Q100 | COM | 372 | $3,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 50 | $2,000 | thousands by filing date | |
| DILLARDS INC CL A | 254067101 | Stock | 28 | $2,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 200 | $2,000 | thousands by filing date | |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 29 | $2,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 1,000 | $2,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 58 | $2,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 119 | $2,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 550 | $2,000 | thousands by filing date | |
| GDL FD | 361570104 | COM SH BEN IT | 200 | $2,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 23 | $2,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 117 | $2,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 52 | $2,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 160 | $2,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 50 | $2,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 108 | $2,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 100 | $2,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 35 | $2,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 100 | $2,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 48 | $2,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 200 | $2,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 470 | $2,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 16 | $2,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 113 | $2,000 | thousands by filing date | |
| NOODLES & CO | 65540B105 | COM CL A | 60 | $2,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 496 | $2,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 300 | $2,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 500 | $2,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 268 | $2,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 42 | $2,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 121 | $2,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 257 | $2,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 158 | $2,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 500 | $2,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 74 | $2,000 | thousands by filing date | |
| UTSTARCOM HOLDINGS CORP | G9310A114 | SHS NEW | 899 | $2,000 | thousands by filing date | |
| CYTORI THERAPEUTICS INC | 23283K105 | COM | 1,000 | $2,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 325 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 100 | $2,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,000 | $2,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 1,000 | $2,000 | thousands by filing date | |
| SESA STERLITE LTD | 78413F103 | SPONSORED ADR | 210 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001080107-14-000001 | superseded | 2014-02-12 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001080107-14-000003 | this filing | 2014-02-13 | acceptance time not in the bulk data set |